Effectiveness of Payment Obligations Sample Clauses

Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Agreement will accrue until the date that the Agreement is executed by LMIS.
Sample 1Sample 2Sample 3See All (4)
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Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Agreement will accrue until the date that the Agreement is executed by the Distributor.
Sample 1Sample 2Sample 3See All (4)
Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Amendment will accrue until the date that the Amendment is executed by the Distributor.
Sample 1Sample 2See All (4)
Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Agreement will accrue until the date that the Agreement is executed by us. FRANKLIN DISTRIBUTORS, LLC By: /s/ Xxxxxxx Xxxxx Xxxxxxx Xxxxx, President Xxx Xxxxxxxx Xxxxxxx San Mateo, CA 94403-1906 Attention: Chief Legal Officer (for legal notices only) (000) 000-0000 000 Xxxxxxxx Xxxxxxx St. Petersburg, Florida 33716-1205 (000) 000-0000 By: (Signature) (Date) Name Title Address City State ZIP Firm FINRA CRD # Telephone (Internal Use Only) Franklin Distributors, LLC Dealer Number To the extent you are a “Financial Intermediary” with respect to the Funds, you agree as follows:
Sample 1
Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Agreement will accrue until the date that the Agreement is executed by the Distributor. OneAmerica Securities, Inc. Xxxxxxx X. Xxxxxx Title: President Date: 10/11/12 Xxxx Xxxxx Investor Services, LLC Xxxxxxx X. Xxxxxxx Title: Director Date: 10/25/12 ATTACHMENT A American United Life Insurance Company Xxxxx X. Xxxxx Title: Assistant V.P. Date: 10/11/12 Acknowledged and Agreed to: Western Asset Management Company Xxxxxx X. Xxx Xxxxxxxxx Head of NY Operations/Client Service/Marketing ATTACHMENT A ------------ FUNDS AVAILABLE Xxxx Xxxxx Class A - Funds with annual compensation on assets comprised of 12b-l (which is currently 25bps) and recordkeeping fees of 35bps. The recordkeeping fees may be comprised of fund payments, revenue share or a combination of the two. Fund Name Class Ticker CUSIP Xxxx Xxxxx Target Retirement 2015 Fund A LMFAX 00000X000 Xxxx Xxxxx Target Retirement 2020 Fund A LMWAX 00000X000 Xxxx Xxxxx Target Retirement 2025 Fund A LMXAX 00000X000 Xxxx Xxxxx Target Retirement 2030 Fund A LMVAX 00000X000 Xxxx Xxxxx Target Retirement 2035 Fund A LMNAX 00000X000 Xxxx Xxxxx Target Retirement 2040 Fund A LMYAX 00000X000 Xxxx Xxxxx Target Retirement 2045 Fund A LMKAX 00000X000 Xxxx Xxxxx Target Retirement 2050 Fund A LMJAX 00000X000 Xxxx Xxxxx Target Retirement Fund A LMPAX 00000X000 Xxxx Xxxxx Class A - Funds with annual compensation on assets comprised of 12b-l (which is currently 25bps) and recordkeeping fees of 25bps. The recordkeeping fees may be comprised of fund payments, revenue share or a combination of the two. Fund Name Class Ticker CUSIP Xxxx Xxxxx XX Absolute Return Opportunities Fund A LROAX 524686722 Xxxx Xxxxx XX Diversified Large Cap Value Fund A LBWAX 524686789 Xxxx Xxxxx XX Global Opportunities Bond Fund A GOBAX 524686383 Xxxx Xxxxx XX International Opportunities Bond Fund A LWOAX 524686656 Xxxx Xxxxx Capital Management All Cap Fund A SPAAX 00000X000 Xxxx Xxxxx Capital Management Disciplined Equity Research Fund A LCDAX 524686854 Xxxx Xxxxx Capital Management Growth Trust A LGGAX 524686540 Xxxx Xxxxx Capital Management Opportunity Trust A LGOAX 00000X000 Xxxx Xxxxx Capital Management Special Investment Trust A LMSAX 524686482 Xxxx Xxxxx Capital Management Value Trust A LGVAX 524686623 Xxxx Xxxxx ClearBridge Aggressive Growth Fund A SHRAX 00000X000 Xxxx Xxxxx ClearBridge Appreciation Fund A SHAPX 00000X000 Xxxx Xxxxx ClearBridge Equity Fund A LMQAX 524695202 Xxxx Xxxxx Cl...
Sample 1
Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Agreement will accrue until the date that the Agreement is executed by us. Xxx Xxxxxxxx Xxxxxxx San Mateo, CA 94403-1906 Attention: Chief Legal Officer (for legal notices only) (000) 000-0000 000 Xxxxxxxx Xxxxxxx St. Petersburg, Florida 33716-1205 (000) 000-0000 By: (Signature) (Date) Name Title Address City State ZIP Firm FINRA CRD # Telephone
Sample 1
Effectiveness of Payment Obligations. No compensation, fees or payment obligations contemplated by this Amendment will accrue until the date that the Amendment is executed by the Distributor. For the purpose of referring to this Amendment, the date of this Amendment shall be the date of acceptance by Lxxx Mxxxx Investor Services, LLC. By: [Redacted] By: [Redacted] Name: [Redacted] Names: [Redacted] Title: Senior Vice President Title: CCO Date: 8/11/16 Date: 8/16/16 (solely as a limited party for the purpose of approving those fee payment obligations allocated to Distributor on behalf of the Western Asset family of funds) By: [Redacted] By: [Redacted] Name: [Redacted] Name: [Redacted] Title: Managing Director Title: Head of New York Operations/Client Service/Marketing Date: 8/26/16 Date: 8/29/16 All Funds shall pay 12b-1 fees in the amount as stated in each Fund’s then current prospectus. Class A Recordkeeping Fees Per Annum
Sample 1
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Related to Effectiveness of Payment Obligations

  • Client Obligations Client shall ensure that each Authorized User shall keep a secure password for its use of the Services, that such password shall be changed frequently and that each Authorized User password shall be kept confidential. Client shall permit Productsup to audit Client’s use of the Services in order to establish that the use of the Services by Client is in accordance with the Scope. Client shall: 7.3.1 timely provide all necessary cooperation and information as may be reasonably required by Productsup in order to provide the Services; 7.3.2 and shall procure that its Authorized Users shall: (i) use the Services in accordance with the terms and conditions of the Agreement; (ii) comply with all applicable laws and regulations with respect to its activities under the Agreement; (iii) only use the Services for lawful purposes; and (iv) conduct Client’s business with the highest of ethical standards and fairness. Client shall be liable for any breach of the Agreement by its Authorized Users; 7.3.3 be solely responsible for procuring and maintaining network connections and telecommunications links and resolve all problems, conditions, delays and delivery failures arising from or relating to such network connections or telecommunications links; 7.3.4 use all reasonable efforts to prevent any unauthorized access to, or use of, the Services and, in the event of any such unauthorized access or use, promptly notify Productsup; 7.3.5 be solely responsible for the accuracy, completeness, design, appropriateness, creation, maintenance, and updating of all Client Data in the use of the Services. Productsup shall not be liable for any errors or inaccuracies in (i) any information provided by Client; (ii) any Client Data, or (iii) any changes or modifications to any Client Data by Productsup upon Client’s written instructions, beyond its responsibility to accurately reproduce such Client Data on Client’s instruction; 7.3.6 be solely responsible for the creation and maintenance of the technical environment IT infrastructure regarding access to the Services, including, without limitation to the used hardware and operating systems and providing the latest browsing software; a list of supported browsers for the use of the Productsup Platform can be found under xxxxx://xxxxxxxx.xxxxxxxxxx.xxx/help/5041; and

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