Investment Guidelines and Operating Policies Sample Clauses

Investment Guidelines and Operating Policies. 21 - Section 5.1 Investment Guidelines...................................................................................................- 21 - Section 5.2 Operating Policies..........................................................................................................- 24 - Section 5.3 Regulatory Matters........................................................................................................- 25 - Section 5.4 Acquisition of Portfolio..................................................................................................- 26 - ARTICLE 6 TRUST UNITS ...................................................................................................................... - 26 - Section 6.1 Units. .............................................................................................................................- 26 - Section 6.2 Ranking of Units.............................................................................................................- 26 - Section 6.3 Consideration for Units. .- 26 - Section 6.4 No Pre-Emptive Rights...................................................................................................- 26 - Section 6.5 Fractional Units..............................................................................................................- 26 - Section 6.6 Title to Assets of the Trust.............................................................................................- 27 - Section 6.7 Allotment and Issue.......................................................................................................- 27 - Section 6.8 Rights, Warrants and Options. ......................................................................................- 27 - Section 6.9 Commissions and Discounts. .........................................................................................- 27 - Section 6.10 Transferability................................................................................................................- 27 - Section 6.11 Non-Resident Ownership Constraint.............................................................................- 27 - Section 6.12 Certificates.....................................................................................................................- 28 - Section 6.13 Execution of Certificates................................................................................................- 28 - Section 6.14 Certificate Fee. ..............
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Investment Guidelines and Operating Policies. The Company’s investment guidelines and operating policies described in the General Disclosure Package and the Prospectus accurately reflect the current intentions of the Company and the Manager with respect to the operation of the Company’s business, and no material deviation from such guidelines or policies is contemplated.
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Investment Guidelines and Operating Policies. The provisions of Article V, “Investment Guidelines and Operating Policies”, of the Fund Deed of Trust are hereby incorporated by reference into this Agreement and, notwithstanding anything to the contrary in this Agreement, the General Partner shall be bound by such investment guidelines and operating policies applicable to the Fund and shall conduct the Business in a manner consistent therewith and take, or cause to take, all such actions as may be necessary to give full effect to such provisions.
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Investment Guidelines and Operating Policies. Investment Guidelines.‌ The assets of the Trust may be invested only in accordance with the following guidelines:
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Investment Guidelines and Operating Policies. The provisions of Article 6 “Investment Guidelines and Operating Policies” of the Declaration of Trust are hereby incorporated by reference into this Agreement and, notwithstanding anything to the contrary in this Agreement, each of the General Partners shall be bound by such investment guidelines and operating policies applicable to the REIT and shall conduct the Business in a manner consistent therewith and take, or cause to take, all such actions as may be necessary to give full effect to such provisions.
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Investment Guidelines and Operating Policies 
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Related to Investment Guidelines and Operating Policies

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Accounting Policies and Procedures Permit any change in the accounting policies and procedures of the Company or any Guarantor, including a change in fiscal year, provided, however, that any policy or procedure required to be changed by the Financial Accounting Standards Board (or other board or committee thereof) in order to comply with Generally Accepted Accounting Principles may be so changed.

  • Investment Policies The Borrower is in compliance in all material respects with the Investment Policies.

  • Standard Operating Procedures Over approximately the past eight years, the Parties have been supplying select Products to one another for use in the operation of their respective businesses within the United States of America, Canada and Mexico. The Parties developed and been following certain standard operating procedures in connecting with, among other topics, forecasting, production planning, ordering, delivering and resolving claims on the Products supplied to one another (the “Current SOPs”). The Parties will be updating their respective business systems over the next six months, and the updates to these business systems will require the Parties to modify the Current SOPs. Once the Parties have completed the updates to the business systems and agreed on the necessary modifications to the Current SOPs, the Parties will sign a written amendment to this Agreement appending the updated standard operating procedures (the “Updated SOPs”). Until the Parties have signed a written amendment appending the Updated SOPs, the parties will continue to follow the Current SOPs. The Parties will comply with the applicable SOPs in connection with the purchase and sale of products identified in a Purchase Schedule. The Parties may add terms and conditions to, and amend the terms and conditions of, the SOP in a Purchase Schedule, but any additional and amended terms and conditions in a Purchase Schedule supplementing and modifying the SOP will only apply the specific products identified in that Purchase Schedule for its duration.

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

  • Policies and Procedures i) The policies and procedures of the designated employer apply to the employee while working at both sites.

  • Accounting Policies There has been no material change in accounting policies or practices of the Corporation or its Subsidiaries since December 31, 2019;

  • COMPLIANCE WITH POLICIES AND PROCEDURES During the period that Executive is employed with the Company hereunder, Executive shall adhere to the policies and standards of professionalism set forth in the policies and procedures of the Company and IAC as they may exist from time to time.

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