Examples of Securities Law Requirements in a sentence
The Contractor currently complies, and during the Term of this Agreement, the Contractor shall comply, in all material respects with all Securities Law Requirements applicable to any distribution or investment services or to the administration of any Investment Options to which Trust Account funds are invested.
The offer and sale of interests in the Trust and performance of the Services shall be performed in compliance with Applicable Law, including the Securities Law Requirements.
The Plan Manager shall maintain all necessary registrations under Applicable Law, including any registrations or licenses under the Securities Law Requirements as long as it is performing Services under this Agreement.
In providing the Services under this Agreement, the Contractor currently complies, and during the Term of this Agreement, the Contractor shall comply, in all material respects with applicable Securities Law Requirements.
The Contractor currently complies, and during the Term of this Agreement, the Contractor shall comply, in all material respects with all Securities Law Requirements applicable to all Services to be rendered hereunder, including without limitation, any investment services or to the administration of any Investment Options or proprietary Underlying Investments to which contributions to the Program are invested.
Section 12.1. Effect of a Change in Control 19 Section 12.2. Rights as a Shareholder 20 Section 12.3. Modification, Extension and Renewal of Grants 20 Section 12.4. Term of Plan 20 Section 12.5. Securities Law Requirements 20 Section 12.6. Amendment of the Plan 21 Section 12.7. Application of Funds 22 Section 12.8. Tax Withholding 22 Section 12.9. No Reload Rights and No Repricings 22 Section 12.10.
MISCELLANEOUS PROVISIONS 10 (a) Securities Law Requirements 10 (b) No Retention Rights 10 (c) Treatment as Compensation 10 (d) Governing Law 10 (e) Tax Matters 10 SECTION 11.
Insider Trading, Black-Out Periods, Securities Law Requirements (1) Any exercise of, or any other transaction in, the Stock Options (each a Transaction) must be conducted in compliance with (i) all applicable insider trading laws and regulations, and (ii) all provisions of any insider trading rules established by the Company, including the Companys Insider Trading Policy ((i) and (ii) together the Insider Trading Rules).
Insider Trading, Black-Out Periods, Securities Law Requirements (1) Any exercise of, or any other transaction in, the Stock Options (each a “Transaction”) must be conducted in compliance with (i) all applicable insider trading laws and regulations, and (ii) all provisions of any insider trading rules established by the Company, including the Company’s Insider Trading Policy ((i) and(ii) together the “Insider Trading Rules”).
The Contractor currently complies, and during the Term of this Agreement, the Contractor shall comply, in all material respects with all Securities Law Requirements applicable to all Services to be rendered hereunder, including without limitation, the administration of any Investment Options which contributions to the Program are invested.