Core Tax Services Sample Clauses

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). • Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $_____ per year • Additional Capital Gain Dividend Estimates – (First two included in core services) – $_____ per additional estimate • State tax returns - (First two included in core services) – $_____ per additional return • Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) – $_____ • Prepare Federal and State extensions (If Applicable) – Included in the return fees • Prepare provision estimates – $_____ Per estimate • Prepare state income tax returns for funds and blocker entities – $_____ per state return • Sign state income tax returns – $_____ per state return • Assist in filing state income tax returns – Included with preparation of returns • State tax notice consultative support and resolution – $_____ per fund Shareholder accounts will be charged based upon the type of activity and type of account, including the following: • $_____ per qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 per SSN) • $_____ per transfer to successor trustee • $_____ per participant distribution (Excluding SWPs) • $_____ per refund of excess contribution • $_____ per reconversion/recharacterization • $_____ per outgoing wire transfer or overnight delivery • $_____ per telephone exchange • $_____ per return check or ACH or stop payment • $_____ per statement year requested per account (This fee applies to research requests for statements older than the prior year) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired...

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Optional Tax Services: • Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $[...] per year • Additional Capital Gain Dividend Estimates – (First two included in core services) – $[...] per additional estimate • State tax returns - (First two included in core services) – $[...] per additional return Federal Tax Returns • Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) – $[...] • Prepare Federal and State extensions (If Applicable) – Included in the return fees

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $[...] per year Additional Capital Gain Dividend Estimates – (First two included in core services) – $[...] per additional estimate State tax returns - (First two included in core services) – $[...] per additional return Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) – $[...] Prepare Federal and State extensions (If Applicable) – Included in the return fees

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Optional Tax Services ■ Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) - $[…] per year ■ Additional Capital Gain Dividend Estimates - (First two included in core services) - $[…] per additional estimate ■ State tax returns - (First two included in core services) - $[…] per additional return Tax Reporting - MLP C-Corporations Federal Tax Returns ■ Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) - $[…] ■ Prepare Federal and State extensions (If Applicable) - Included in the return fees ■ Prepare provision estimates - $[…] Per estimate ■ Prepare state income tax returns for funds and blocker entities - $[…] per state return ● Sign state income tax returns - $[…] per state return ● Assist in filing state income tax returns - Included with preparation of returns ■ State tax notice consultative support and resolution - $[…] per fund Fund Accounting Services Fee Schedule Basis point charges are included in the combined Fund Administration, Fund Accounting, & Portfolio Compliance Fee Schedule. NOTE: Conversions, master/feeder. multiple manager funds. And extraordinary services quoted separately. All schedules subject to change depending upon use of unique security types requiring special pricing or accounting arrangements. Chief Compliance Officer Support Fee ■ $[…] per year per fund complex per service line Data Services

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $ [ ] per year Additional Capital Gain Dividend Estimates – (First two included in core services) – $ [ ] per additional estimate State tax returns - (First two included in core services) – $ [ ] per additional return Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) – $ [ ] Prepare Federal and State extensions (If Applicable) – Included in the return fees Prepare provision estimates – $ [ ] Per estimate Prepare state income tax returns for funds and blocker entities – $ [ ] per state return Sign state income tax returns – $ [ ] per state return Assist in filing state income tax returns – Included with preparation of returns State tax notice consultative support and resolution – $ [ ] per fund ESG Compliance Reporting Services Monthly Investor Transparency Reporting $ [ ] per annum per fund. Global Fund Services will provide a portfolio level ESG risk rating – across several criteria – to either the investment manager or the underlying investors as needed monthly. The ESG risk rating will be derived from leading market vendor data received in respect of those equity or equity derived portfolio investments where the corresponding risk data can be sourced. The risk rating will be assigned at a portfolio level based on its month end holdings and will be expressed as either a percentage of Net Asset Value or as a percentage of total portfolio holdings. Additional Services Fee Schedule $ [ ] implementation fee per Trust per Third-Party Agent Lender Annual Base Fee $ [ ] per Trust per Third-Party Agent Lender Plus Transaction fees $ [ ] - transaction fee will be assessed for each loan, return, and reallocation transactions (loan/return) + Each Third-Party Agent ▇▇▇▇▇▇ will be invoiced directly *Subject to annual CPI increase – All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decre...

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Optional Tax Services ■ $ 5,000 - per year, to prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) ■ $ 1,000 - per additional estimate for Additional Capital Gain Dividend Estimates (First two included in core services) ■ $ 1,500 - per additional return, State tax returns (First two included in core services) Tax Reporting - MLP C-Corporations ■ $ 25,000 - To Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) ■ Prepare Federal and State extensions (If Applicable) - Included in the return fees ■ $ 2,000 - per estimate, To Prepare provision estimates ■ $ 1,000 - per fund, State tax notice consultative support and resolution ■ $ 1,500 - per state return, To Prepare state income tax returns for funds and blocker entities ● $ 2,000- per state return, Sign state income tax returns ● Assist in filing state income tax returns - Included with preparation of returns $ 10,000 Base Fee per CUSIP- for first CUSIP in Fund Complex $ 8,000 Each additional class CUSIP in Fund Complex $ 8.00 per open account (NSCC Level 3); $12.00 per other open account $ 2.50 per closed account - Closed (zero balance) Accounts $ 22.00 per open account - Daily Accrual Fund Accounts Basis Points 0.20 on all assets

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). -·- ..... -•.. • ... Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs)- $[...] per year • Additional Capital Gain Dividend Estimates - (First two included in core services) - $[...] per additional estimate • State tax returns - (First two included in core services) - $[...] per additional return Tax Reporting - MLP C-Corporations • Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) - $[...] • Prepare Federal and State extensions (If Applicable) - Included in the return fees

Core Tax Services. M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two). Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $[...] per year Additional Capital Gain Dividend Estimates – (First two included in core services) – $[...] per additional estimate State tax returns – (First two included in core services) – $[...]per additional return