Aggravating factors. The Contractor failed to xxxxx an alleged violation or enforce the requirements of a compliance plan, when directed by the Contracting Officer to do so.
Aggravating factors. The CNA failed to xxxxx an alleged violation or enforce the requirements of a compliance plan, when directed by the Agreement Officer to do so.
Aggravating factors. The Subcontractor failed to xxxxx an alleged violation or enforce the requirements of a compliance plan, when directed by SDSTA or the Government to do so.
Aggravating factors. 10. The Executive Counsel considers that there are no aggravating factors. Mitigating Factors
Aggravating factors. 101. The Agent has placed undue pressure on the complainant to withdraw the complaint.
Aggravating factors. 11. USC previously failed to update its employees’ registration status, in circumstances that permitted unregistered persons to trade in securities. Undertaking
Aggravating factors. 12. The Executive Director has taken into account as an aggravating factor that Xxxx was a registrant under the Act when he breached it. His conduct was significantly below the standard of conduct that the Commission expects from registrants under the Act. Public Interest
Aggravating factors. 12. Xxxxx’s conduct described in this Settlement Agreement, including:
Aggravating factors. 8. Xxxxx was aware of the obligation to obtain registration in BC but continued to engage in unregistered activity.
Aggravating factors. 9. Xxxx has a history of securities-related misconduct.
