Investment Services and Activities. Reception and transmission of orders in relation to one or more Financial Instruments;
Investment Services and Activities. Pursuant to the Agreement, we will conduct/provide the following MiFID investment services and activities (the “Activities”):
(a) reception and transmission of orders; and/or,
(b) execution of orders on behalf of clients; and/or
(c) dealing on own account. In most cases, and unless we otherwise specify this to you in writing, we will be conducting (c) rather than (a) or (b). In this regard, we also suggest you refer to our Order Execution Policy. For the avoidance of doubt, we do not provide the investment service of portfolio management or investment advice.
Investment Services and Activities. Investment services and activities have a legal demarcation. The main services for investors are: reception and transmission of orders in relation to one or more financial instruments, execution of orders on behalf of clients, portfolio management, investment advisory services, underwriting of financial instruments and placing of financial instruments on a firm commitment basis or without a firm commitment basis. Along with these main services the law also sets ancillary services which consist of safekeeping and administration of financial instruments for the account of clients, granting credits to an investor to allow him to carry out a transaction, advice to undertakings on capital structure, foreign exchange services connected to the provision of investment services, services related to underwriting.1 Main services includes also services and activities that exceed the provision of customer services: dealing on own account, operation of an MTF (multilateral trading facility) or operation of an OTF(organized trading facility). Contemplating these services and activities it is easy to extract the essence of the investment services and activities agreement: performing legal acts and deeds regarding the financial instruments or following the order of the client.
Investment Services and Activities. Reception and transmission of orders in relation to one or more Financial Instruments; ii. Execution of the orders on behalf of the Clients. iii. Dealing on Own Account. iv. Portfolio Management. v.
Investment Services and Activities a) Reception and transmission of orders in relation to one or more Financial Instruments;
b) Execution of the orders on behalf of the Clients.
Investment Services and Activities. Council Mandate Draft Agreement
