Serv. If you are interested in utilizing Fund/Serv, please provide the information requested below. Firm Name: ____________________________________ Address: ____________________________________ ____________________________________ ____________________________________ NSCC Dealer #: ________________________ NSCC Dealer Alpha Code: ________________________ NSCC Clearing #: ________________________ Phone Number: ________________________ Fax Number: ________________________ Mutual Fund Contact: ________________________ UAM Fund Distributors, Inc. has also executed and filed with the NSCC the Investment Company Institute's ("ICI") Standard Networking Agreement. Provided your firm has also executed and filed such agreement, Networking may be utilized. If your firm wishes to utilize Networking, please complete the below acknowledgment. By completing this acknowledgment, you agree that your firm will participate in Networking under the terms of the ICI Standard Agreement. Acknowledgment Firm: ____________________________ By: _____________________________ Name: Title: Date:
Appears in 2 contracts
Samples: Selling Dealer Agreement (Uam Funds Inc), Selling Dealer Agreement (Uam Funds Trust)
Serv. If you are interested in utilizing Fund/Serv, please provide the information requested below. Firm Name: ____________________________________ ------------------------------------------ Address: ____________________________________ ____________________________________ ____________________________________ ------------------------------------------ ------------------------------------------ ------------------------------------------ NSCC Dealer #: ________________________ ---------------------------- NSCC Dealer Alpha Code: ________________________ ---------------------------- NSCC Clearing #: ________________________ ---------------------------- Phone Number: ________________________ ---------------------------- Fax Number: ________________________ ---------------------------- Mutual Fund Contact: ________________________ ---------------------------- UAM Fund Distributors, Inc. has also executed and filed with the NSCC the Investment Company Institute's ("ICI") Standard Networking Agreement. Provided your firm has also executed and filed such agreement, Networking may be utilized. If your firm wishes to utilize Networking, please complete the below acknowledgment. By completing this acknowledgment, you agree that your firm will participate in Networking under the terms of the ICI Standard Agreement. Acknowledgment Firm: ____________________________ By: _____________________________ Name: Title: Date:.
Appears in 1 contract
Serv. If you are interested in utilizing Fund/Serv, please provide the information requested below. Firm Name: ____________________________________ Address: ____________________________________ ____________________________________ ____________________________________ NSCC Dealer #: ________________________ NSCC Dealer Alpha Code: ________________________ NSCC Clearing #: ________________________ Phone Number: ________________________ Fax Number: ________________________ Mutual Fund Contact: ________________________ UAM Fund Distributors, Inc. has also executed and filed with the NSCC the Investment Company Institute's ("ICI") Standard Networking Agreement. Provided your firm has also executed and filed such agreement, Networking may be utilized. If your firm wishes to utilize Networking, please complete the below acknowledgment. By completing this acknowledgment, you agree that your firm will participate in Networking under the terms of the ICI Standard Agreement. Acknowledgment Firm: ____________________________ By: _____________________________ Name: Title: Date:
Appears in 1 contract
Serv. If you are interested in utilizing Fund/Serv, please provide the information requested below. Firm Name: ____________________________________ Address: ____________________________________ ____________________________________ ____________________________________ NSCC Dealer #: ________________________ NSCC Dealer Alpha Code: ________________________ NSCC Clearing #: ________________________ Phone Number: ________________________ Fax Number: ________________________ Mutual Fund Contact: ________________________ UAM Fund Distributors, Inc. has also executed and filed with the NSCC the Investment Company Institute's ("ICI") Standard Networking Agreement. Provided your firm has also executed and filed such agreement, Networking may be utilized. If your firm wishes to utilize Networking, please complete the below acknowledgment. By completing this acknowledgment, you agree that your firm will participate in Networking under the terms of the ICI Standard Agreement. Acknowledgment Firm: ____________________________ By: _____________________________ Name: Title: Date:
Appears in 1 contract
Serv. If you are interested in utilizing Fund/Serv, please provide the information requested below. Firm Name: ____________________________________ Address: ____________________________________ ____________________________________ ____________________________________ NSCC Dealer #: _________________________ NSCC Dealer Alpha Code: _________________________ NSCC Clearing #: _________________________ Phone Number: _________________________ Fax Number: _________________________ Mutual Fund Contact: _________________________ UAM Fund Distributors, Inc. has also executed and filed with the NSCC the Investment Company Institute's ("ICI") Standard Networking Agreement. Provided your firm has also executed and filed such agreement, Networking may be utilized. If your firm wishes to utilize Networking, please complete the below acknowledgment. By completing this acknowledgment, you agree that your firm will participate in Networking under the terms of the ICI Standard Agreement. Acknowledgment Firm: ____________________________ By: _____________________________ Name: Title: Date:
Appears in 1 contract