PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, on and after the Closing Date, have the right to reference the Placement and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to the Placement Agent the enclosed copy of this Agreement. Very truly yours,
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, on and after the Closing Date, have the right to reference the Placement and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense.
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, from and after any Closing, have the right to reference the Placement and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to Maxim the enclosed copy of this Agreement. Very truly yours, MAXIM GROUP LLC By: /s/ Xxxxxxxx X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Executive Managing Director, Investment Banking Address for notice: 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Xxxxx Xxxxxx, General Counsel Email: xxxxxxx@xxxxxxxx.xxx Accepted and Agreed to as of the date first written above: BIOCEPT, INC. By: /s/ Xxxxxxx X. Xxxx Name: Xxxxxxx X. Xxxx Title: Chief Executive Officer and President Address for notice: Biocept, Inc. 0000 Xxxxx Xxxxx Drive San Diego, CA 92121 Attn: Chief Executive Officer and President Email: xxxxx@xxxxxxx.xxx [Signature Page to Placement Agency Agreement Between Biocept, Inc., Maxim Group LLC] ADDENDUM A
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, on and after the Closing Date, have the right to reference the Placement and the Placement Agents’ role in connection therewith in the Placement Agents’ marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to the Placement Agent the enclosed copy of this Agreement. Very truly yours, MAXIM GROUP LLC By: Name: Title: Accepted and Agreed to as of the date first written above: INHIBIKASE THERAPEUTICS, INC. By: Name: Xxxxxx X. Xxxxxx, Ph.D. Title: President and Chief Executive Officer Address for notice: Inhibikase Therapeutics, Inc. 0000 Xxxxxxxxx Xxxxxxx XX, Xxxxx 0000 Xxxxxxx, Xxxxxxx 00000 Attn: Xxxxxx X. Xxxxxx, Ph.X., President and Chief Executive Officer
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, on and after the Closing Date, have the right to reference the Placement and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to the Placement Agent the enclosed copy of this Agreement. Very truly yours, A.G.P./ALLIANCE GLOBAL PARTNERS By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: Managing Director Address for notice: 000 Xxxxxxx Xxxxxx 00xx Xxxxx New York, New York 10022 Attn: Xxxxxx X. Xxxxxxx Email: xxxxxxxx@xxxxxxxxx.xxx Accepted and Agreed to as of the date first written above: CELULARITY INC. By: /s/ Xxxxxx Xxxxxx, M.D., Ph.D. Name: Xxxxxx Xxxxxx, M.D., Ph.D. Title: President and CEO Address for notice: 000 Xxxx Xxx Florham Park, NJ 07932
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agents shall, from and after any Closing, have the right to reference the Placement and the Placement Agents’ role in connection therewith in the Placement Agents’ marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to Maxim and DJ the enclosed copy of this Agreement. Very truly yours, MAXIM GROUP LLC By: /s/ Xxxxxxxx X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Executive Managing Director, Investment Banking Address for notice: 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Xxxxx Xxxxxx, General Counsel Email: xxxxxxx@xxxxxxxx.xxx XXXXXX XXXXX SECURITIES, INC. By: /s/ Xxxxxx X. Xxxxxx, Xx. Name: Xxxxxx X. Xxxxxx, Xx. Title: Chief Executive Officer Address for notice: 0 Xxxxx Xxxxxxx Xxx, 0xx Xxxxx Xxxx Xxxxx, XX 00000 Attention: Xxxxxx X. Xxxxxx, Xx. Email: xxx@xxxxxxxxxxx.xxx Accepted and Agreed to as of the date first written above: BIOCEPT, INC. By: /s/ Xxxxxxx X. Xxxx Name: Xxxxxxx X. Xxxx Title: Chief Executive Officer and President Address for notice: Biocept, Inc. 0000 Xxxxx Xxxxx Drive San Diego, CA 92121 Attn: Chief Executive Officer and President Email: xxxxx@xxxxxxx.xxx [Signature Page to Placement Agency Agreement Between Biocept, Inc., Maxim Group LLC and Xxxxxx Xxxxx Securities, Inc.] ADDENDUM A
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall have the right at its own expense to place information and advertisements describing The Placement Agent’s services to the Company hereunder in the Placement Agent’s various marketing materials and website as well as financial trade publications and/ or newspapers and journals, provided that Placement Agent shall submit a copy of any such advertisement to the Company for approval, such approval not to be unreasonably withheld, conditioned or delayed. Members FINRA & SIPC 500 Xxxxxxx Xxx, 00xx Xx, Xxx Xxxx, XX 00000 Phone +0 000.000.0000 * hxxx://xxx.xxxxxxxxxxxxxxxxxxxxxxx.xxx If the terms of our engagement as set forth in this letter are satisfactory to you, please sign and date the enclosed copy of this letter and return it to us. We look forward to working with you and your management team. Very truly yours, Forefront Capital Markets, LLC By: /s/ Fxxxxxx X. Xxxxxxxxxx Fxxxxxx X. Xxxxxxxxxx Senior Managing Director By: /s/ Dxxxx Xxxxxxxxxx Dxxxx Xxxxxxxxxx President & CFO Axxxxx to and accepted to as of the date first appearing above: Bone Biologics, Inc. By: /s/ Mxxxxxx Xxxxxxx Mxxxxxx Xxxxxxx Chief Executive Officer [Signature Page to the Agreement; Exhibit A – Indemnification Provisions and Exhibit B – Excluded Investors follows] Members FINRA & SIPC 500 Xxxxxxx Xxx, 00xx Xx, Xxx Xxxx, XX 00000 Phone +0 000.000.0000 * hxxx://xxx.xxxxxxxxxxxxxxxxxxxxxxx.xxx Exhibit A INDEMNIFICATION PROVISIONS Capitalized terms used in this Exhibit shall have the meanings ascribed to such terms in the Agreement to which this Exhibit is attached. The Company agrees to indemnify and hold harmless the Placement Agent and each of the other Indemnified Parties (as hereinafter defined) from and against any and all losses, claims, damages, obligations, penalties, judgments, awards, liabilities, costs, expenses and disbursements, and any and all actions, suits, proceedings and investigations in respect thereof and any and all legal and other costs, expenses and disbursements in giving testimony or furnishing documents in response to a subpoena or otherwise (including, without limitation, the costs, expenses and disbursements, as and when incurred, of investigating, preparing, pursuing or defending any such action, suit, proceeding or investigation (whether or not in connection with litigation in which any Indemnified Party is a party)) (collectively, “Losses”), directly or indirectly, caused by, relating to, based upon, arising...
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, from and after any Closing, have the right to reference the Placement and the Placement Agent’ role in connection therewith in the Placement Agent’ marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to Maxim the enclosed copy of this Agreement. Very truly yours, MAXIM GROUP LLC By: Name: Xxxxxxxx X. Xxxxxx Title: Executive Managing Director, Investment Banking Address for notice: 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Xxxxx Xxxxxx, General Counsel Email: xxxxxxx@xxxxxxxx.xxx Accepted and Agreed to as of the date first written above: CASTOR MARITIME INC. By: Name: Xxxxxx Xxxxxxxxxxxx Title: Chief Executive Officer Address for notice: Castor Maritime Inc. 000 Xxxxxxxxxxxxx Xxxxxxxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxx 0000 Xxxxxxxx, Xxxxxx Email: xxxxxxxxx@xxxxxxxxxxxxxx.xxx Maxim Group LLC and Castor Maritime Inc.] ADDENDUM A
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, from and after any Closing, have the right to reference the Placement and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense. [The remainder of this page has been intentionally left blank.] Please confirm that the foregoing correctly sets forth our agreement by signing and returning to Maxim the enclosed copy of this Agreement. Very truly yours, MAXIM GROUP LLC By: /s/ Cxxxxxxx X. Xxxxxx Name: Cxxxxxxx X. Xxxxxx Title: Co-President Address for notice: 300 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Cxxxxxxx X. Xxxxxx Email: cxxxxxx@xxxxxxxx.xxx Accepted and Agreed to as of the date first written above: PERFORMANCE SHIPPING INC. By: /s/ Axxxxxx Xxxxxxxxxxxxx Name: Axxxxxx Xxxxxxxxxxxxx Title: Chief Executive Officer Address for notice: Performance Shipping Inc. Performance Shipping Inc. 300 Xxxxxxx Xxxxxx 100 00 Xxxxxx Xxxxxx Xxxxxx, Xxxxxx Attention: Axxxxxx Xxxxxxxxxxxxx, Chief Executive Officer Email: axxxxxxxxxxxxx@xxxxxxxxx.xxx ADDENDUM A INDEMNIFICATION PROVISIONS In connection with the engagement of Maxim Group LLC (the “Placement Agent”) by Performance Shipping Inc. (the “Company”) pursuant to a placement agency agreement dated as of the date hereof, between the Company and the Placement Agent, as it may be amended from time to time in writing (the “Agreement”), the Company hereby agrees as follows:
PRESS ANNOUNCEMENTS. The Company agrees that the Placement Agent shall, from and after any Closing, have the right to reference the Offering and the Placement Agent’s role in connection therewith in the Placement Agent’s marketing materials and on its website and to place advertisements in financial and other newspapers and journals, in each case at its own expense, subject to the reasonable approval of the Company prior to such release. (Signature Page Follows) Members FINRA & SIPC 400 Xxxxxxxxx Xxx. * New York, NY 10174 * tel: (000) 000-0000 * (000) 000-0000 * fax: (000) 000-0000 * wxx.xxxxxxxx.xxx New York, NY * Long Island, NY * Red Bank, NJ Knightscope, Inc. We are delighted at the prospect of working with you and look forward to proceeding with the Offering. If you are in agreement with the foregoing, please execute and return two copies of this engagement letter to the undersigned together. This Agreement may be executed in counterparts, electronic mail and by facsimile transmission. Very truly yours, Maxim Group LLC /s/ Rxxxxx Veera Name: Rxxxxx Xxxxx Title: Senior Managing Director, Investment Banking /s/ Cxxxxxxx X. Xxxxxx Name: Cxxxxxxx X. Xxxxxx Title: Executive Managing Director of Investment Banking Agreed to and accepted this 12th day of March, 2019. Knightscope, Inc. /s/ Wxxxxxx Xxxxxxx Xx Name: Wxxxxxx Xxxxxxx Xx Title: Chairman and CEO Members FINRA & SIPC 400 Xxxxxxxxx Xxx. * New York, NY 10174 * tel: (000) 000-0000 * (000) 000-0000 * fax: (000) 000-0000 * wxx.xxxxxxxx.xxx New York, NY * Long Island, NY * Red Bank, NJ Knightscope, Inc. Exhibit A
