Personal Recommendation definition

Personal Recommendation means a recommendation that is advice on transfer of pension benefits into a personal pension or SIPP, and is presented as suitable for the customer to whom it is made, or is based on a consideration of the customer’s circumstances;
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Personal Recommendation means a recommendation that constitutes advice on investments and which is presented as suitable for you, or is based on a consideration of your circumstances;
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Personal Recommendation means a recommendation that is advice on investments and is presented as suitable for the person to whom it is made or is based on a consideration of the circumstances of that person, but does not include a recommendation that is issued exclusively through distribution channels or to the public.
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Examples of Personal Recommendation in a sentence

  • Investment Transactions carried on in the course of Execution Only Services are carried out without any Personal Recommendation from us.

  • Where you ask us to, we will provide you with a Personal Recommendation (i.e. a recommendation on Investments which is presented as suitable for you, or is based on a consideration of your particular circumstances and risk profile) on an ongoing basis.

  • You must disclose the total Adviser Fee payable when providing a Personal Recommendation to Your Client.

  • The information we will collect includes information about your investment objectives, your financial situation (including your ability to financially bear any related investment risks consistent with your investment objective) and your knowledge and experience in the investment field relevant to the Personal Recommendation).


More Definitions of Personal Recommendation

Personal Recommendation means a personal advice recommendation from You to Your Client, following a suitability assessment completed by You in accordance with the Rules.
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Personal Recommendation means advice on the transfer of Defined Benefit Pension Scheme benefits into an arrangement with flexible benefits, explaining amongst other things why the firm has concluded that the recommended transaction is suitable for the customer.
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Personal Recommendation means any information given to a person including a value judgment or opinion or any other express or implicit recommendation whether to a) buy, sell,
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Personal Recommendation means a recommendation given to a specific person, and “personally recommending” shall be interpreted accordingly;
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Personal Recommendation means a recommendation that is advice on transfer of pension benefits into a personal pension or SIPP, and is presented as suitable
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Personal Recommendation means any communication that, taking into consideration all of the relevant circumstances, it is reasonable to understand as being:
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Personal Recommendation means a recommendation given to an investor or potential investor, or the intermediary of an investor or potential investor, whether to:
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