List of Commodity Interests Traded by the Trading Advisor. The Trading Advisor shall provide the Company and the Manager with a complete list of commodity interests which it intends to trade on the Company’s behalf. All commodity interests other than regulated futures contracts and options on regulated futures contracts traded on a qualified board or exchange in the United States shall be listed on Appendix B to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Company’s portfolio managed by the Trading Advisor as set forth in Appendix B to this Agreement shall require prior written notice to the Company or the Manager and an amendment to Appendix B.
List of Commodity Interests Traded by the Trading Advisor. (i) The Trading Advisor shall provide the Fund and the Manager with a complete list of commodity interests which it intends to trade on the Fund's behalf. All commodity interests other than regulated futures contracts and options on regulated futures contracts traded on a qualified board or exchange in the United States shall be listed on Appendix A to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Fund's portfolio managed by the Trading Advisor as set forth in Appendix A to this Agreement shall require prior written notice to the Fund or the Manager and an amendment to Appendix A.
(ii) The Trading Advisor acknowledges and agrees that U.S. investors are prohibited from trading in certain instruments -- for example, certain "contracts for differences," and certain non-U.S. stock index futures and related options. The Trading Advisor agrees not to trade any such instruments for the Onshore Fund, as well as for the Offshore Fund, should the Manager so request.
List of Commodity Interests Traded by the Trading Advisor. The Trading Advisor shall provide the Company and the Manager with a complete list of commodity interests which it intends to trade on the Company’s behalf. All commodity interests traded shall be listed on Appendix B to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Company’s portfolio managed by the Trading Advisor as set forth in Appendix B to this Agreement shall require prior written notice to the Company or the Manager and an amendment to Appendix B.
List of Commodity Interests Traded by the Trading Advisor. The --------------------------------------------------------- Trading Advisor shall provide the Parent and the General Partner with a complete list of commodity interests which it intends to trade on the Trading Partnership's behalf. All commodity interests other than regulated futures contracts and options on regulated futures contracts traded on a qualified board or exchange in the United States shall be listed on Appendix A to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Trading Partnership's portfolio managed by the Trading Advisor as set forth in Appendix A to this Agreement shall require prior written notice to the Parent or the General Partner and an amendment to Appendix A. The Trading Advisor agrees to trade only in commodity interests which the Trading Advisor considers to be traded in sufficient volume to permit the Trading Advisor readily to acquire and liquidate positions on behalf of the Fund. The Trading Advisor will not trade any securities (including without limitation options on securities indices).
List of Commodity Interests Traded by the Trading Advisor. As stated above, Schedule 1 attached hereto provides a complete list of types of commodity interests which are part of the Trading Program. When trading on the Trading Entity’s behalf, the Trading Advisor shall only trade in interests on such list (as amended pursuant to the immediately following sentence). The addition of types of commodity interests available for investment by the Trading Entity pursuant to this Agreement shall require 10 business days’ prior written notice to the Trading Entity. The Trading Entity may, in its sole discretion, waive the notice period in writing in select cases at the request of the Trading Advisor.
List of Commodity Interests Traded by the Trading Advisor. As stated above, Schedule 1 attached hereto provides a complete list of types of commodity interests which are part of the QMS Programs. When trading on the Trading Entity’s behalf, the Trading Advisor shall only trade in interests on such list (as amended pursuant to the immediately following sentence). The addition of types of commodity interests available for investment by the Trading Entity pursuant to this Agreement shall require 10 business days’ prior written notice to the Trading Entity. The Trading Entity may, in its sole discretion, waive the notice period in writing at the request of the Trading Advisor.
List of Commodity Interests Traded by the Trading Advisor. The Trading Advisor shall provide the Company and the Manager with a complete list of commodity interests which it intends to trade on the Company’s behalf. All commodity interests other than regulated futures contracts and options on regulated futures contracts traded on a qualified board or exchange in the United States (“Regulated Futures Contracts”) shall be listed on Appendix B to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies and Regulated Futures Contracts) to the Company’s portfolio managed by the Trading Advisor as set forth in Appendix B to this Agreement shall require prior written consent of the Company and an amendment to Appendix B (such consent not to be unreasonably withheld or delayed). Notwithstanding anything contained herein to the contrary, the Trading Adviser shall not trade any securities (including, without limitation, US treasury securities) on behalf of the Company without the prior written consent of the Company.
List of Commodity Interests Traded by the Trading Advisor. (i) The Trading Advisor may trade the commodity interests set out in Appendix A to this Agreement, provided that the addition to the Master Fund’s portfolio of commodity interests not listed on Appendix A shall require prior written notice to and prior written approval of the Manager and an amendment to Appendix A.
(ii) The Trading Advisor acknowledges and agrees that U.S. investors are prohibited under CFTC regulations from trading in certain instruments — for example, certain “contracts for differences,” futures on certain non-U.S. sovereign debt, and certain non-U.S. stock index futures and related options. The Trading Advisor agrees not to trade any such instruments for the Master Fund unless the Manager agrees otherwise in writing.
List of Commodity Interests Traded by the Trading Advisor. (i) The Trading Advisor shall be permitted to trade all commodity interests for the Master Fund’s portfolio that are consistent with the Trading Program and are listed on Appendix A to this Agreement. Commodity interests may be added to Appendix A from time-to-time after prior written notice to and prior written approval of the Manager (which may be by e-mail to the product management team of the Manager) and, if such approval is granted, upon execution of an amendment to Appendix A. The Manager may subject the trading of any commodity interest by the Master Fund to such written conditions or parameters as it reasonably believes may be necessary for the proper management of the Master Fund and the Feeder Funds, and such parameters shall be set forth in Appendix A. The Manager may also, with prior written notice to the Trading Advisor (which may be by e-mail to the trading principals of the Trading Advisor), remove a commodity interest from Appendix A or set forth in Appendix A new or modified conditions or parameters to the trading of a commodity interest; provided that the Trading Advisor shall not be required to liquidate any existing positions as a result of any such changes to Appendix A subject to Section 2(a) above. For the avoidance of doubt, only those commodity interests listed on Appendix A may be traded on behalf of the Master Fund notwithstanding any commodity interests listed on or purportedly authorized by documents entered into with brokers or counterparties on behalf of the Master Fund by the Trading Advisor, the Manager or Xxxxxxx Xxxxx.
(ii) The Trading Advisor acknowledges that: (A) U.S. investors are prohibited under CFTC regulations from trading in certain instruments — for example, certain “contracts for differences,” futures on certain non-U.S. sovereign debt, and certain non-U.S. stock index futures and related options; and (B) the trading of any instrument that is a “security” as defined under either the Investment Company Act of 1940, as amended (the “Investment Company Act”), or the 1933 Act may cause the Master Fund to be an “investment company” as defined in the Investment Company Act; and that in respect of clauses (A) and (B) above, the mechanism for enforcement of these limits on the Master Fund will be the procedure in the prior paragraph.
(iii) The Trading Advisor acknowledges that accepting physical delivery of a commodity interest could cause the Master Fund to be treated as a dealer in such commodity interest under U.S....
List of Commodity Interests Traded by the Trading Advisor. (i) The Trading Advisor shall provide the Manager with a complete list of commodity interests which it intends to trade on the Fund’s behalf. All commodity interests other than regulated futures contracts and options on regulated futures contracts traded on a qualified board or exchange in the United States shall be listed on Appendix A to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Fund’s portfolio traded by the Trading Advisor as set forth in Appendix A to this Agreement shall require prior written notice to the Fund or the Manager and an amendment to Appendix A, which amendment shall become effective no later than 5 days following the Trading Advisor’s having provided the Manager or the Fund with prior written notice of its intention to trade such additional commodity interests.
(ii) The Trading Advisor acknowledges and agrees that U.S. investors are prohibited by the CFTC from trading in certain instruments — for example, certain “contracts for differences,” and certain non-U.S. stock index futures and related options. The Trading Advisor agrees not to trade any such instruments for the Onshore Fund, as well as for the Offshore Fund should the Manager so request.
