U.S. Special Resolution Regime definition

U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder.
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the regulations promulgated thereunder.
U.S. Special Resolution Regime has the meaning assigned to it in Section 9.21.

Examples of U.S. Special Resolution Regime in a sentence

  • In the event that any Underwriter that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Underwriter of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime.

  • In the event that the Agent is a Covered Entity and the Agent or a BHC Act Affiliate of the Agent becomes subject to a proceeding under a U.S. Special Resolution Regime, Default Rights under this Agreement that may be exercised against the Agent are permitted to be exercised to no greater extent than such Default Rights could be exercised under the U.S. Special Resolution Regime if this Agreement were governed by the laws of the United States or a state of the United States.

  • In the event that any Underwriter that is a Covered Entity or a BHC Act Affiliate of such Underwriter becomes subject to a proceeding under a U.S. Special Resolution Regime, Default Rights under this Agreement that may be exercised against such Underwriter are permitted to be exercised to no greater extent than such Default Rights could be exercised under the U.S. Special Resolution Regime.

  • In the event that the Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from the Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.


More Definitions of U.S. Special Resolution Regime

U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder. If the foregoing is in accordance with your understanding of our agreement, please sign and return to the undersigned a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Company and each of the Underwriters. Very truly yours, BMO COMMERCIAL MORTGAGE SECURITIES LLC By: /s/ Xxxx Xxxxxxxxxxx Name: Xxxx Xxxxxxxxxxx Title: Chief Executive Officer BMO 2024-5C4 – Underwriting Agreement Accepted as of the date hereof: BMO CAPITAL MARKETS CORP., as Underwriter By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Managing Director BMO 2024-5C4 – Underwriting Agreement CITIGROUP GLOBAL MARKETS INC., as Underwriter By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Managing Director BMO 2024-5C4 – Underwriting Agreement DEUTSCHE BANK SECURITIES INC., as Underwriter By: /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: Director By: /s/ Xxxxxx-Xxxxxxxxxxx Xxxxx Name: Xxxxxx-Xxxxxxxxxxx Xxxxx Title: Managing Director BMO 2024-5C4 – Underwriting Agreement XXXXXXX XXXXX & CO. LLC, as Underwriter By: /s/ Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Managing Director BMO 2024-5C4 – Underwriting Agreement UBS SECURITIES LLC, as Underwriter By: /s/ Xxxxxx Xxxx Name: Xxxxxx Xxxx Title: Director By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Executive Director BMO 2024-5C4 – Underwriting Agreement XXXXX FARGO SECURITIES, LLC, as Underwriter By: /s/ Xxx Xxxxx Name: Xxx Xxxxx Title: Managing Director ACADEMY SECURITIES, INC., as Underwriter By: /s/ Xxxxxxx Xxxx Name: Xxxxxxx Xxxx Title: Chief Compliance Officer BMO 2024-5C4 – Underwriting Agreement XXXXXXXX CAPITAL, LLC, as Underwriter By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: President BMO 2024-5C4 – Underwriting Agreement XXXXXX XXXXXXXX, LLC, as Underwriter By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP of Securitized Products BMO 2024-5C4 – Underwriting Agreement SCHEDULE I Class of Certificates Approximate Initial Certificate Balance (or Notional Amount) Approximate Initial Pass-Through Rate Class A-1 $5,330,000 6.0171% Class A-2 $103,040,000 6.0450% Class A-3 $495,689,000 6.5262% Class X-A $604,059,000 (1) 0.8142% Class X-B $181,217,000 (1) 0.2262% Class A-S $105,710,000 6.8660% Class B $44,226,000 7.2538% Class C $31,281,000 7.2538%
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder. If the foregoing correctly sets forth the understanding among the Company and the several Underwriters, please so indicate in the space provided below for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement among the Company and the Underwriters, severally. Very truly yours, CIIG Capital Partners II, Inc. By: Name: Title: Accepted and agreed to as of the date first above written, on behalf of themselves and the other several Underwriters named in Schedule A UBS SECURITIES LLC BARCLAYS CAPITAL INC. By: UBS SECURITIES LLC By: Name: Title: By: Name: Title: BARCLAYS CAPITAL INC. By: Name: Title: SCHEDULE A Underwriter Number of Firm Units UBS SECURITIES LLC BARCLAYS CAPITAL INC. LIONTREE ADVISORS LLC [●] Total 22,500,000 SCHEDULE B Permitted Exempt Written Communications [●] Pricing Information Provided Orally by Underwriters Price per Unit to the public: $10.00 Number of Units Offered: 22,500,000 EXHIBIT A OFFICERS’ CERTIFICATE Each of the undersigned, Xxxxx Xxxxx, Co-Chief Executive Officer of CIIG Capital Partners II, Inc., a Delaware corporation (the “Company”), and Xxxxxxx Xxxxxxx, Co-Chief Executive Officer of the Company, on behalf of the Company, does hereby certify pursuant to Section 6(g) of that certain Underwriting Agreement dated [●], 2021 (the “Underwriting Agreement”) among the Company and, on behalf of the several Underwriters named therein, UBS Securities LLC and Barclays Capital Inc., that as of [●], 2021:
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder. If the foregoing is in accordance with the Underwriters’ understanding of our agreement, kindly sign and return to one of the counterparts hereof, whereupon it will become a binding agreement among the Company, the Guarantor and the several Underwriters in accordance with its terms. Very truly yours, DIAMONDBACK ENERGY, INC. By: /s/ Xxxxxxx Xxxx Van’t Hof Name: Xxxxxxx Xxxx Van’t Hof Title: President and Chief Financial Officer DIAMONDBACK E&P LLC By: /s/ Xxxxxxx Xxxx Van’t Hof Name: Xxxxxxx Xxxx Van’t Hof Title: President and Chief Financial Officer The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written. CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxx X. Xxxxxxx Name: Xxxxx X. Xxxxxxx Title: Director BOFA SECURITIES, INC. By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Managing Director TD SECURITIES (USA) LLC By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Director Acting on behalf of themselves and as Representatives of the several Underwriters Signature Page to Underwriting Agreement SCHEDULE A Underwriters Aggregate Principal Amount of 2027 Notes Aggregate Principal Amount of 2030 Notes Aggregate Principal Amount of 2034 Notes Aggregate Principal Amount of 2054 Notes Aggregate Principal Amount of 2064 Notes Citigroup Global Markets Inc. $297,500,000 $297,500,000 $455,000,000 $525,000,000 $350,000,000 BofA Securities, Inc. $78,625,000 $78,625,000 $120,250,000 $138,750,000 $92,500,000 TD Securities (USA) LLC $78,625,000 $78,625,000 $120,250,000 $138,750,000 $92,500,000 Xxxxxxx Xxxxx & Co. LLC $51,000,000 $51,000,000 $78,000,000 $90,000,000 $60,000,000 Xxxxxx Xxxxxxx & Co. LLC $51,000,000 $51,000,000 $78,000,000 $90,000,000 $60,000,000 Xxxxx Fargo Securities, LLC $51,000,000 $51,000,000 $78,000,000 $90,000,000 $60,000,000 Barclays Capital Inc. $27,625,000 $27,625,000 $42,250,000 $48,750,000 $32,500,000 BOK Financial Securities, Inc. $10,625,000 $10,625,000 $16,250,000 $18,750,000 $12,500,000 Capital One Securities, Inc. $27,625,000 $27,625,000 $42,250,000 $48,750,000 $32,500,000 Comerica Securities, Inc. $10,625,000 $10,625,000 $16,250,000 $18,750,000 $12,500,000 X.X. Xxxxxx Securities LLC $27,625,000 $27,625,000 $42,250,000 $48,750,000 $32,500,000 PNC Capital Markets LLC $27,625,000 $27,625...
U.S. Special Resolution Regime shall have the meaning provided in Section 10.23.
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder. If the foregoing correctly sets forth the understanding between the Company and XX Xxxxx, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and XX Xxxxx. Very truly yours, XXXXX AND COMPANY, LLC By: _/s/ Xxxxxxx X. Murphy________________ Name: Xxxxxxx X. Xxxxxx Title: Managing Director ACCEPTED as of the date first-above written: EXSCIENTIA PLC By: __/s/ Xxxxx Xxxxxxx, Ph.D.________________ Name: Xxxxx Xxxxxxx, Ph.D. Title: Interim Chief Executive Officer and Interim Director SCHEDULE 1 FORM OF PLACEMENT NOTICE From: [ ] Cc: [ ] To: [ ] Subject: XX Xxxxx At the Market Offering—Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Sales Agreement between Exscientia plc (the “Company”), and Xxxxx and Company, LLC (“XX Xxxxx”) dated March 21, 2024 (the “Agreement”), I hereby request on behalf of the Company that XX Xxxxx sell up to [ ] of the Company’s American Depositary Shares (“ADSs”), each representing one ordinary share, nominal value £0.0005 per share, at a minimum market price of $_______ per ADS. Sales should begin on the date of this Notice and shall continue until [DATE] [all ADSs are sold]. SCHEDULE 2 Notice Parties Company Xxxxxx Xxxxxxx Vice President, Legal XX Xxxxx Xxxxxxx X. Xxxxxx Managing Director Xxxxxxx Xxxxxx Managing Director SCHEDULE 3 Compensation XX Xxxxx shall be paid compensation up to 3.0% of the gross proceeds from the sales of ADSs pursuant to the terms of this Agreement. Exhibit 7(m)
U.S. Special Resolution Regime means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and the regulations promulgated thereunder. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon it will become a binding agreement among the Company and the several Underwriters in accordance with its terms. Very truly yours, Navigation Capital Acquisition IX Corp. By: Name: Title: [Signature Page to Underwriting Agreement] The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written. Xxxxx Fargo Securities, LLC By: Name: Title: Mizuho Securities USA LLC By: Name: Title: SCHEDULE I Underwriters Number of Underwritten Securities to be Purchased Xxxxx Fargo Securities, LLC 9,750,000 Mizuho Securities USA LLC 4,500,000 Loop Capital Markets, LLC 750,000 Total 15,000,000 SCHEDULE II TIME OF DELIVERY INFORMATION Navigation Capital Acquisition IX Corp. priced 15,000,000 units at $10.00 per unit plus an additional 2,250,000 units if the underwriters exercise their over-allotment option in full. The Units will be issued pursuant to an effective registration statement that has been previously filed with the Securities and Exchange Commission. This communication shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of the securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities law of any such state or jurisdiction. Copies of the prospectus related to this offering may be obtained from Xxxxx Fargo Securities, LLC, Attention: Equity Syndicate Department, 000 Xxxx 00xx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, at (000) 000-0000 or email a request to xxxxxxxxxxxxxxx@xxxxxxxxxx.xxx, and Mizuho Securities USA LLC, Attention: [•]. SCHEDULE III SCHEDULE OF WRITTEN TESTING-THE-WATERS COMMUNICATIONS