Market-making Intelligence Sample Clauses

Market-making Intelligence. LDWD is a market-maker in numerous securities and has access through its market-making facilities and personnel to LDWD proprietary information. LDWD will monitor and react to sensitive market information on a timely basis and provide advice, and counsel and proprietary intelligence (including but not limited to information on price, volume and the identification of market-makers, buyers and sellers) to Contractor in a timely fashion with respect to securities in which Contractor has and interest. Contractor understands that this information is available from other sources but acknowledges that LDWD can provide it in a more timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Contractor with respect to the activities of any other LDWD customers or customer accounts without such customer's prior consent.
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Market-making Intelligence. MK has access through its associates and personnel to certain information concerning the securities markets in the United States. MK will monitor and react to sensitive market information on a timely basis and provide advice, counsel and proprietary intelligence (including but not limited to information of price, volume and the identification of market-makers, buyers and sellers) to STS in a timely fashion with respect to securities in which STS has an interest. STS understands that this information is available from other sources but acknowledges that MK can provide it in a more timely fashion and with substantial value-added interpretation of such information.
Sample 1
Market-making Intelligence. Geneva CFG monitors markets in several securities and has access to proprietary information through the Firm's facilities and personnel. Geneva CFG will monitor and react to sensitive market information on a timely basis and provide advice and counsel and proprietary intelligence (including but not limited to information on price, volume and the identification of market-makers, buyers and sellers) to Trading Solutions in a timely fashion with respect to securities in which Trading Solutions has an interest. Trading Solutions understands that this information is available from other sources but acknowledges that Geneva CFG can provide it in a more timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Trading Solutions with respect to the activities of any other Geneva CFG customers or customer accounts without such customer's prior consent.
Sample 1
Market-making Intelligence. HAMPTON's clearing agent, Fiserv Correspondent Services, is a market-maker in numerous securities, and HAMPTON has access to proprietary information through Fiserv's market-making facilities and personnel. HAMPTON will monitor and react to sensitive market information on a timely basis and provide advice and counsel and proprietary intelligence (including but not limited to information on price, volume and the identification of market-makers, buyers and sellers) to Contractor in a timely fashion with respect to securities in which Contractor has an interest. Contractor understands that this information is available from other sources but acknowledges that HAMPTON can provide it in a more timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Contractor with respect to the activities of any other HAMPTON customers or customer accounts without such customer's prior consent.
Sample 1
Market-making Intelligence. Contractee knows market-makers and has access through its network and Contractee will monitor and react to sensitive market information on a timely basis and provide advice, counsel and proprietary intelligence (including but not limited to information on price and volume) to Contractor in a timely fashion with respect to securities in which contractor has an interest. Contractor understands that this information is available from other sources but acknowledges that Contractee can provide it in a more timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Contractor with respect to the activities of any other Contractee customer's accounts without such customer's prior consent.
Sample 1
Market-making Intelligence. FORTRESS's clearing agent, First Southwest Company, is a market-maker in numerous securities, and FORTRESS has access to proprietary information through First Southwest Company's market-making facilities and personnel. FORTRESS will monitor and react to sensitive market information on a timely basis and provide advice and counsel and proprietary intelligence (including but not limited to information on price, volume and the identification of market-makers, buyers and sellers) to Crown in a timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Crown with respect to the activities of any other FORTRESS customers or customer accounts without such customer's prior consent.
Sample 1
Market-making Intelligence. EI is a venture and private, unlicensed market-maker in various securities and has access through its facilities and personnel to proprietary industry information. EI shall react to sensitive market information on a timely basis and provide Company with advice, counsel and proprietary intelligence (including but not limited to information on price, volume and identification of potential market-makers, placement agents and investors) in a timely manner. Company expressly acknowledges that this information may be available from other sources but that EI may provide it in a more timely manner or with significant value-added interpretation of such information. Notwithstanding, no information shall be provided to Company with respect to the activities of any other present or former client of EI or its principals without such client's express prior consent.
Sample 1
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Market-making Intelligence. FORTRESS's clearing agent, JB Oxford & Company, is a market-maker in numerous securities, and FORTRESS has access to proprietary information through JB Oxford & Company's market-making facilities and personnel. FORTRESS will monitor and react to sensitive market information on a timely basis and provide advice and counsel and proprietary intelligence (including but not limited to information on price, volume and the identification of market-makers, buyers and sellers) to Contractor in a timely fashion with respect to securities in which Contractor has an interest. Contractor understands that this information is available from other sources but acknowledges that FORTRESS can provide it in a more timely fashion and with substantial value-added interpretation of such information. The foregoing notwithstanding, no information will be provided to Contractor with respect to the activities of any other FORTRESS customers or customer accounts without such customer's prior consent.
Sample 1

Related to Market-making Intelligence

  • REPRESENTATIONS AND WARRANTIES OF BUYER AND PARENT Each of Buyer and Parent represents and warrants with respect to itself to Sellers as follows:

  • Conditions Applicable to All Sale and Purchase Transactions (a) Any transaction effected under this Article XII or in connection with the acquisition, disposition or substitution of any Asset shall be conducted on an arm’s length basis and, if effected with an Affiliate of the Collateral Manager (or with an account or portfolio for which the Collateral Manager or any of its Affiliates serves as investment adviser), shall be effected in accordance with the requirements of Section 5 of the Collateral Management Agreement on terms no less favorable to the Issuer than would be the case if such Person were not an Affiliate of the Collateral Manager; provided that the Trustee shall have no responsibility to oversee compliance with this clause (a) by the other parties. Any sale of a Collateral Obligation or an Equity Security (other than a Substitute Collateral Obligation) to the Collateral Manager, an Affiliate of the Collateral Manager or an Affiliate of the Issuer shall be at a purchase price at least equal to the current Fair Market Value of such Collateral Obligation or Equity Security and certified by the Collateral Manager to the Trustee.

  • REPRESENTATIONS AND WARRANTIES OF PARENT AND MERGER SUBS Except as set forth in the Parent Disclosure Letter, Parent and each Merger Sub represent and warrant to the Company:

  • REPRESENTATIONS AND WARRANTIES OF BUYER AND MERGER SUB Buyer and Merger Sub hereby represent and warrant to Seller as follows:

  • Representations and Warranties by the Partners A. Each Partner that is an individual (including, without limitation, each Additional Limited Partner or Substituted Limited Partner as a condition to becoming an Additional Limited Partner or a Substituted Limited Partner) represents and warrants to, and covenants with, each other Partner that (i) the consummation of the transactions contemplated by this Agreement to be performed by such Partner will not result in a breach or violation of, or a default under, any material agreement by which such Partner or any of such Partner’s property is bound, or any statute, regulation, order or other law to which such Partner is subject, (ii) if five percent (5%) or more (by value) of the Partnership’s interests are or will be owned by such Partner within the meaning of Code Section 7704(d)(3), such Partner does not, and for so long as it is a Partner will not, own, directly or indirectly, (a) stock of any corporation that is a tenant of (I) the General Partner or any Disregarded Entity with respect to the General Partner, (II) the Partnership or (III) any partnership, venture or limited liability company of which the General Partner, any Disregarded Entity with respect to the General Partner, or the Partnership is a direct or indirect member or (b) an interest in the assets or net profits of any non-corporate tenant of (I) the General Partner or any Disregarded Entity with respect to the General Partner, (II) the Partnership or (III) any partnership, venture, or limited liability company of which the General Partner, any Disregarded Entity with respect to the General Partner, or the Partnership is a direct or indirect member, (iii) such Partner has the legal capacity to enter into this Agreement and perform such Partner’s obligations hereunder, and (iv) this Agreement is binding upon, and enforceable against, such Partner in accordance with its terms. Notwithstanding the foregoing, a Partner that is an individual shall not be subject to the ownership restrictions set forth in clause (ii) of the immediately preceding sentence to the extent such Partner obtains the written Consent of the General Partner prior to violating any such restrictions. Each Partner that is an individual shall also represent and warrant to the Partnership that such Partner is neither a “foreign person” within the meaning of Code Section 1445(f) nor a foreign partner within the meaning of Code Section 1446(e).

  • Representations and Warranties by the Transaction Entities Each of the Transaction Entities, jointly and severally, represents and warrants to each Underwriter as of the date hereof, the Applicable Time, the Closing Time (as defined below) and any Date of Delivery (as defined below), and agrees with each Underwriter, as follows:

  • REPRESENTATIONS AND WARRANTIES OF PARENT AND BUYER Parent and Buyer hereby jointly and severally represent and warrant to the Sellers that:

  • REPRESENTATIONS AND WARRANTIES OF PARENT AND PURCHASER Parent and Purchaser represent and warrant to the Company as follows:

  • REPRESENTATIONS AND WARRANTIES OF PARENT AND MERGER SUBSIDIARY Parent and Merger Subsidiary represent and warrant to the Company as follows:

  • REPRESENTATIONS AND WARRANTIES OF THE OPERATING PARTNERSHIP The Operating Partnership hereby represents and warrants to the Contributor as follows:

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