Compliance with Anti. Kickback Statute
Compliance with Anti corruption rules 2.3
Compliance with Anti. Corruption Laws; Beneficial Ownership Regulation, Anti-Money
Compliance with Anti. TERRORISM LAWS. Administrative Agent and each Lender hereby notifies Borrowers that pursuant to the requirements of Anti-Terrorism Laws, and Administrative Agent's and each Lender's policies and practices, Administrative Agent and each Lender is required to obtain, verify and record certain information and documentation that identifies Borrowers and its principals, which information includes the name and address of each Borrower and its principals and such other information that will allow Administrative Agent to identify such party in accordance with Anti-Terrorism Laws. No Borrower will, or will permit any Subsidiary to, directly or indirectly, knowingly enter into any Material Contracts with any Blocked Person or any Person listed on the OFAC Lists. Each Borrower shall immediately notify Administrative Agent and each Lender if such Borrower has knowledge that any Borrower or any additional Credit Party becomes a Blocked Person or becomes listed on the OFAC Lists or (a) is convicted on, (b) pleads nolo contendere to, (c) is indicted on, or (d) is arraigned and held over on charges involving money laundering or predicate crimes to money laundering. No Borrower will, or will permit any Subsidiary to, directly or indirectly, (i) conduct any business or engage in any transaction or dealing with any Blocked Person, including, without limitation, the making or receiving of any contribution of funds, goods or services to or for the benefit of any Blocked Person, (ii) deal in, or otherwise engage in any transaction relating to, any property or interests in property blocked pursuant to Executive Order No. 13224, any similar executive order or other Anti-Terrorism Law, or (iii) engage in or conspire to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the prohibitions set forth in Executive Order No. 13224 or other Anti-Terrorism Law.
Compliance with Anti. Money Laundering Laws ------------------------------------------ To the best of the Assignor's knowledge upon reasonable due diligence, the Company has complied with all anti-money laundering laws and regulations, including without limitation the USA Patriot Act of 2001 (collectively, the "Anti-Money Laundering Laws"), and the Company has established an anti-money laundering compliance program in compliance with the Anti-Money Laundering Laws. Execution Version ASSIGNMENT, ASSUMPTION AND RECOGNITION AGREEMENT THIS ASSIGNMENT, ASSUMPTION AND RECOGNITION AGREEMENT (this "AAR Agreement") dated as of March 20, 2007, among North Fork Bank, successor in interest to GreenPoint Mortgage Funding, Inc. (the "Assignor"), Bank of America, National Association (the "Assignee") and Countrywide Home Loans, Inc. (the "Company"): For and in consideration of the sum of one dollar ($1.00) and other valuable consideration the receipt and sufficiency of which are hereby acknowledged, and of the mutual covenants herein contained, the parties hereto hereby agree as follows:
Compliance with Anti. Kickback Statute and any other Applicable Regulations. Each Party agrees to comply with all applicable laws and regulations, including the Anti-Kickback Statute. EAGLE represents that all services are delivered at fair market value and that provision of these services is not conditioned on CLIENT providing referrals to EAGLE or any 3rd party for any services reimbursed by the federal Medicare or Medicaid programs.
Compliance with Anti. Terrorism and Corruption Laws 98
Compliance with Anti. Money Laundering Legislation Notwithstanding any other provision of this Indenture, the Warrant Agent shall retain the right not to act and shall not be liable for refusing to act if, due to a lack of information or for any other reason whatsoever, the Warrant Agent reasonably determines that such act might cause it to be in non - compliance with any applicable anti - money laundering or anti - terrorist legislation, economic sanctions, regulation or guideline . Further, should the Warrant Agent reasonably determine at any time that its acting under this Indenture has resulted in its being in non - compliance with any applicable anti - money laundering or anti - terrorist legislation, economic sanctions . regulation or guideline, then it shall have the right to resign on 10 days' written notice to the Corporation ; provided : (i) that the Warrant Agent's written notice shall describe the circumstances of such non - compliance ; and (ii) that if such circumstances are rectified to the Warrant Agent's satisfaction within such 10 - day period, then such resignation shall not be effective . Section 10.14 Privacy Provision The parties hereto acknowledge that federal and/or provincial legislation that addresses the protection of individuals' personal information (for the purposes of this section collectively " Privacy Laws ") applies to obligations and activities under this Indenture . Despite any other provision of this Indenture, neither party shall take or direct any action that would contravene, or cause the other to contravene, applicable Privacy Laws . The Corporation shall, prior to transferring or causing to be transferred personal information to the Warrant Agent, obtain and retain required consents of the relevant individuals to the collection, use and disclosure of their personal information, or shall have determined that such consents either have previously been given upon which the parties can rely or are not required under the Privacy Laws . The Warrant Agent shall use commercially reasonable efforts to ensure that its services hereunder comply with Privacy Laws .
Compliance with Anti. BRIBERY AND CORRUPTION, ANTI-SLAVERY AND ANTI-TERRORIST LAWS
14.1 The Supplier shall comply with the Bribery Act 2010 or any similar anticorruption law, legislation, codes, rules, polices and regulations applicable to the Purchaser and/or to the performance of Seller’s obligations to provide Goods and/or Services in relations to any Purchase Order and not take any action or permit, authorise or tolerate any action in violation of the Anti-Corruption Laws.
14.2 The Supplier shall comply with all internationally-recognised human rights and labour standards and all applicable anti-terrorist financing and asset control laws, regulations and rules.
Compliance with Anti. Money Laundering Laws and Anti-Corruption Laws. The Collateral Manager, each Person directly or indirectly Controlling the Collateral Manager and each Person directly or indirectly Controlled by the Collateral Manager and, to the Collateral Manager’s knowledge, any Related Party of the foregoing shall: (i) comply with all applicable Anti-Money Laundering Laws and Anti-Corruption Laws in all material respects, and shall maintain policies and procedures reasonably designed to ensure compliance with the Anti- Money Laundering Laws and Anti-Corruption Laws; (ii) conduct the requisite due diligence in connection with the transactions contemplated herein for purposes of complying with the Anti- Money Laundering Laws, including with respect to the legitimacy of any applicable investor and the origin of the assets used by such investor to purchase the property in question, and will maintain sufficient information to identify any applicable investor for purposes of the Anti-Money Laundering Laws; (iii) ensure it does not cause the Borrower to use any of the credit in violation of any Anti-Corruption Laws or Anti-Money Laundering Laws; and (iv) ensure it does not cause the Borrower to fund any repayment of the Obligations in violation of any Anti-Corruption Laws or Anti-Money Laundering Laws.
