Fee Obligation. If within twelve (12) months after the expiration of the engagement letter between the Company and Noble Financial Capital Markets, dated September 23, 2015 (the “Engagement Letter”), the Company sells debt, equity or equity securities to investors contracted by Noble Financial Capital Markets, then the Company shall pay to Noble Financial Capital Markets, at the time of each such sale, the fees payable to Noble Financial Capital Markets as set forth in Section 3., but as applicable to such new sale(s). Notwithstanding anything in this Section (xv) or the Agreement to the contrary, Noble Financial Capital Markets will comply with FINRA Rule 5110(f)(2)(D).
Fee Obligation. Within nine (9) months after the date of termination or expiration of the engagement agreement between the Company and the Representative dated May 21, 2024, the securities or securities convertible into or exchangeable for the securities that are sold by the Company to investors contacted by the Representative, then the Company shall pay to the Representative, at the time of each such sale or transaction, the fees set forth in this Agreement with respect to any such sale.
Fee Obligation. If, prior to May 13, 2016, or within twelve (12) months after the date of termination or expiration of the engagement letter between the Company and the Representative, dated May 13, 2015 (the “Engagement Letter”), the Company sells American Depositary Shares, Ordinary Shares or securities convertible into or exchangeable for the Ordinary Shares to investors contacted by the Underwriters, then the Company shall pay to the Underwriters, at the time of each such sale, the fees payable to the Representative as set forth in Section 1, but as applicable to such new sale(s). Upon the termination of the Engagement Letter and at the request of the Company, the Representative will provide the Company with a list of investors contacted by the Underwriters in their capacity as such. Notwithstanding anything in this Section 7.5 or the Agreement to the contrary, the Representative will comply with FINRA Rule 5110(f)(2)(D).
Fee Obligation. During the Term, Littlebanc shall, deliver to Company an updated list of companies or persons that may invest in the Company (collectively, “Investors”) that Littlebanc has identified and introduced to the Company for the purposes defined in Paragraph 1 of the Agreement. Within ten (10) days after the expiration of the Term, Littlebanc shall provide to the Company a final list of Investors (the "Final List") and, if any Transaction closes with any Investors that are listed on the Final List within twelve (12) months after the date of termination or expiration of this Agreement, then Company shall pay to Littlebanc the fees set forth in Paragraph 5 (a) payable within the time periods specified therein. If after the date of termination or expiration of this Agreement, the Company closes any Transaction with an investor that is not on the Final SMTP, Inc. November 17, 2011 List, then Company shall not be obligated to pay to Littlebanc any fee or other compensation with respect to any such Transaction.
Fee Obligation. If during the Term, or within one year after the date of termination or expiration of this Agreement, the Securities or securities convertible into or exchangeable for the Securities are sold by the Company to Investors contacted by Ladenburg (the “Ladenburg Contacts”), then the Company shall pay to Ladenburg, at the time of each such sale, the fees set forth in this Paragraph 4 with respect to any such sale. Upon termination of this Agreement and at the request of the Company, Ladenburg will provide the Company with a list of investors contacted by Ladenburg in its capacity as placement agent hereunder. In order to facilitate this, Ladenburg will keep a working list with feedback from each investor contacted and share this list with the Company.
Fee Obligation. If within twelve months after the date of termination or expiration of this Agreement (or, if earlier, three months after Xxxxxxxx Xxxxxxx ceases to be an employee of Ladenburg), the Securities or securities convertible into or exchangeable for the Securities are sold in a Securities Transaction by the Company to investors contacted by Ladenburg on behalf of the Company, or warrants are exercised in a Warrant Solicitation by warrant holders solicited by Ladenburg on behalf of the Company, or the Company closes a Strategic Transaction with a company contacted by Xxxxxxxxx, then the Company shall pay to Ladenburg (i) at the time of each such sale in a Securities Transaction, the Securities Transaction Fee set forth in this Paragraph 4 with respect to any such sale and (ii) at the time of each such warrant exercise in a Warrant Solicitation, the Warrant Solicitation Fee set forth in this Paragraph 4 with respect to any such exercise.
Fee Obligation. If, after filing of the Registration Statement, the Company elects to terminate its further participation in the transactions contemplated hereby due to a proposed or completed merger or acquisition transaction whereby the Company will be merged or acquired by another company or entity (a “M&A Transaction”), the Company agrees that it or the surviving entity or company will pay to the Representatives a cash fee equal to 2% of the aggregate consideration paid to the Company in the M&A Transaction at the closing of the M&A Transaction. If the Company receives non-cash consideration in the M&A Transaction (including but not limited to equity or debt securities), the value of such non-cash consideration will be included in the calculation of the fee payable to the Representatives. Notwithstanding anything in this Section 7.5 or the Agreement to the contrary, the Representative will comply with FINRA Rule 5110(f)(2)(D).
Fee Obligation. JCI shall be entitled to the fees set forth in this Paragraph 4 with respect to any Transaction consummated with any investor introduced by JCI during the Term or within twelve (12) months after the termination or expiration of this agreement. Within ten (10) days after the termination of the Term, JCI shall provide to the Company a final list of JCI investors (the “Final Investor List”). If any Transaction closes with any Investor that is listed on the Final Investor List within twelve (12) months after the date of termination of this Agreement, the Company shall pay to JCI the fees set forth in Paragraph 4 (a), (b) and (c) payable within the time periods specified therein.
Fee Obligation. Ladenburg shall be entitled to the fees set forth in this Paragraph 5 with respect to any Transaction consummated during the Term, or within one year after the date of termination or expiration of this Agreement.
Fee Obligation. Notwithstanding termination of this Agreement pursuant to any of Sections 10.1- 10.3, K2M shall be responsible for all fee payments due under Article 3 of this Agreement until the date the termination takes effect. SPINAL shall retain all payments made by K2M prior to termination pursuant to Sections 10.1-10.
