Securities Filing. Licensor acknowledges and agrees that Licensee and its Affiliate may file a copy of this Agreement with the Securities Exchange Commission in compliance with applicable Laws.
Securities Filing. All documents previously published or filed by Carrara with the Securities Authorities in the Qualifying Jurisdictions (the "Carrara Public Record") contain no untrue statement of a material fact as at the date thereof nor do they omit to state a material fact which, at the date thereof, was required to have been stated or was necessary to prevent a statement that was made from being false or misleading in the circumstances in which it was made and were prepared in accordance with and comply with Applicable Laws of the Qualifying Jurisdictions and Carrara is not in default of its filings under, nor has it failed to file or publish any document required to be filed or published under, Applicable Laws of the Qualifying Jurisdictions, except for the filing of any report of exempt distribution required by NI 45-106 in relation to any financing conducted in connection with, or as permitted by, this Agreement. Carrara has not filed any confidential material change or other report or other document with any Securities Authorities or stock exchange or other self‐regulatory authority which at the date hereof remains confidential.
Securities Filing. All documents previously published or filed by Brigade with the Securities Authorities in the Qualifying Jurisdictions (the "Brigade Public Record") contain no untrue statement of a material fact as at the date thereof nor do they omit to state a material fact which, at the date thereof, was required to have been stated or was necessary to prevent a statement that was made from being false or misleading in the circumstances in which it was made and were prepared in accordance with and comply with Applicable Securities Laws of the Qualifying Jurisdictions and Brigade is not in default of its filings under, nor has it failed to file or publish any document required to be filed or published under Applicable Securities Laws of the Qualifying Jurisdictions, except for the filing of any report of exempt distribution required by NI 45-106 in relation to any financing conducted in connection with the Share Exchange. Brigade has not filed any confidential material change or other report or other document with any Securities Authorities or stock exchange or other self‐regulatory authority which at the date hereof remains confidential.
Securities Filing. (a) Set forth in Annex 4 are true and complete copies of (i) Purchaser's annual report on Form (the "10-K") for the year ended on December 31, 1997 as filed with the U.S. Securities and Exchange Commission (the "SEC"), (ii) all proxy statements relating to meetings of Purchaser's stockholders held during the year 1998, and (iii) all other reports, registration statements and prospectuses filed by Purchaser with the SEC in accordance with applicable U.S. federal securities laws and regulations since December 31, 1997. As of their respective dates, such reports, registration statements and prospectuses complied in all material respects with applicable SEC requirements and did not contain any untrue statement of a material fact required to be stated therein or necessary to make the statements contained therein, in light of the circumstances in which they were made, not misleading.
Securities Filing. Parent has filed with the SEC all reports, schedules, registration statements, definitive proxy statements and other documents that it has been required to file under the Securities Act or the Exchange Act since December 31, 2008 (collectively, “Parent’s Reports”). None of Parent’s Reports contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading. As of their respective dates, all of Parent’s Reports complied in all material respects with the applicable requirements of the Securities Act or the Exchange Act, as the case may be, and the rules and regulations of the SEC promulgated thereunder. Each of the financial statements (including, in each case, any notes thereto) of Parent included in Parent’s Reports complied as to form, as of their respective dates of filing with the SEC, in all material respects with applicable accounting requirements and with the published rules and regulations of the SEC with respect thereto.
Securities Filing. The Seller shall, and shall use its best efforts to cause Wickes to, coordinate the various filings with the Commission necessary or appropriate with respect to the subject matter hereof and related matters.
Securities Filing. Seller has been advised by its counsel that the entry in this Agreement is the entry into a “material definitive agreement” which requires Seller to file an 8K with the Securities and Exchange Commission (“SEC”) within four (4) business days of full execution of this Agreement. On or before September 12, 2006 Buyer and Seller shall reasonably agree on the form of the 8K to be filed by Seller. However, no other filings shall be made by either party before the XXX, unless required by law, and only after the written approval of both parties to this Agreement.
Securities Filing. The Company shall provide, and the Original Equityholder shall cause the Company to provide, to the Investor, promptly within three (3) Business Days after the filing thereof, copies of any registration statement, preliminary prospectus, final prospectus, application for listing or other document filed with any securities regulatory authority or securities exchange in any jurisdiction.
Securities Filing. 41 SECTION 9.6 Rule 144 Holding Period.......................................41 ARTICLE X - FURTHER AGREEMENTS OF THE PARTIES................................41
Securities Filing. The information supplied or to be supplied in writing by Galaxy specifically for inclusion in the Securities Filing shall not, at the time that the Information Statement is filed in preliminary or definitive form, or the Form S–4 is declared effective by the SEC, as the case may be, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading; provided, however, for the avoidance of doubt, no representation or warranty is made by Galaxy with respect to any other information included in such Securities Filing.
