Trading Information and Other Information Sample Clauses

Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Warranty Provider that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty Provider's obligation under this Article IX and to achieve compliance with applicable law.
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Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential information. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law.
Sample 1See All (6)
Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may to the extent necessary in the Warranty Provider's sole discretion disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") so long as such persons agree to keep such information confidential on the terms contained in Section 9.1, provided, however, that if a Permitted Recipient is not an affiliate of the Warranty Provider (or is not the Warranty Provider's legal counsel), any agreement by such Permitted Recipient to keep such Fund Confidential Information confidential must be acceptable to the Fund in its reasonable discretion. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, provided, however, that in no case will individuals employed by Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated as "Financial Advisors" (i.e., registered representatives) be granted access to any Fund Confidential Information that includes specific information regarding the identity of the Shareholders, and (ii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry.
Sample 1
Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may to the extent necessary in the Warranty Provider's sole discretion disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") so long as such persons agree to keep such information confidential on the terms contained in Section
Sample 1
Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may to the extent necessary in the Warranty Provider's sole discretion disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Warranty Provider that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty Provider's obligation under this Article IX and to achieve compliance with applicable law.
Sample 1

Related to Trading Information and Other Information

  • Reports and Other Information (a) The Fund and the Investment Manager agree to furnish to each other, if applicable, current prospectuses, proxy statements, reports to shareholders, certified copies of their financial statements, and such other information with respect to their affairs as each may reasonably request. The Investment Manager further agrees to furnish to the Fund, if applicable, the same such documents and information pertaining to any sub-adviser as the Fund may reasonably request.

  • Record Keeping and Other Information FIIOC and FSC shall create and maintain all records required by all applicable laws, rules and regulations relating to the services to be performed herein, including but not limited to, all applicable records required by Section 31(a) of the 1940 Act and the rules thereunder, as the same may be amended from time to time. All records shall be the property of the Trust and shall be available for inspection and use by the Trust at all times. Where applicable, such records shall be maintained by FIIOC and FSC for the periods and in the places required by Rule 31a-2 under the 1940 Act, with respect to FIIOC, and by rules under the 1940 Act, with respect to FSC.

  • Financial and Other Information Keep adequate records and books of account with respect to its business activities, in which proper entries are made in accordance with GAAP reflecting all financial transactions; and furnish to Agent and Lenders:

  • Financial Reports and Other Information (a) The Borrower will maintain a system of accounting in accordance with GAAP and will furnish to the Lenders and their respective duly authorized representatives such information respecting the business and financial condition of the Borrower and its Subsidiaries as any Lender may reasonably request. The Borrower shall deliver (via email or otherwise) to the Administrative Agent in form and detail satisfactory to the Administrative Agent, with copies for each Lender in form and substance satisfactory to them, each of the following:

  • Recordkeeping and Other Information FTIS shall create, maintain and preserve all necessary records in accordance with all applicable laws, rules and regulations. Such records are the property of the Investment Company, and FTIS will promptly surrender them to the Investment Company upon request or upon termination of this Agreement. In the event of such a request or termination, FTIS shall be entitled to make and retain copies of all records surrendered, and to be reimbursed by the Investment Company for reasonable expenses actually incurred in making such copies. FTIS will take reasonable actions to maintain the confidentiality of the Investment Company's records, which may nevertheless be disclosed to the extent required by law or by this Agreement, or to the extent permitted by the Investment Company.

  • Financial Statements and Other Information The Borrower will furnish to the Administrative Agent and each Lender:

  • Field Audit, Examination Reports and other Information; Disclaimer by Lenders By signing this Agreement, each Lender:

  • Delivery of Financial Statements and Other Information Seller shall deliver the following to Buyer, as soon as available and in any event within the time periods specified:

  • Reports, Certificates and Other Information Furnish to the Administrative Agent and each Lender:

  • Disclosure of Transactions and Other Material Information The Company shall, within the time required under the 1934 Act, file a Current Report on Form 8-K describing all the material terms of the transactions contemplated by the Transaction Documents in the form required by the 1934 Act and attaching all the material Transaction Documents (including, without limitation, this Agreement (including all attachments, the “8-K Filing”). From and after the filing of the 8-K Filing, the Company shall have disclosed all material, non-public information (if any) delivered to any of the Buyers by the Company or any of its Subsidiaries, or any of their respective officers, directors, employees or agents in connection with the transactions contemplated by the Transaction Documents. In addition, effective upon the filing of the 8-K Filing, the Company acknowledges and agrees that any and all confidentiality or similar obligations under any agreement with respect to the transactions contemplated under the Transaction Documents, whether written or oral, between the Company, any of its Subsidiaries or any of their respective officers, directors, affiliates, employees or agents, on the one hand, and any of the Buyers or any of their affiliates, on the other hand, shall terminate. In the event of a breach of any of the foregoing covenants by the Company, any of its Subsidiaries, or any of its or their respective officers, directors, employees and agents (as determined in the reasonable good faith judgment of such Buyer), in addition to any other remedy provided herein or in the Transaction Documents, such Buyer shall have the right to make a public disclosure, in the form of a press release, public advertisement or otherwise, of such material, non-public information, as applicable, without the prior approval by the Company, any of its Subsidiaries, or any of its or their respective officers, directors, employees or agents; provided the Buyer shall have first provided written notice to the Company that it believes it has received information that constitutes material, non-public information, the Company shall have at least 48 hours to publicly disclose such material, non-public information prior to any such disclosure by the Buyer or demonstrate to the Buyer in writing why such information does not constitute material, non-public information, and (assuming the Buyer and Buyer’s counsel disagree with the Company’s determination) the Company shall have failed to publicly disclose such material, non-public information within such time period. No Buyer shall have any liability to the Company, any of its Subsidiaries, or any of its or their respective officers, directors, employees, stockholders or agents, for any such disclosure. To the extent that the Company delivers any material, non-public information to a Buyer without such Buyer’s consent, the Company hereby covenants and agrees that such Buyer shall not have any duty of confidentiality with respect to, or a duty not to trade on the basis of, such material, non-public information. Subject to the foregoing, neither the Company, its Subsidiaries nor any Buyer shall issue any press releases or any other public statements with respect to the transactions contemplated hereby; provided, however, the Company shall be entitled, without the prior approval of any Buyer, to make any press release or other public disclosure with respect to such transactions (i) in substantial conformity with the 8-K Filing and contemporaneously therewith and (ii) as is required by applicable law and regulations (provided that in the case of clause (i) each Buyer shall be consulted by the Company in connection with any such press release or other public disclosure prior to its release). Notwithstanding anything contained in this Agreement to the contrary and without implication that the contrary would otherwise be true, the Company expressly acknowledges and agrees that no Buyer has had, and no Buyer shall have (unless expressly agreed to by a particular Buyer after the date hereof in a written definitive and binding agreement executed by the Company and such particular Buyer (it being understood and agreed that no Buyer may bind any other Buyer with respect thereto)), any duty of confidentiality with respect to, or a duty not to trade on the basis of, any material, non-public information regarding the Company or any of its Subsidiaries.

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