Execution of orders definition

Execution of orders means ‘execution of orders on behalf of clients’ as defined in point (5) of Article 4(1) of Directive 2014/65/EU;
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Execution of orders means the execution of clients’ order(s) on the Company’s trading platform, where the Company acts as a Principal to Clients’ transactions
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Execution of orders on behalf of clients, when used in the Agreement and/or any agreements by and between us, including, without limitation, these Terms and Conditions, unless the context otherwise requires, shall mean acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients;
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Examples of Execution of orders in a sentence

  • Execution of orders for Shares The execution of all orders for Share transactions will be subject to the terms of the Prospectus and SAI, these Operating Procedures, JPMDS’ written instructions to Financial Intermediary from time to time and, if executed through Fund/SERV, the DTCC’s rules and procedures.

  • The Company shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.

  • Execution of orders for Shares The execution of all orders for Share transactions will be subject to the terms of the Prospectus, these Operating Procedures and, if executed through Fund/SERV, the NSCC’s rules and procedures.

  • The Client accepts and understands that some orders shall be executed by the Company as the counterparty of the transaction in its capacity of Market Maker and shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.

  • Complete this section if your complaint is related to Trading (i.e. Execution of orders, trading platforms, etc).

  • Execution of orders for Shares The execution of all orders for Share transactions will be subject to the terms of the Prospectus, these Operating Procedures and, if executed through Fund/SERV, the DTCC’s rules and procedures.

  • Execution of orders outside a Trading Venue may imply some risks such as the counterparty risks.

  • Execution of orders for Shares The execution of all orders for Share transactions will be subject to the terms of the Prospectus and SAI, these Operating Procedures and, if executed through Fund/SERV, the DTCC’s rules and procedures.

  • Service of Execution of orders on behalf of clients, for the performance of transactions in relation to one or more Financial Instruments.

  • The Client accepts and understands that some orders received shall be executed by the Company as the counterparty of the transaction in its capacity of Market Maker and shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.


More Definitions of Execution of orders

Execution of orders means instructions leading to the conclusion of a contract for the purchase or sale of a financial instrument on behalf of the client, including the conclusion of a contract for the purchase of a financial instrument issued by an investment firm, bank, savings or credit cooperative bank or similar foreign person established in an EU member state on client's account at the time of issue,
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Execution of orders. Has the meaning given in the glossary of the FCA Handbook Error Has the meaning given in Clause 11.1. FCA The Financial Conduct Authority (or any successor Regulator). FCA Handbook Has the meaning given to it in the glossary of the FCA Handbook. Improper Use Any use or suspected use of the Platform or our Website or activity in relation to this CBS Agreement or a Potential Opportunity that amounts to: i. an unlawful act or a breach of Applicable Law, whether directly or indirectly; ii. a breach of this CBS Agreement; iii. a failure to observe reasonable commercial standards of fair dealing; or iv. dishonesty or malice. Indirect Investment Model Has the meaning given in Clause 7.3. Insolvency Event Means: i. the appointment of a receiver, administrator, manager, administrative receiver or similar officer in relation to you; ii. if any encumbrancer takes possession of or sells, all or any part of your assets or business; iii. you are deemed unable to pay your debts as they become due; iv. an application is made for an interim order, or a proposal is made for you to enter into a voluntary arrangement, or you enter into a deed of arrangement, or a bankruptcy petition is presented to the Court in respect of you; v. if you are a body corporate, a resolution is passed or an order is made for your winding up, dissolution or administration; or vi. if you become bankrupt or insolvent or any event that is analogous to those set out in paragraph (i), (ii), (iii), (iv) or (v) of this definition applies to you. If you are a partnership, the occurrence of any of the events listed in (i) to (vi) above in relation to any one partner shall constitute an Insolvency Event. Intellectual Property Rights Any and all: i. intellectual property rights, including copyright and related rights, patents, utility models, trademarks, service marks, trade names, domain names, , trade secrets, rights to inventions, logos, rights in get-up, goodwill and the right to sue for passing off and unfair competition, rights in computer software (including to the source code and object code), inventions, semi-conductor topography rights, database rights, rights in databases, rights in designs, design rights, know-how and confidential information whether in software or otherwise and whether registered or unregistered; ii. applications for registration, and the right to apply for registration, renewal or extension of any of these rights, the rights to claim priority from any such rights; and iii. any ...
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Execution of orders. We shall use our reasonable endeavours to execute any order promptly, but in accepting your orders we do not represent or warrant that it will be possible to execute such order or that execution will be possible according to your instructions. We shall carry out an order on your behalf only when the relevant Market is open for dealings, and we shall deal with any instructions received outside Market hours as soon as possible when that relevant Market is next open for business (in accordance with the rules of that Market). We will execute orders in line with our ABN AMRO Order Execution Policy. Full details of this policy can be accessed via the link: xxxx://xxx.xxxxxxxxxxxxxxx.xxx/en/specialized-clearing- services/energy-and-commodities-clearing/customer-disclosures/index.html
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Execution of orders means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and
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Execution of orders means the execution of clients’ order(s) on the Company’s trading platform, where the Company acts as a Principal to Clients’ transactions “FATCA” stands for Foreign Account Tax Compliance Act.
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Execution of orders means the execution of clients’ order(s) on the Company’s trading platform, “FATCA” stands for Foreign Account Tax Compliance Act.
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Related to Execution of orders

  • Country of origin means the place where the goods were mined, grown or produced or from which the services are supplied. Goods are produced when, through manufacturing, processing or substantial and major assembly of components, a commercially recognized new product results that is substantially different in basic characteristics or in purpose or utility from its components.

  • Point of Order means a matter that a Member considers to be a departure from or contravention of the rules, procedures or generally accepted practices of Council.

  • School of origin means the school or preschool that a child or youth attended when permanently housed, or the school in which the child or youth was last enrolled. When a child or youth completes the final grade level served by the school of origin, the school of origin includes the designated receiving school at the next grade level for all feeder schools.

  • Articles of Organization means all documents constituting, at any particular time, the articles of

  • Medical certificate of fitness means a certificate valid for one year issued by an occupational health practitioner, issued in terms of these regulations, whom shall be registered with the Health Professions Council of South Africa;

  • Labor compliance agreement means an agreement entered into between a contractor or subcontractor and an enforcement agency to address appropriate remedial measures, compliance assistance, steps to resolve issues to increase compliance with the labor laws, or other related matters.