Reception and Transmission of Orders Sample Clauses

Reception and Transmission of Orders. Where you receive and transmit an order relating to a Financial Instrument to us, we shall be under no obligation (unless expressly agreed otherwise) to report the transaction resulting from the order concerned or transmit the order details to another investment firm in accordance with Article 4 of MiFID2 RTS 22.
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Reception and Transmission of Orders. Subject to any specific instructions given to Cantor by the Client, we may transmit an Order that we receive from the Client to another entity affiliated to Cantor or to an external entity (such as a third party broker) for execution where it is decided that this method is more likely to achieve the best possible result for a particular instrument or order. When we transmit such Orders we will have obligations to ensure that it is in the Client’s best interest, and are under an obligation to take all reasonable steps to obtain the BPR for the Client. We will satisfy ourselves that that third party/affiliate has arrangements in place to enable us to comply with our obligation to the Client. If we transmit or place an order to other dealers/affiliates, we will monitor the standards of execution received from them.
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Reception and Transmission of Orders. Subject to any specific instructions from the client (as per paragraph 6), the Pro-choice chrimatistiriaki ltd may transmit an order it receives from the client to another entity of the Pro-choice chrimatistiriaki ltd or to an external entity, such as a third party broker, for execution. In doing so, the Pro-choice chrimatistiriaki ltd will act in the client's best interests and will comply with paragraph 3 above. The Pro-choice chrimatistiriaki ltd will review periodically its choice of third party brokers to ensure that the third party broker has execution arrangements and execution policy that enable the Pro-choice chrimatistiriaki ltd to comply with all its best execution requirements. A list of third party brokers on which the Pro-choice chrimatistiriaki ltd places significant reliance can be found at the end of this Appendix (a complete list can be given to the client, upon request).
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Reception and Transmission of Orders. 11.1. The Company offers, on a reception and transmission basis only, financial contracts for differences (CFDs) to the Client. Such CFDs are financial instruments offered by the Company on a non-deliverable basis only (i.e. the settlement is cash only). A full list of the CFDs available for trading along with the contract specifications including, but not limited to, contract sizes, underlying financial instruments, fees and/or commissions, trading timeframes et cetera can be found online under the Trading Conditions section (tab named Contract Specifications) on the Company’s website. Such contract specifications constitute an integral part of the Collective Agreement. 11.2. The Company acts as an agent on behalf of the Client when receiving and transmitting Client orders for execution. The entities to which the orders are transmitted for execution are included in the Best Execution Policy for trading CFDs, which constitutes an integral part of the Collective Agreement; such policy can be found online, under the Legal Information section on the Company’s website. The Company highlights the fact that Client orders related to CFDs are transmitted for execution outside a “regulated market” or an “MTF”. 11.3. The Client has the choice of transmitting orders via electronic services, telephone, delivery by hand or via any other type of verbal transmission or written means as it may be specified, from time to time, provided the Company is satisfied, at its sole discretion, as to the identity of the person placing the order and as to the validity of the order. With respect to the transmission of orders and/or other instructions via electronic services, the Company does not have the obligation to confirm the authenticity of the order and/or instruction or the identity of the person transmitting the order and/or instruction and the Client authorizes the Company to rely and/ or act on any instructions and/or orders transmitted by the Client to the Company in such manner. 11.4. With respect to the transmission of orders via electronic services, the Client is entitled to transmit orders (i.e. to trade) through his/ her trading account from 00:00:00:000 server time to 23:59:59:999 server time from Monday to Friday each week. With respect to the transmission of orders via any other mean, the Client is entitled to transmit orders from 09:30:00:000 server time to 17:29:59:999 server time from Monday to Friday each week. With respect to telephone communication (or any oth...
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Reception and Transmission of Orders of the Agreement shall be repealed and replaced with the following provisions: “The Client is informed that, if it chooses to place an Order by telephone, its conversations, or those of its representative, shall be recorded by the Bank, and the Client or its representative shall be notified before any such recording commences.” - The following sentence shall be added to clause 5.1.3 of the Agreement: “The Bank shall confirm the receipt of the Client’s Order except for Orders received be telephone”. - In addition to the information referred to in clause 5.1.3 of the Agreement, which the Client must state to place an Order, the Client shall also provide information on: (i) the price relevant for the given Transaction; (ii) the validity period of its Order; and (iii) information enabling the Client’s identification, and, if the Client appoints a proxy to place the Order, information enabling identification of the proxy. - The final paragraph of clause 5.2.2 of the Agreement shall be repealed. The title of clause 5.4 of the Agreement shall be read as: “Order received on the Internet”. In addition to the information set out under clause 12.2.1 of the Agreement, the Local Branch is also, to limited extent, subject to the local supervision of the PFSA (head office address: ul. Piękna 20, 00-549 Warsaw, Poland).
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Reception and Transmission of Orders. - - In addition to the information referred to in clause 5.1.3 of the Agreement, which the Client must state to place an Order, the Client shall also provide information on: (i) the price relevant for the given Transaction; (ii) the validity period of its Order; and (iii) inform identification, and, if the Client appoints a proxy to place the Order, information enabling identification of the proxy. - The final paragraph of clause 5.2.2 of the Agreement shall be repealed. - The title of clause 5.4 of the Order received on the Internet - Competent supervisory authorities In addition to the information set out under clause 12.2.1 of the Agreement, the Local Branch is also, to limited extent, subject to the local supervision of 20, 00-549 Warsaw, Poland).
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Related to Reception and Transmission of Orders

  • Execution of Orders All orders for the creation or redemption of Creation Units shall be handled in accordance with the terms of the Prospectus, and the procedures described in Attachments A and A-1 to this Agreement. In the event the procedures include the use of recorded telephone lines, the Participant hereby consents to such use. The Trust reserves the right to issue additional or other procedures relating to the manner of creating or redeeming Creation Units, and the Participant, and the Distributor agree to comply with such procedures as may be issued from time to time, upon reasonable notice thereof. The Participant understands and acknowledges that the Transfer Agent will not effect a creation or redemption until it has received confirmation of receipt of the Participant’s incoming security transfer and/or cash through the Trust’s Clearing Process, Fed Book-Entry System, Euroclear and/or DTC in the case of a creation, and through the Trust’s Clearing Process, Euroclear and/or DTC in the case of a redemption. With respect to any order for the creation or redemption of Creation Units, the Participant acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) to return to the Trust any dividend, distribution or other corporate action paid to it or to the party for which it is acting in respect of any Deposit Security that is transferred to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer should have been paid to the Trust. With respect to any orders for the creation or redemption of Creation Units, the Participant also acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) that the Transfer Agent is entitled to reduce the amount of money or other proceeds due to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer, should be paid to the Fund. With respect to any order for the creation or redemption of Creation Units, the Trust acknowledges and agrees to return to the Participant or any party for which it is acting any dividend, distribution or other corporate action paid to the Trust in respect of any Deposit Security that is transferred to the Trust that, based on the valuation of such Deposit Security at the time of transfer, should have been paid to the Participant or any party for which it is acting.

  • Deduction and Transmission of Fee The Board agrees to deduct from the salary of any Employee who is not a member of the Association for the current membership year the full amount of the representation fee referred to in this ARTICLE, above, and promptly will transmit the installments so deducted to the Association. The Board agrees to deduct the representation fee in equal installments, as nearly as possible, from the paychecks paid to each Employee during the remainder of the membership year in question. The deductions will begin thirty (30) days after the Employee begins his employment in a bargaining unit position.

  • Transmission encryption All data transmissions of County PHI or PI outside the secure internal network must be encrypted using a FIPS 140-2 certified algorithm which is 128bit or higher, such as AES. Encryption can be end to end at the network level, or the data files containing PHI can be encrypted. This requirement pertains to any type of PHI or PI in motion such as website access, file transfer, and E-Mail.

  • Submission of Orders Those persons who purchase Shares shall make their checks payable to “Xxxx Credit Property Trust V, Inc.” or, alternatively, “CCPT V” or, in the event that the purchase is made using a Joint Subscription Agreement, “Xxxx REIT.” Checks received by the Dealer that conform to the foregoing instructions shall be transmitted for deposit as set forth below. The Dealer Manager may authorize the Dealer, if the Dealer is a “$250,000 broker-dealer”, to instruct its customers to make its checks for Shares subscribed for payable directly to the Dealer, in which case the Dealer will collect the proceeds of the subscriber’s checks and issue a check made payable in the manner described above for the aggregate amount of the subscription proceeds. Transmittal of received investor funds will be made in accordance with the following procedures: (a) If the Dealer conducts its internal supervisory procedures at the location where subscription documents and checks are initially received, the Dealer shall conduct its suitability review of the transaction and if the transaction is suitable and the paperwork is in good order forward the subscription documents and the checks to the Company by the end of the next business day following receipt of the subscription documents and the checks. (b) If the internal supervisory procedures are to be performed at a different location (the “Final Review Office”), the subscription documents and checks must be transmitted to the Final Review Office by the end of the next business day following receipt by the Dealer of the subscription documents and checks. The Final Review Office will, by the end of the next business day following receipt by the Final Review Office of the subscription documents and checks, conduct its suitability review of the transaction and if the transaction is suitable and the paperwork is in good order forward the subscription documents and the checks to the Company.

  • Transmission of business Where a business is transmitted from one employer to another, as set out in clause 4.4 - Redundancy, the period of continuous service that the employee had with the transmittor or any prior transmittor is deemed to be service with the transmittee and taken into account when calculating notice of termination. However, an employee shall not be entitled to notice of termination or payment in lieu of notice for any period of continuous service in respect of which notice has already been given or paid for.

  • Transmission and Routing of Telephone Exchange Service Traffic 50.4.1 The Appendix Reciprocal Compensation, which is/are attached hereto and incorporated herein by reference, prescribe traffic routing parameters for Local Interconnection Trunk Group(s) the Parties shall establish over the Interconnections specified in the Appendix ITR, which is/are attached hereto and incorporated herein by reference.

  • Transmission and Routing of Exchange Access Traffic PURSUANT TO 251(c)(2) 13 ARTICLE VI MEET-POINT BILLING ARRANGEMENTS 14 ARTICLE VII BLV/BLVI TRAFFIC 16 7.1 Busy Line Verification 16 7.2 Busy Line Verification Interrupt 16 7.3 BLV/BLVI Traffic 16 7.4 BLV/BLVI Compensation 16

  • Data Transmission The procedures for transmitting load obligation data to PJM for DS Supplier’s DS Load shall be as set forth by PJM.

  • Information Submission by Connecting Transmission Owner The initial information submission by Connecting Transmission Owner shall occur no later than one hundred eighty (180) Calendar Days prior to Trial Operation and shall include New York State Transmission System information necessary to allow the Developer to select equipment and meet any system protection and stability requirements, unless otherwise mutually agreed to by the Developer and Connecting Transmission Owner. On a monthly basis Connecting Transmission Owner shall provide Developer and NYISO a status report on the construction and installation of Connecting Transmission Owner’s Attachment Facilities and System Upgrade Facilities and System Deliverability Upgrades, including, but not limited to, the following information: (1) progress to date; (2) a description of the activities since the last report; (3) a description of the action items for the next period; and (4) the delivery status of equipment ordered.

  • Accuracy of Orders; Customer Signatures You shall be responsible for the accuracy, timeliness and completeness of any orders transmitted by you on behalf of your customers by any means, including wire or telephone. In addition, you agree to guarantee the signatures of your customers when such guarantee is required by the Company and you agree to indemnify and hold harmless all persons, including us and the Funds’ transfer agent, from and against any and all loss, cost, damage or expense suffered or incurred in reliance upon such signature guarantee.

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