Exclusive Financial Advisor and Investment Banking Advisor Sample Clauses

Exclusive Financial Advisor and Investment Banking Advisor. During the five-year period beginning on the date hereof, DLJSC, or any Affiliate of DLJSC that DLJ Partners II or DLJSC may choose, in their sole and absolute discretion, shall be engaged as the exclusive financial and investment banking advisor for the Company and its subsidiaries pursuant to the terms of an agreement substantially in the form of the agreement attached hereto as EXHIBIT A hereto.
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Exclusive Financial Advisor and Investment Banking Advisor. During the period from and including the date hereof through and including the fifth anniversary hereof, Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation ("DLJSC"), or any Affiliate of DLJSC that the DLJ Entities may choose in their sole discretion, shall, at the option of the DLJ Affiliates, be engaged as the exclusive financial advisor and investment banker for the Issuer for an annual retainer fee which shall be on commercially reasonable terms to be agreed between the Issuer and DLJSC.
Sample 1
Exclusive Financial Advisor and Investment Banking Advisor. During the period from and including the date hereof through and including the fifth anniversary of the date hereof, Donaldson, Lufkin & Jenrette Securities Corporation ("DLJSC"), or any Xxxxxxxxx txxx XXJMB xxx xxxose in its sole discretion, shall be engaged as the exclusive financial advisor and investment banker for the Company on financial and other terms customary in the industry to be agreed between the Company and DLJSC.
Sample 1
Exclusive Financial Advisor and Investment Banking Advisor. During the period from and including the date hereof through and including the fourth anniversary hereof, Donaxxxxx, Xxfkin & Jenrxxxx Xxxurities Corporation ("DLJSC"), or any Affiliate of DLJSC that the DLJ Entities may choose in their sole discretion, shall be engaged as the exclusive financial advisor and investment banker for the Issuer for an annual retainer fee (i) which shall be $200,000 effective for each of the first four one-year periods ending on an anniversary of the date hereof and (ii) which thereafter shall be on commercially reasonable terms to be agreed between the Issuer and DLJSC.
Sample 1
Exclusive Financial Advisor and Investment Banking Advisor. As set forth in the Engagement Letter between Xxxxxxxxx, Xxxxxx & Xxxxxxxx Securities Corporation ("DLJSC") and the Company dated March 5, 1998 (the "Engagement Letter"), during the period from and including the date hereof through and including the date on which the Bridge Notes held by affiliates of DLJ Bridge Finance, Inc. are no longer outstanding DLJSC or any Affiliate that DLJMB may choose in its sole discretion, shall be engaged as the exclusive financial advisor and investment banker for the Issuer on financial and other terms customary in the industry to be agreed between the Issuer and DLJSC. Any amendment to the terms of the Engagement Letter will be subject to Section 2.05(vi) herein.
Sample 1
Exclusive Financial Advisor and Investment Banking Advisor. During the period from the date hereof through and including November 23, 1998, Donaxxxxx, Xxfkin & Jenrxxxx Xxxurities Corporation ("DLJSC"), or any Affiliate of DLJSC that the DLJ Entities may choose in their sole discretion, shall be engaged as the exclusive financial advisor and investment banker for the Issuer for an annual retainer fee (i) which shall be $200,000 effective for November 23, 1998 and (ii) which thereafter shall be on commercially reasonable terms to be agreed between the Issuer and DLJSC.
Sample 1

Related to Exclusive Financial Advisor and Investment Banking Advisor

  • Finders and Investment Bankers Neither Purchaser, Merger Sub nor any of their respective officers or directors has employed any broker or finder or otherwise incurred any liability for any brokerage fees, commissions or finders, fees in connection with the transactions contemplated hereby.

  • Investment Adviser and Investment Sub-Adviser The Trustees may in their discretion, from time to time, enter into an investment advisory or management contract or contracts with respect to the Trust or any Series whereby the other party or parties to such contract or contracts shall undertake to furnish the Trust with such management, investment advisory, statistical and research facilities and services and such other facilities and services, if any, and all upon such terms and conditions, as the Trustees may in their discretion determine. Notwithstanding any other provision of this Trust Instrument, the Trustees may authorize any investment adviser (subject to such general or specific instructions as the Trustees may from time to time adopt) to effect purchases, sales or exchanges of portfolio securities, other investment instruments of the Trust, or other Trust Property on behalf of the Trustees, or may authorize any officer, employee, agent, or Trustee to effect such purchases, sales or exchanges pursuant to recommendations of the investment adviser (and all without further action by the Trustees). Any such purchases, sales and exchanges shall be deemed to have been authorized by the Trustees. The Trustees may authorize, subject to applicable requirements of the 1940 Act, the investment adviser to employ, from time to time, one or more sub-advisers to perform such of the acts and services of the investment adviser, and upon such terms and conditions, as may be agreed upon between the investment adviser and sub-adviser. Any reference in this Trust Instrument to the investment adviser shall be deemed to include such sub-advisers, unless the context otherwise requires.

  • Financial Advisors No Person has acted, directly or indirectly, as a broker, finder or financial advisor for Purchaser in connection with the transactions contemplated by this Agreement and no Person is entitled to any fee or commission or like payment in respect thereof.

  • Financial Advisor No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Merger or any of the other Contemplated Transactions based upon arrangements made by or on behalf of Parent.

  • Investment Banking Services Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, during the period beginning 180 days prior to the initial confidential submission of the Registration Statement and ending on the Effective Date, no Member and/or any person associated or affiliated with a Member has provided any investment banking, financial advisory and/or consulting services to the Company.

  • Brokers, Finders and Investment Bankers Neither Seller nor any of its respective officers, directors or employees has employed any broker, finder or investment banker or incurred any liability for any investment banking fees, financial advisory fees, brokerage fees or finders' fees in connection with the transactions contemplated hereby.

  • No Financial Advisor, Placement Agent, Broker or Finder The Company represents and warrants to the Investor that it has not engaged any financial advisor, placement agent, broker or finder in connection with the transactions contemplated hereby. The Investor represents and warrants to the Company that it has not engaged any financial advisor, placement agent, broker or finder in connection with the transactions contemplated hereby. The Company shall be responsible for the payment of any fees or commissions, if any, of any financial advisor, placement agent, broker or finder relating to or arising out of the transactions contemplated hereby. The Company shall pay, and hold the Investor harmless against, any liability, loss or expense (including, without limitation, attorneys' fees and out of pocket expenses) arising in connection with any such claim.

  • Investment Banking and Finder's Fees Neither the Borrower nor any of its Subsidiaries shall pay or agree to pay, or reimburse any other party with respect to, any investment banking or similar or related fee, underwriter’s fee, finder’s fee, or broker’s fee to any Person in connection with this Agreement. The Borrower shall defend and indemnify the Agent and the Lenders against and hold them harmless from all claims of any Person that the Borrower is obligated to pay for any such fees, and all costs and expenses (including attorneys’ fees) incurred by the Agent and/or any Lender in connection therewith.

  • No Financial Advisor Other than the Underwriters, no person has the right to act as an underwriter or as a financial advisor to the Company in connection with the transactions contemplated hereby.

  • No Financial Advisors Except as set forth in Section 2.20 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the Company.

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