STOCK EXCHANGE REQUIREMENTS Sample Clauses

STOCK EXCHANGE REQUIREMENTS. 5.1 The Executive shall not deal in any shares or other securities issued by the Company or by any other Group Member: 5.1.1 in contravention of the insider dealing provisions of the Criminal Justice Xxx 0000; nor 5.1.2 other than in accordance with the Share Dealing Code; 5.2 The Executive shall promptly notify to the secretary of the Company: 5.2.1 written particulars of any share transactions relating to the Executive or any person connected to the Executive which are required by law to be notified to the Company; and 5.2.2 all relevant information relating to the Executive or any such connected person which the Company is required to notify to the London Stock Exchange in accordance with or pursuant to the AIM Rules. 5.3 The Executive shall, insofar as applicable to his as a result of the Executive being a director or employee of the Company, comply with all relevant provisions of: 5.3.1 rules governing any share transactions relating to the Executive or any person connected to the Executive which are required by law to be notified to the Company; 5.3.2 the AIM Rules; and 5.3.3 the UK Corporate Governance Code as published by the Financial Reporting Council.
Sample 1Sample 2Sample 3See All (5)
AutoNDA by SimpleDocs
STOCK EXCHANGE REQUIREMENTS. Notwithstanding anything to the contrary in this Agreement, no Shares purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (a) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or the National Association of Securities Dealers Automated Quotation System upon which the Shares are then listed, or (b) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.
Sample 1Sample 2
STOCK EXCHANGE REQUIREMENTS. At all times when the Borrower's shares are quoted on the New York Stock Exchange or any other prime stock exchange acceptable to the Lenders, the Borrower shall comply with all regulatory and listing requirements of such stock exchange.
Sample 1
STOCK EXCHANGE REQUIREMENTS. Notwithstanding any other provision of this Agreement, the rights and obligations of the Corporation shall be subject at all relevant times to the rules, policies, and other requirements and limitations of the stock exchange on which the Common Shares are then listed.
Sample 1
STOCK EXCHANGE REQUIREMENTS. 5.1 The Non-Executive Director shall not deal in any shares or other securities issued by the Company or by any other Group Member: 5.1.1 in contravention of the insider dealing provisions of the Criminal Justice Xxx 0000; nor 5.1.2 other than in accordance with the Share Dealing Code; 5.2 The Non-Executive Director shall promptly notify to the secretary of the Company: 5.2.1 written particulars of any share transactions relating to the Non-Executive Director or any person connected to the Non-Executive Director which are required by law to be notified to the Company; and 5.2.2 all relevant information relating to the Non-Executive Director or any such connected person which the Company is required to notify to the London Stock Exchange in accordance with or pursuant to the AIM Rules. 5.3 The Non-Executive Director shall, insofar as applicable to his as a result of the Non- Executive Director being a director or employee of the Company, comply with all relevant provisions of: 5.3.1 rules governing any share transactions relating to the Non-Executive Director or any person connected to the Non-Executive Director which are required by law to be notified to the Company; 5.3.2 the AIM Rules; and 5.3.3 the UK Corporate Governance Code as published by the Financial Reporting Council.
Sample 1
STOCK EXCHANGE REQUIREMENTS. APPLICABLE LAWS. Notwithstanding anything to the contrary in this Agreement, the Option may not be exercised and no certificate representing all or any part of the shares issuable hereunder shall be issued or delivered, if (a) such shares have not been admitted to listing upon official notice of issuance on each stock exchange upon which shares of that class are then listed or (b) in the opinion of counsel to the Company, such exercisabilty, issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange listing agreement to which the Company is a party, or any other requirement or law or of any administrative or regulatory body having jurisdiction over the Company.
Sample 1

Related to STOCK EXCHANGE REQUIREMENTS

  • Stock Exchange Listing The shares of Common Stock have been approved for listing on the NASDAQ Capital Market (the “Exchange”), and the Company has taken no action designed to, or likely to have the effect of, delisting the shares of Common Stock from the Exchange, nor has the Company received any notification that the Exchange is contemplating terminating such listing except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

  • Stock Exchange Listings Parent shall use all reasonable efforts to list on the NYSE, upon official notice of issuance, the Paired Shares to be issued in connection with the Merger.

  • Obtaining Stock Exchange Listings The Company will from time to time take all commercially reasonable actions which may be necessary so that the Warrant Shares, immediately upon their issuance upon the exercise of Warrants, will be listed on the principal securities exchanges and markets within the United States of America, if any, on which other shares of Common Stock are then listed.

  • Compliance with Exchange Rules There is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, the New York Stock Exchange Listed Company Manual. Further, there is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, the phase-in requirements and all other applicable provisions of the New York Stock Exchange corporate governance requirements set forth in the New York Stock Exchange Listed Company Manual.

  • Stock Exchange De-listing Prior to the Closing Date, the Company shall cooperate with Parent and use reasonable best efforts to take, or cause to be taken, all actions, and do or cause to be done all things, reasonably necessary, proper or advisable on its part under applicable Laws and rules and policies of the NYSE to enable the delisting by the Surviving Corporation of the Shares from the NYSE and the deregistration of the Shares under the Exchange Act as promptly as practicable after the Effective Time.

  • Securities Law Requirements The Company shall not be required to issue Shares pursuant to the Award, to the extent required, unless and until (a) such Shares have been duly listed upon each stock exchange on which the Common Shares are then registered; and (b) a registration statement under the Securities Act of 1933 with respect to such Shares is then effective.

  • Stock Exchange Delisting Prior to the Closing Date, the Company shall cooperate with Parent and use reasonable efforts to take, or cause to be taken, all actions, and do or cause to be done all things, reasonably necessary, proper or advisable on its part under applicable Laws and rules and policies of the NASDAQ Global Select Market to enable the delisting by the Surviving Corporation of the Shares from the NASDAQ Global Select Market and the deregistration of the Shares under the Exchange Act as promptly as practicable after the Effective Time.

  • New York Stock Exchange Listing Application has been made, and the Securities shall have been listed and admitted and authorized for trading, subject to official notice of issuance, on the New York Stock Exchange so that trading on such exchange will begin within 30 days after the date of this Agreement.

  • Securities Laws Requirements The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).

  • Listing Requirements The Company shall not be obligated to deliver any certificates representing any shares until all applicable requirements imposed by federal and state securities laws and by any stock exchanges upon which the shares may be listed have been fully met.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!