Frequency Annually. (October)
Frequency Annually. G. Annual Reporting Requirements Instructions on submitting reports and specific due dates will be provided by the DEPARTMENT annually.
Frequency Annually. Penalty Twenty–five hundred ($2,500) dollars per report or deliverable for which the standard is not met
Frequency Annually. (August)
Frequency Annually. 315B Annual Reporting Requirements Instructions on submitting reports and specific due dates will be provided by the DEPARTMENT annually.
Frequency Annually. Respond to SEC audits. Provide consultation as needed. (May apply to all internal SSC groups, as applicable, in addition to Treasury Services.) Coordinate with regulatory auditors to provide requested documentation and resolutions to inquiries. C/A - Provide consultation as requested. Frequency: As needed FUND ADMINISTRATION LEGAL SERVICES Coordinate the preparation and filing of the Massachusetts Business Trust filing. Accumulate total shares outstanding by trust and draft the filing. Coordinate payment and file with the Secretary of State’s office. Review and approve filing. C – Filing is completed by State Street Legal team.
Frequency Annually. Review and coordinate the filing of the annual N-PX filing.. Provide accurate fund list and review filing. Coordinate filing with SEC with Vendor. Review and approve filing.
Frequency Annually due no later than ninety (90) CALENDAR DAYS following the end of each calendar year. Penalty One-thousand ($1,000) dollars per CALENDAR DAY late.
Frequency Annually due by the last BUSINESS DAY of the first QUARTER of each new PLAN YEAR. Penalty Two hundred and fifty dollars ($250) per BUSINESS DAY late. late
