Principal Markets Sample Clauses

Principal Markets. There is no requirement for the Company to obtain approval of the Principal Market for listing or trading of Registrable Securities (as defined in the Registration Rights Agreement), which constitute Common Stock. Without limiting the generality of the foregoing, the Company is not in violation of any of the rules, regulations or requirements of the Principal Market and has no knowledge of any facts or circumstances that could reasonably lead to delisting or suspension of the Common Stock by the Principal Market in the foreseeable future. Since January 1, 2012, (i) the Common Stock has been listed or designated for quotation on the Principal Market, (ii) trading in the Common Stock has not been suspended by the SEC or the Principal Market and (iii) the Company has received no communication, written or oral, from the SEC or the Principal Market regarding the suspension or delisting of the Common Stock from the Principal Market.
Sample 1Sample 2
AutoNDA by SimpleDocs
Principal Markets. The Company has not received any written notification from the Nasdaq Global Market and the Tel Aviv Stock Exchange (the “Principal Markets”) that the Company is currently in violation of the material requirements of the Principal Markets, and the Company has not taken any action designed to, or which would reasonably be expected to lead to, the termination or suspension of the listing of the Purchase Shares on the Principal Markets.
Sample 1Sample 2
Principal Markets. During the financial year ended 31 December 2008, JPMSP issued securities in the Asia Pacific region, in Europe, the Middle East, Africa and a limited number in the United States of America. Trend Information JPMSP’s primary objective in 2009 will be the continued development of securitised products to be offered and sold to retail, ‘high net worth’ and institutional investors principally outside of the United States of America, linked to a range of underlying reference assets including equity, credit, interest rates, commodities and so called “alternatives” such as funds and hedge funds. Except as disclosed in this base listing document including the information incorporated by reference into this base listing document, there has been no material adverse change in the prospects of JPMSP since 31 December 2008. Except as disclosed in this base listing document, including the information incorporated by reference into this base listing document, there has been no significant change in the financial or trading position of JPMSP since 31 December 2008. Directors and Officers of JPMSP The administrative, management and supervisory bodies of JPMSP comprise its Board of Directors. Set forth below is the name and position of JPMSP’s Directors: Name Function Business address Xxxxx Xxxxxxxx Xxxxxx xxx Xxxx Managing Director Strawinskylaan 3105, Xxxxxx 0xx Xxxxx, 0000 XX Xxxxxxxxx, Xxx Xxxxxxxxxxx Jakob Pieter Everwijn Managing Director Strawinskylaan 3105, Xxxxxx 0xx Xxxxx, 0000 XX Xxxxxxxxx, Xxx Xxxxxxxxxxx Xxxxx Xxxxxxxx Xxxxxx van Uffelen Managing Director Strawinskylaan 3105, Xxxxxx 0xx Xxxxx, 0000 XX Xxxxxxxxx, Xxx Xxxxxxxxxxx The principal outside activities of Messrs. Xxx Xxxx, Everwijn and Van Uffelen are as employees of the firm Equity Trust Co. N.V., a trust company which was established in The Netherlands in 1970. All Directors hold office until removed. Subject in the case of Messrs. Xxx Xxxx, Everwijn and Van Uffelen to their duties to Equity Trust Co. N.V., there are no actual or potential conflicts of interest between any duties owed to JPMSP by the Directors of JPMSP identified above and their private interests and/or outside duties. Corporate Governance JPMSP complies with established accepted principles of corporate governance in The Netherlands. The Board of Directors of JPMSP conducts itself in accordance with general principles of Dutch corporate law. The Board of Directors has appointed a committee to authorise and transact issuances of Securi...
Sample 1

Related to Principal Markets

  • PRINCIPAL MARKET REGULATION The Company shall not issue any Put Shares, and the Investor shall not have the right to receive any Put Shares, if the issuance of such shares would exceed the Exchange Cap.

  • NYSE The outstanding shares of Common Stock and the Securities to be sold by the Company hereunder have been approved for listing, subject only to official notice of issuance, on the NYSE, and are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Securities under the Exchange Act or delisting any such securities from the NYSE, nor has the Company received any notification that the Commission or the NYSE is contemplating terminating such registration or listing.

  • Nasdaq National Market The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.

  • The Nasdaq Global Market By the Effective Date, the Securities shall have been approved for trading on the Nasdaq Global Market.

  • Nasdaq Until the consummation of a Business Combination, the Company will use its best efforts to maintain the listing of the Public Securities on Nasdaq or a national securities exchange acceptable to the Representative.

  • Stock Exchange Delisting Prior to the Closing Date, the Company shall cooperate with Parent and use its reasonable best efforts to take, or cause to be taken, all actions, and do or cause to be done all things, reasonably necessary, proper or advisable on its part under applicable Laws and rules and policies of the New York Stock Exchange to enable the delisting by the Surviving Corporation of the Shares from the New York Stock Exchange as promptly as practicable after the Effective Time and the deregistration of the Shares under the Exchange Act at the Effective Time.

  • Trading Market The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is approved for listing on The Nasdaq Capital Market (“Nasdaq”). As of the Closing Date, the Shares, the Warrant Shares and the Pre-Funded Warrant Shares will have been duly authorized for listing on Nasdaq.

  • Trading With respect to the securities and other investments to be purchased or sold for the Fund, Subadviser shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadviser) selected by Subadviser; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Board; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadviser may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadviser's other clients may be a party.

  • Nasdaq Capital Market The Public Securities have been authorized for listing, subject to official notice of issuance and evidence of satisfactory distribution, on the Nasdaq Capital Market (“Nasdaq”), and the Company knows of no reason or set of facts that is likely to adversely affect such authorization.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!