Cancellation of trades. Subject to the limited circumstances set out in the relevant conditions in which a mandatory call event may be reversed and such modification and amendment as may be prescribed by the Stock Exchange from time to time:
Cancellation of trades. We have the right to reject an order or to cancel a trade if we have evidence on:
Cancellation of trades. The Client authorises Openmarkets, and agrees that Openmarkets may, without the Client's consent, cancel or amend (or request or agree to the cancellation or amendment of) any Derivatives Contract to which a confirmation relates:
(a) if requested to do so by the Intermediary in circumstances contemplated by the ASX Operating Rules (as if the Intermediary were a Trading Participant that executed the Order to which the Derivatives Transaction relates);
(b) if ASX exercises its power under the ASX Operating Rules to cancel or amend (or require the cancellation or amendment of) the Derivatives Transaction or Derivatives Contract; or
(c) in the event of an error (as defined in the ASX Operating Rules) or otherwise in the circumstances contemplated in the ASX Operating Rules. The obligations of Openmarkets and the Client relating to the settlement of a transaction cease to apply in respect of a cancelled transaction from the time it is cancelled.
Cancellation of trades. Any transaction for an account of an Access Person is subject to cancellation or reversal if it is determined by either the Chief Executive Officer (or such party to whom he delegates), the Trading Supervisor, or the Compliance Department that the transaction is or was in conflict with or appeared to be in conflict with any Client transaction or any of the trading restrictions of this Code. Cancellations or reversals of transactions may be required after an extended period past the settlement date. The Trading Supervisor may also prevent the execution of orders for an Advisory Person's account if it appears that the trade may have to be canceled or reversed. Client transactions include transactions for any investment company managed by the Firm, any other discretionary advisory clients or any other accounts managed or advised by Employees of the Firm for a fee. The determination that a transaction of an Access Person may conflict with a Client transaction will be subjective and individualized and may include questions about timely and adequate dissemination of information, availability of bids and offers, as well as many other factors deemed pertinent for that transaction or series of transactions. It is possible that a cancellation or reversal of a transaction could be costly to an Access Person or his/her family. Therefore, great care is required to adhere to the Firm's trading restrictions and avoid conflicts or the appearance of conflicts.
Cancellation of trades. We have the right to reject an order or to cancel a trade if we have evidence on: ▪ fraud/illegal actions that led to the transaction; ▪ orders placed based on manipulated prices as a result of system errors or system malfunctions; ▪ arbitrage trading on prices offered by our platforms as a result of systems errors; and coordinated transactions by related parties in order to take advantage of systems errors and delays on systems updates.
Cancellation of trades. We have the right to reject an order or to cancel a trade if we have evidence on:
a. Fraud/illegal actions that led to the transaction,
b. Any instance when The Company has cause to believe that a person's trading activities may be illegal;
c. Any instance where The Company may suffer any fiscal, regulatory, or pecuniary disadvantage by virtue of anyone’s activities;
d. Any instance where one or more transactions are judged by The Company to have been performed in violation of this Agreement;
e. Orders placed based on manipulated prices as a result of system errors or system malfunctions;
f. Arbitrage trading on prices offered by our platforms as a result of systems errors; and
g. Coordinated transactions by related parties in order to take advantage of systems errors and delays on systems updates. We reserve the right to cancel any and/or all trading positions and withhold and/or forfeit any profits incurred by the Client on all the Client’s trades if we consider that the Client has engaged in market Arbitrage.
Cancellation of trades. We have the right to reject an order or to cancel a trade if we have evidence on: a fraud/illegal actions that led to the transaction, b any instance when The Company has cause to believe that a person's trading activities may be illegal; activities; d any instance where one or more transactions are judged by The Company to have been performed in violation of this Agreement; e orders placed based on manipulated prices as a result of system errors or system malfunctions; f arbitrage trading on prices offered by our platforms as a result of systems errors; and g coordinated transactions by related parties in order to take advantage of systems errors and delays on systems updates. We reserve the right to cancel any and/or all trading positions and withhold and/or forfeit any profits incurred by the Client on all the Client’s trades if we consider that the Client has engaged in market Arbitrage.
Cancellation of trades. The Client authorises Openmarkets, and agrees that Openmarkets may, without the Client's consent, cancel or amend (or request or agree to the cancellation or amendment of) any Derivatives Contract to which a confirmation relates:
Cancellation of trades. 9.1 Client must comply with these Terms and all applicable legislation and Operating Rules, the directions, decisions and requirements of ASX and ASX 24 if applicable to their Traded Products and the customs and usages of the market.
9.2 Spectrum Live may request or agree to, and effect, the cancellation of any Order or Transaction without the consent of Client in any of the following circumstances:
(a) if Spectrum Live considers the cancellation appropriate, having regard to the desirability of maintaining a fair and orderly market or other compliance requirement;
(b) if ASX, ASX 24, ASX Clear or ASX Settlement Corporation requests or directs that the Order or Transaction be cancelled;
(c) if the Operating Rules require or contemplate that the Transaction will be cancelled; or
(d) if the security or other Financial Product the subject of the Transaction has been subject to a trading halt and Client has not reconfirmed instructions.
9.3 The obligations of Client and Spectrum Live under these Terms in relation to the settlement of a Transaction which is cancelled in accordance with the above, cease to apply in respect of that cancelled Transaction from the time it is cancelled (whether or not Spectrum Live has given Client a Confirmation in respect of the Transaction).
9.4 Client acknowledges that under Section 3 of the ASX Rules, the ASX has a range of powers, including the power to cancel or amend an ASX Transaction. This power can be exercised without Client’s permission or Spectrum Live’s agreement.
9.5 Client agrees not to make, and waives any right Client may have to make, any Claim against Spectrum Live for any Loss incurred or suffered by Client which may arise in connection with the exercise of any power by the ASX pursuant to the ASX Rules (whether or not Spectrum Live has given Client a Confirmation or any notice in respect of any affected Transaction). This clause may be pleaded to bar any claim made by Client.
Cancellation of trades. The Client authorises FinClear Services, and agrees that FinClear Services may, without the Client's consent, cancel or amend (or request or agree to the cancellation or amendment of) any Derivatives Contract to which a confirmation relates:
(a) if ASX exercises its power under the ASX Operating Rules to cancel or amend (or require the cancellation or amendment of) the Derivatives Transaction or Derivatives Contract; or
(b) in the event of an Error (as defined in the ASX Operating Rules) or otherwise in the circumstances contemplated in the ASX Operating Rules. The obligations of FinClear Services and the Client relating to the settlement of a transaction cease to apply in respect of a cancelled transaction from the time it is cancelled.
