DEALERS' UNDERTAKINGS. Each Dealer agrees to comply with the restrictions and agreements set out in Appendix B hereto unless otherwise agreed with the Issuer.
DEALERS' UNDERTAKINGS. In offering and selling shares of the Funds, the Dealer shall comply with all applicable state and federal laws and regulations and all applicable rules of the National Association of Securities Dealers, Inc. (the "NASD"). In the event of the suspension, revocation, cancellation or other impairment of the Dealer's membership in the NASD or the Dealer's registration, license or qualification to sell shares of the Funds under any applicable state or federal law or regulation, the Dealer shall give the Underwriter prompt notice of such suspension, revocation, cancellation or other impairment, and the Dealer's authority under this Agreement shall thereupon terminate as provided in paragraph 10. The Dealer shall not sell shares of the Funds pursuant to this Agreement unless the then current Prospectus is furnished to the purchaser prior to the offer and sale. The Dealer shall not use any supplemental sales literature of any kind without prior written approval of the Underwriter unless it is furnished by the Underwriter for such purpose ("Approved Supplemental Sales Literature"). No person is authorized to make any representation concerning shares of the Funds except those contained in the then current Prospectus (and/or Statement of Additional Information, if any) or Approved Supplemental Sales Literature. In offering and selling shares of the Funds, the Dealer shall rely solely on the representations contained in the then current Prospectus (and/or Statement of Additional Information, if any) or Approved Supplemental Sales Literature. With respect to any Fund offering multiple classes of shares, the Dealer shall disclose to prospective investors the existence of all available classes of such Fund and shall determine the suitability of each available class as an investment for each such prospective investor. The Dealer understands and agrees that each shareholder account which includes shares of any Fund subject to the Fund's contingent deferred sales charge (as described in the applicable Fund's current Prospectus and Statement of Additional Information) shall not be included in the Dealer's Omnibus or house account, if any, but shall be established as a separate shareholder account in which purchase and redemption transactions are reported separately to the Underwriter. Dealer agrees to furnish to Underwriter such information as may from time to time be requested by Underwriter for the purpose of complying with the applicable provisions of federal or state se...
DEALERS' UNDERTAKINGS. No person is authorized to make any representation concerning shares of the Funds except those contained in the then current Prospectus (and/or Statement of Additional Information, if any). The Dealer shall not sell shares of the Funds pursuant to this Agreement unless the then current Prospectus is furnished to the purchaser prior to the offer and sale. The Dealer shall not use any supplemental sales literature of any kind without prior written approval of the Underwriter unless it is furnished by the Underwriter for such purpose. In offering and selling shares of the Funds, the Dealer shall rely solely on the representations contained in the then current Prospectus (and/or Statement of Additional Information, if any). In offering and selling shares of the Funds, the Dealer shall comply with all applicable state and federal laws and regulations and all applicable rules of the National Association of Securities Dealers, Inc. (the "NASD"). In the event of the suspension, revocation, cancellation or other impairment of the Dealer's membership in the NASD or the Dealer's registration, license or qualification to sell shares of the Funds under any applicable state or federal law or regulation, the Dealer shall give the Underwriter prompt notice of such suspension, revocation, cancellation or other impairment, and the Dealer's authority under this Agreement shall thereupon terminate as provided in paragraph 12. With respect to any Fund offering multiple classes of shares, the Dealer shall disclose to prospective investors the existence of all available classes of such Fund and shall determine the suitability of each available class as an investment for each such prospective investor.
DEALERS' UNDERTAKINGS. (1) Each Dealer agrees to comply with the restrictions and agreements set out in Appendix B hereto.
DEALERS' UNDERTAKINGS. Each Dealer severally but not jointly agrees to comply with the restrictions and agreements set out in Appendix 3 hereto unless otherwise agreed with the Issuer.
DEALERS' UNDERTAKINGS. 8.1 Each Dealer represents and agrees to comply with the restrictions and agreements set out in Schedule 2 hereto.
DEALERS' UNDERTAKINGS. 15 9. Fees, Expenses and Stamp Duties..................................... 16 10.
DEALERS' UNDERTAKINGS. Each Dealer severally agrees:
DEALERS' UNDERTAKINGS. A. No person is authorized to make any representations concerning the Company's shares except those contained in the Company's then current Prospectus. The Participating Dealer agrees to comply with the Prospectus delivery requirements of the Securities act of 1933 and Regulations thereunder. The Participating Dealer agrees not to use any supplemental sales literature of any kind without prior written approval of the Underwriter unless it is furnished by the Underwriter for such purpose. In offering and selling the shares, the Participating Dealer will rely solely on the representations contained in the Company's current Prospectus. Additional copies of the then current Prospectus will be supplied by the Underwriter in reasonable quantities upon request.
DEALERS' UNDERTAKINGS. 4.1 Each ECP Dealer represents, warrants and undertakes on the terms set out in Part I of Schedule 2 hereto. Each USCP Dealer represents, warrants and undertakes on the terms set out in Part II of Schedule 2 hereto.
