CDSC. A contingent deferred sales charge of 1% may apply on certain redemptions made within one year following purchases of Class A shares on which a $1 Million NAV Sales Finder’s Fee or a Qualified Plan Finder’s Fee has been paid to a dealer. The one year period begins on the last day of the month preceding the month in which the purchase was made. A deferred sales charge may be waived where the investor’s dealer of record, due to the nature of the investor’s account, notifies the Distributor prior to the time of the investment that the dealer waives the Finder’s Fee otherwise payable to the dealer, or agrees to receive such Finder’s Fee ratably over a 12 month period. Class B Shares**
CDSC. Distributor shall be entitled to any contingent deferred sales charges (“CDSC”) on any Shares sold. If, with respect to any Class A, B or C Shares sold by Dealer, any CDSC is waived for certain partial or complete redemptions as described in the applicable Prospectuses, then in any such case Dealer shall remit to Distributor promptly upon notice an amount equal to the commission or distribution fee paid by Distributor to Dealer on such Shares when initially sold less an adjustment equal to the payments received by Distributor on such Shares pursuant to the Plans which are defined in Section 12 hereof.
CDSC. A contingent deferred sales charge of 1% applies on certain redemptions made within 12 months following purchases of Class A shares of the Phoenix-Xxxxxxx Multi-Sector Short Term Bond Fund of $1 million of more made without a sales charge.
CDSC. We shall be entitled to any contingent deferred sales charges (“CDSC”) on any shares sold. If any CDSC is waived for certain partial or complete redemptions as described in the applicable Prospectus, then in any such case you shall remit to us promptly an amount equal to the commission or distribution and/or service fee paid by us to you on such shares when initially sold less an adjustment equal to the payments received by us on such shares pursuant to the distribution and/or service plans described in Section 15 hereof. This shall exclude waivers due to death or permanent disability, as described in the applicable Pacific Life Funds Prospectus.
CDSC. A contingent deferred sales charge of 1% may apply on certain redemptions made within one year following purchases of Class A shares on which a $1 Million NAV Sales Finder’s Fee or a Qualified Plan Finder’s Fee has been paid to a dealer. The one year period begins on the last day of the month preceding the month in which the purchase was made. A deferred sales charge may be waived where the investor’s dealer of record, due to the nature of the investor’s account, notifies the Distributor prior to the time of the investment that the dealer waives the Finder’s Fee otherwise payable to the dealer, or agrees to receive such Finder’s Fee ratably over a 12 month period. Class B Shares** Class B Shares (Except Virtus Multi-Sector Short Term Bond Fund) Virtus Multi-Sector Short Term Bond Fund Sales Commission: 4.0% Sales Commission: 2.0% Years since Each Purchase: Contingent Deferred Sales Charge: Contingent Deferred Sales Charge: First 5.0 % 2.0 % Second 4.0 1.5 Third 3.0 1.0 Fourth 2.0 0.0 Fifth 2.0 0.0 Sixth 0.0 0.0 Dealers maintaining omnibus accounts, upon redemption of a customer account within the time frames specified above, shall charge such customer account the appropriate contingent deferred sales charge as indicated and shall forward the proceeds to VPD. Service Fee*: 0.25% For providing shareholder services such as responding to shareholder inquiries; processing redemptions; changing dividend options, account designations, and addresses; transmitting proxy statements, annual reports, prospectuses and other correspondence from the Funds to shareholders; and providing such other information and assistance to shareholders as may be reasonably requested by such shareholders, VPD intends to pay a quarterly fee to qualifying dealers at the equivalent of 0.25% annually, based on the average daily net asset value of Class B shares sold by such dealers and remaining on the Funds’ books during the period in which the fee is calculated. Dealers must have an aggregate value of $50,000 or more in a Fund Class to qualify for payment in that Fund Class. The Class B Service Fee is paid beginning in the 13th month following each purchase. Class C Shares** Sales Commission: 1% for all Class C Funds except Virtus Multi-Sector Short Term Bond Fund
CDSC. (i) Within seven (7) Business Days after the end of each month, Recordkeeping Agent will electronically send, or cause to be sent, to Fund Agent or its designated agent, any CDSC reports requested in writing. Information provided in each report will be as of the last day of each month. Recordkeeping Agent shall send such additional information to Fund Agent or its designated agent regarding CDSCs as Fund Agent or its designated agent may request from time to time.
CDSC. A CDSC shall be imposed upon redemptions of Class A Shares that do not incur a front-end sales charge and of Class B Shares and Class C Shares as follows:
CDSC. (i) Within fifteen (15) Business Days after the end of each month, Custodian will electronically send, or cause to be sent, to Series Trust, any CDSC reports requested in writing. Information provided in each report will be as of the last day of each month. Custodian or its designee shall send such additional information to Series Trust regarding CDSCs as Series Trust may request from time to time.
CDSC. We shall be entitled to any contingent deferred sales charges ---- ("CDSC") on any shares sold. If any CDSC is waived for certain partial or complete redemptions as described in the Prospectus, then in any such case you shall remit to us promptly an amount equal to the commission or distribution and/or service fee paid by us to you on such shares when initially sold less an adjustment equal to the payments received by us on such shares pursuant to the distribution and/or service plans described in Section 15 hereof.
CDSC. Distributor shall be entitled to any contingent deferred sales charges (“CDSC”) on any Shares sold as set forth in the Trust’s then-current Prospectuses. If, with respect to any Shares sold by Dealer, any CDSC is waived for certain partial or complete redemptions as described in the applicable then-current Prospectuses, then in any such case Dealer shall remit to Distributor promptly upon notice an amount equal to the commission or distribution fee paid by Distributor to Dealer on such Shares when initially sold less an adjustment equal to the payments received by Distributor on such Shares pursuant to the Plans which are defined in Section 12 hereof.
