UK Regulated Entities definition

UK Regulated Entities means, individually or collectively as the context may indicate, each of Forex Capital Markets Limited, a Person organized under the laws of England and Wales, FXCM Securities Limited, a Person organized under the laws of England and Wales, and ODL Group Limited, a Person organized under the laws of England and Wales.
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UK Regulated Entities means Anchorman Insurance Consultants Limited, AssuredPartners London Limited, Borland Insurance Ltd, AssuredPartners Regions Ltd., PSP Insurance and Financial Solutions Limited, Inevexco Ltd, GM Insurance Brokers Limited, Club Insure Ltd and Xxxxxx Insurance Brokers Ltd, Xxxxxx Xxxx Limited, Xxxxxx (Hawick) Limited and CIA Insurance Services Limited.
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UK Regulated Entities means ANL, SMA, SMIM, SMPIM and SPL, being those Group Members which are “UK authorised persons” within the meaning of section 178(4) of FSMA (each, a “UK Regulated Entity”);
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Examples of UK Regulated Entities in a sentence

  • As at the date of this document, Raymond James has submitted its change of control application to the FCA seeking approval from the FCA to acquire control of the Charles Stanley UK Regulated Entities.

  • These conditions include approval from the FCA for Raymond James to acquire control of the Charles Stanley UK Regulated Entities.


More Definitions of UK Regulated Entities

UK Regulated Entities means the Acquired Companies which are authorized by the FCA including Xxxxxx X. Xxxx Limited, NFP Commercial Solutions Limited, NFP Wealth Management Limited, NFP Benefits Consultants Limited, Xxxxxxx Xxxxxxx Limited, Gravity Risk Services Limited, KGJ Insurance Services Limited, Insureit UK Ltd, Xxxxx Xxxxx Insurance Services Limited, Resolute-IS Limited, MPM Insurance Services Limited, The Xxxxxx Insurance Consultancy Ltd, Insurance, Risk & Claims Management Ltd, Xxxxx Insurance Services Limited and KGJ Commercial Insurance Services Limited.
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Related to UK Regulated Entities

  • Regulated Entity means any entity referred to in Section I of Article L.613-34 of the French Code monétaire et financier as modified by the 20 August 2015 Decree Law, which includes certain credit institutions, investment firms, and certain of their parent or holding companies established in France.

  • Listed Entity means an entity whose shares, debt or other securities are quoted on, listed on or marketed through a recognized stock exchange or other equivalent body, whether within or outside of Canada, other than an entity that has, in respect of a particular fiscal year, market capitalization and total assets that are each less than $10,000,000. An entity that becomes a listed entity by virtue of the market capitalization or total assets becoming $10,000,000 or more in respect of a particular fiscal year shall be considered to be a listed entity thenceforward unless and until the entity ceases to have its shares or debt quoted, listed or marketed in connection with a recognized stock exchange or the entity has remained under the market capitalization or total assets threshold for a period of two years.

  • foreign fishing vessel means any fishing vessel other than a local fishing vessel;

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.