TERMS FOR NEW LISTING OF SECURITIES. 2.1 The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Broker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client.
2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby:
(A) warrants and undertakes that the Application shall be the only application made by the Client or on the Client's behalf for the Client's benefit in respect of the same issue of securities and the Client shall make no other application in that issue;
(B) authorises the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client's benefit;
(C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the benefit of the Client; and
(D) acknowledges that the Broker will reply on the above warranties, undertakings and authorizations in making the Application.
2.3 In relation to a bulk application to be made by the Broker on behalf of the Broker, the Client and/or Broker's other clients, the Client acknowledges and agrees:
(A) that if such bulk application may be rejected for reasons which are unrelated to the Client, the Broker , in absence of fraud, gross negligence or wilful default, shall not be liable to the Client or any other person in consequence of such rejection; and
(B) to indemnify the Broker in accordance with Clause 10.2 of the General Terms and Conditions if such bulk application is rejected because of any breach of representations and warranties or otherwise arising from factors relating to the Client.
2.4 The Client may at the same time request the Broker to provide a loan to finance the Application (the “Loan”), the following provisions shall apply:
(A) The Broker has discretion to accept or reject the request for the Loan.
(B) Upon the acceptance of the request for the Loan, the employee or representative of the Broker will verbally or in writing confirm the terms of the Loan (“Agreed Loan Terms”) as agreed between the Broker and the Client, which shall be conclusive and binding on the Client.
(C) Before the provision of the Loan, the Client shall provide...
TERMS FOR NEW LISTING OF SECURITIES. 2.1 You authorize Delta Asia to complete such application form as may be required, and represents and warrants to Delta Asia that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of you.
2.2 You agree to be bound by the terms of the new issue and in particular, you hereby:
(A) warrants and undertakes that the Application shall be the only application made by you or on your behalf for your benefit in respect of the same issue of securities and you shall make no other application in that issue;
(B) authorizes Delta Asia to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by you or for your benefit;
(C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which you exercises statutory control shall be deemed to be an application made for the benefit of you; and
(D) acknowledges that Delta Asia will reply on the above warranties, undertakings and authorizations in making the Application.
2.3 In relation to a bulk application to be made by Delta Asia on behalf of Delta Asia and/or you and/or Delta Asia’s other clients, you acknowledge and agree:
(A) that if such bulk application may be rejected for reasons which are unrelated to you, Delta Asia , in absence of fraud, gross negligence or willful default, shall not be liable to you or any other person in consequence of such rejection; and
(B) to indemnify Delta Asia in accordance with Clause 18.2 of the General Terms and Conditions if such bulk application is rejected because of any breach of representations and warranties or otherwise arising from factors relating to you.
2.4 You may at the same time request Delta Asia to provide a loan to finance the Application (the “Loan”), the following provisions shall apply:
(A) Delta Asia has discretion to accept or reject the request for the Loan.
(B) Upon the acceptance of the request for the Loan, the employee or representative of Delta Asia will verbally or in writing confirm the terms of the Loan (“Agreed Loan Terms”) as agreed between Delta Asia and you, which shall be conclusive and binding on you.
(C) Before the provision of the Loan, you shall provide Delta Asia a deposit, which shall form part of the proceeds for the Application, in the amount and within the time in accordance with the Agre...
TERMS FOR NEW LISTING OF SECURITIES. 新上市證券之條款
2.1 The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Bro ker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client.
2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby:
(A) warrants and undertakes that the Application shall be the only application made by the Client or on the Client’s behalf for the Client’s benefit in respect of the same issue of securities and the Client shall make no other application in that issue; 保證及承諾申請乃為客戶利益，客戶或代表客戶遞交有關同一次證券發行所作出的唯一申請，而客戶在該次發行並沒有作其他申請；
(B) authorises the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client’s benefit; 授權經紀向聯交所聲明及保證客戶不會亦不擬作出其他申請，並且不會亦不擬為客戶的利益而作出其他申請；
(C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the be nefit of the Client; and客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的；及
(D) acknowledges that the Broker will reply on the above warranties, undertakings and authorizations in making the Application. 確認經紀作出申請時，會依賴上述保證、承諾和授權。
TERMS FOR NEW LISTING OF SECURITIES. 2.1 The Client authorizes The Broker to complete such application form as may be required, and represents and warrants to The Broker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client.
2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby:
TERMS FOR NEW LISTING OF SECURITIES. 新上市證券之條款
TERMS FOR NEW LISTING OF SECURITIES. 新上市證券 2.1. The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Broker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client. 客戶授權經紀填妥可能需要的申請表，並且向經紀聲明和保證在申請表內申請人部份所載述或包含關於客戶的一切聲明、保證、確認和承諾均屬真實及準確。 2.2. The Client undertakes to familiarise itself and comply with all the terms and conditions governing the new listing and/or issue of Securities and the application for such new Securities set out in any prospectus and/or offer document and the application form or any other relevant document in respect of such new listing and/or issue and the Client agrees to be bound by such terms and conditions in any such transaction the Client may have with the Broker. 客戶承諾會使本身熟悉並會遵從載於招股書和/或發行文件、申請表格或其他有關文件內、管轄證券新上市和/或發行及其申請的全部條款和條件，客戶同意在與經紀進行的任何交易中受這些條款和條件約束。 2.3. The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby:
(a) warrants and undertakes that the Application shall be the only application made by the Client or on the Client’s behalf for the Client’s benefit in respect of the same issue of securities and the Client shall make no other application in that issue; (b) authorises the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client’s benefit; (c) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the benefit of the Client; and (d) acknowledges that the Broker will rely on the above warranties, undertakings and authorizations in making the Application. 客戶同意受新發行的條款約束，尤其是客戶特此： (a) 保證及承諾申請乃為客戶利益，客戶或代表客戶遞交有關同一次證券發行所作出的唯一申請，而客戶在該次發行並沒有作其他申請； (b) 授權經紀向聯交所聲明及保證客戶不會亦不擬作出其他申請，並且不會亦不擬為客戶的利益而作出其他申請； (c) 客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的；及 (d) 確認經紀作出申請時，會依賴上述保證、承諾和授權。 2.
TERMS FOR NEW LISTING OF SECURITIES. 2.1 You shall familiarize yourself and comply with all the terms and conditions governing the Securities of the new listing and/or issue and the application for such new Securities set out in any prospectus and/or offering document and the application form or any other relevant document in respect of such new listing and/or issue and you agree to be bound by such terms and conditions in any such transaction you may have with us.
2.2 You authorise us to complete such application form as may be required, and represent and warrant to us that all representations, warranties, confirmations and undertakings in connection with the applicant contained or incorporated in the application form are true and accurate in respect of you.
