HOW YOU ARE PROTECTED. Xxxxxxx Xxxxxx is authorised and regulated by the Financial Conduct Authority (FCA), 25 The North Colonnade, Canary Wharf, London, E14 5HS. Our Financial Services Register number is 483323. Our permitted business is advising on and arranging pensions, savings and investment products, non-investment insurance contracts and mortgages. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768.
HOW YOU ARE PROTECTED. Xxxxxxx Pension & Investment Consultancy Limited is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx, X00 0XX. Our Financial Services Register number is 186761. Our permitted business is advising on and arranging pensions, savings and investment products, non-investment insurance contracts and mortgages. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768.
HOW YOU ARE PROTECTED. Ideal Financial Solutions Ltd is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx, X00 0XX. Our Financial Services Register number is 622803. Our permitted business is advising on and arranging non- investment insurance contracts and mortgages. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768. Complaints If you, or any other interested parties i.e. guarantors, are dissatisfied with a recommendation we have made you are entitled to make a complaint. We have a complaints procedure that is available on request. If you wish to register a complaint, please contact us: In writing: The Compliance Officer, Ideal Financial Solutions Ltd, 00x Xxxxxx Xxx, Xxxxx, Dorset, BH15 3SY By phone: +00 (0)0000 000000 By e-mail: xxxx@xxxxxxxxxxxxxxxxxxxxxxx.xx.xx Please be assured we treat complaints seriously. For your further protection if you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service (‘FOS’). Full details of the FOS can be found on its website at xxx.xxxxxxxxx-xxxxxxxxx.xxx.xx.
HOW YOU ARE PROTECTED. Who authorises us to advise you? TR Wealth Limited, an appointed representative of Vintage Wealth Management Limited, is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx, X00 0XX. xxx.xxx.xxx.xx. Our firm reference number is 593380. Our permitted business is advising on and arranging pensions, savings and investment products, non-investment insurance contracts and mortgages. You can check this and our details on the Financial Services Register by: visiting the FCA’s website at xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or contacting the FCA by telephone on 0000 000 0000. Unless we notify you in writing to the contrary, we will treat you as a retail client for investment business. This means that you are afforded the highest level of protection under the UK’s regulatory system. What if things go wrong? If you are dissatisfied with our advice or any aspect of our services, we encourage you to contact us as soon as possible and we will do our best to resolve your concerns. We have a complaints procedure that is available on request, and should you wish to register a complaint, please contact us: In writing: The Compliance Officer, Vintage Wealth Management Limited, Xxxxxxxxx Xxxxx, Xxxxxxxxx Xxxxxx, Xxxxxxxx, Xxxxxx X0 0XX By phone: +00 (0) 00 0000 0000 By e-mail: xxxxxxxxxx@xxxxxxxxxxxxx.xx.xx Please be assured we treat complaints seriously. For your further protection if you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service (‘FOS’). The FOS settles disputes between financial services businesses and their clients, and full details can be found at xxx.xxxxxxxxx-xxxxxxxxx.xxx.xx. Additional peace of mind We are also covered by the Financial Services Compensation Scheme (‘FSCS’). The FSCS is the UK’s statutory compensation fund for customers of authorised financial services firms who are unable to pay claims against them, usually because they have gone out of business. You may be entitled to compensation from the scheme if we cannot meet our obligations. The amount of compensation available will depend on the type of business and the circumstances of the claim. We can provide more specific information on request, but as a guide: Investments – eligible claims for most types of investment business are covered for up to a maximum of £50,000. Deposits – Any deposits are protected by the FSCS up to a limit of £85,000 per person, per firm.
HOW YOU ARE PROTECTED. Xxxxxx IFA Limited is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX. Our Financial Services Register number is 491145. Our permitted business is advising on and arranging mortgages, consumer and business buy-to-let mortgages and non-investment insurance contracts. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768.
HOW YOU ARE PROTECTED. Hampstead Wealth Management Limited is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx X00 0XX. Our Financial Services Register number is 597277. Our permitted business is advising on and arranging pensions, savings and investment products and non-investment insurance contracts. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768. Unless we notify you in writing to the contrary, we will be treating you as a retail client. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service.
HOW YOU ARE PROTECTED. Kingsway Mortgages Limited is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxxxxxxxx Xxxxxx, Xxxxxx. X00 0XX. Our Financial Services Register number is 191079. Our permitted business is advising on and arranging mortgages and non-investment insurance contracts. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768.
HOW YOU ARE PROTECTED. Burlington Associates Limited is authorised and regulated by the Financial Conduct Authority (FCA), 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX. Our Financial Services Register number is 439731. Our permitted business is advising on and arranging pensions, savings and investment products, non-investment insurance contracts and mortgages. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx- reporting/register or by contacting the FCA on 0800 111 6768. Unless we notify you in writing to the contrary, we will be treating you as a retail client. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service (FOS).
HOW YOU ARE PROTECTED. Client Categorisation In providing investment services to you, we will categorise you as a Retail client. The type of client category will determine the level of protection afforded to you under the regulatory system. As a Retail Client the regulatory protections available to you are the highest available. Handling Clients’ Money Xxxxxxx Benefit Solutions does not handle client money, we never accept a cheque made payable to us or handle cash unless this is in settlement of our charges or disbursements for which we have sent you an invoice. We do not hold documents such as policy documents except on a temporary basis pending these being issued to you.
HOW YOU ARE PROTECTED. Casterbridge Wealth Ltd is authorised and regulated by the Financial Conduct Authority (FCA), 25 The North Colonnade, Canary Wharf, London, E14 5HS. Our Financial Services Register number is 727583. Our permitted business includes advising on and managing investments. You can check this on the Financial Services Register by visiting the FCA’s website xxx.xxx.xxx.xx/xxxxx/xxxxxxx-xxxxxxxxx/xxxxxxxx or by contacting the FCA on 0800 111 6768. Unless we notify you in writing to the contrary, we will be treating you as a retail client. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service.
