Unregistered Separate Accounts Sample Clauses

Unregistered Separate Accounts. Pursuant to Section 12(d)(1)(E) of the 1940 Act, the Company will comply with the following conditions for it to hold shares of any Fund in one or more unregistered separate accounts that is an investment company: 8.1. The Company represents that either the Company or the principal underwriter of any unregistered separate account holding Fund shares is a broker or dealer registered under the 1934 Xxx. 8.2. The Company will not hold any other investment security (as defined in Section 3 of the 0000 Xxx) in the corresponding subaccount of an unregistered separate account that holds shares of a Fund. 8.3. The Company will seek instructions from holders of interests in an unregistered separate account holding Fund shares with regard to the voting of all proxies solicited in connection with a Fund and will vote those proxies only in accordance with those instructions, or the Company will vote Fund shares held in its unregistered separate accounts in the same proportion as the vote of all of the Fund's other shareholders. 8.4. The Company will not substitute another security for shares of a Fund held in an unregistered separate account unless the Securities and Exchange Commission approves . the substitution in the manner provided in Section 26 of the 1940 Act. · ·
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Unregistered Separate Accounts. Unregistered Separate Account Contracts - Various Dates of Inception Group Annuity Contract forms to which this Agreement applies: Group Annuity Contract, Form 04-70126 Group Annuity Contract, Form 04-70128 Group Annuity Contract IAC I, Form 87-9173 Group Annuity Contract IAC I, Form 92-9274 Group Annuity Contract AIAC I, Form 90-9246 Group Annuity Contract IAC II, Form 89-9224 Group Annuity Contract AIAC II, Form 90-9247 Group Annuity Contract IAC I, Form 87-9166 Group Annuity Contract, Form MHC-95-9317 Group Annuity Contract, Form MHC-97-9388 Group Annuity Contract IAC I, Form F. 23412 Group Annuity Contract IAC I, Form F. 24415 Group Annuity Contract AIAC I, Form F .25150 Group Annuity Contract IAC I, Form F. 23411 Group Annuity Contract AIAC I, Form F. 25412 Group Annuity Contract PAC II, Form 89-9225 Group Annuity Contract RGC, Form 89-9084 Group Annuity Contract DA, Form 18084 Group Annuity Contract DA, Form 24595 Group Annuity Contract IPG, Form F. 21811 Group Annuity Contract IPG, Form F. 17283 Group Annuity Contract GAC, Form F. 18088 Group Annuity Contract GAC, Form F. 21713 Group Annuity Contract GAC, Form F. 24386 Group Annuity Contract, Form F. 24596 Group Annuity Contract, Form F. 24597 Group Annuity Contract, Form F. 18088-1 Group Annuity Contract, Form 89-9216 (UofM) Group Annuity Contract, Form 8-39-1091 Group Annuity Contract, Form 0-000-000 Group Annuity Contract, Form 8-39-1188 Group Annuity Contract, Form GA-AID-1.00-81 Group Annuity Contract, Form GA-PDC-1.00-90 Group Annuity Contract, Form GA-PDC-2.00-96 Group Annuity Contract, Form GA-PDC-3.00-96 Group Annuity Contract, Form GA-PDC-4.00-96 Group Annuity Contract, Form GA-PDC-5.00-96 Group Five - Pan-American Life Insurance Company Contracts reinsured by Minnesota Life pursuant to Assumption Reinsurance Transaction effective November 17, 2003: Group Annuity Contract, Form A-2358 Group Annuity Contract, Form A-1634 Group Annuity Contract, Form A-1635 Group Annuity Contract, DC-79 Form A-885 Group Annuity Contract, DB-79 Form A-894 Envelope Id: B0E866EB031E40F0B4811FD0EA163198 Status: Completed Subject: Minnesota Life -Amendment to PA.pdf Source Envelope: Document Pages: 5 Signatures: 2 Envelope Originator: Certificate Pages: 2 Initials: 0 Xxxxxxxx Xxxxxx AutoNav: Enabled 000 Xxxxx Xx. EnvelopeId Stamping: Enabled Smithfield, RI 02917 Time Zone: (UTC-05:00) Eastern Time (US & Canada) xxxxxxxx.xxxxxx@xxx.xxx IP Address: 192.223.242.30
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Unregistered Separate Accounts. The Reinsurer shall be responsible for insuring that the Unregistered Separate Accounts are funded in compliance with the applicable Contracts and any Applicable Law. Upon expiration or termination of all Contract Liabilities with respect to the Contracts and the discharge in full of all of the Reinsurer's obligations hereunder, FAFLIC shall transfer to the Reinsurer all of its right, title and interest in and to all assets remaining at such time in the Unregistered Separate Accounts.
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Unregistered Separate Accounts. Pursuant to Section 12(d)(1)(E) of the 1940 Act, the Company will comply with the following conditions for it to hold shares of any Portfolio in one or more unregistered separate accounts: 8.1. The Company represents that either the Company or the principal underwriter of any unregistered separate account holding Portfolio shares is a broker or dealer registered under the 1934 Act or is controlled (as defined in the 1940 Xxx) xx a broker or dealer registered under the 1934 Xxx. 8.2. The Company will not hold any other investment security (as defined in Section 3 of the 1940 Xxx) xx the corresponding subaccount of an unregistered separate account that holds shares of a Portfolio. 8.3. The Company will seek instructions from holders of interests in an unregistered separate account holding Portfolio shares with regard to the voting of all proxies solicited in connection with a Portfolio and will vote those proxies only in accordance with those instructions, or the Company will vote Portfolio shares held in its unregistered separate accounts in the same proportion as the vote of all of the Portfolio's other shareholders. 8.4. The Company will not substitute another security for shares of a Portfolio held in an unregistered separate account unless the Securities and Exchange Commission approves the substitution in the manner provided in Section 26 of the 1940 Act.
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Unregistered Separate Accounts. For its unregistered Account(s) which are exempt from registration in reliance upon Sections 3(c)(1) or 3(c)(7) under the Investment Company Act of 1940, as amended (the "1940 Act"), the Company represents and warrants that: (a) Investors Brokerage Services, Inc. is the principal underwriter for each such unregistered Account and any subaccount thereof and is registered as a broker- dealer under the Securities Exchange Act of 1934, as amended; (b) Shares are and will continue to be the only investment securities held by the corresponding Account subaccounts; and (c) with regard to each Portfolio, the Company, on behalf of the corresponding Account subaccount, will: (1) seek instructions from all owners of Variable Insurance Products with regard to the voting of all proxies with respect to Shares and vote such proxies only in accordance with such instructions; and (2) refrain from substituting shares of another security for such Shares unless the SEC has approved such substitution in the manner provided in Section 26 of the 1940 Act.
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Unregistered Separate Accounts. Pursuant to Section 12(d)(1)(E) of the 1940 Act, each Nationwide Insurer will comply with the following conditions for it to hold shares of any Fund in one or more unregistered separate accounts that is relying on either Section 3(c)(1) or 3(c)(7) of the 1940 Act for its exemption from the definition of an “investment company” under the 1940 Act: (a) The Nationwide Insurer represents that either it or the principal underwriter of any unregistered separate account holding Fund shares is a broker or dealer registered under the 1934 Act or is controlled (as defined in the 0000 Xxx) by a broker or dealer registered under the 0000 Xxx. (b) The Nationwide Insurer will not hold any other investment security (as defined in Section 3 of the 0000 Xxx) in the corresponding subaccount of an unregistered separate account that holds shares of a Fund. (c) A Nationwide Insurer will seek instructions from holders of interests in an unregistered separate account holding Fund shares with regard to the voting of all proxies solicited in connection with a Fund and will vote those proxies only in accordance with those instructions, or it will vote Fund shares held in its unregistered separate accounts in the same proportion as the vote of all of the Fund’s other shareholders. (d) A Nationwide Insurer will not substitute another security for shares of a Fund held in an unregistered separate account unless the SEC approves the substitution in the manner provided in Section 26 of the 1940 Act.
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Unregistered Separate Accounts. Unregistered Separate Account Contracts—Various Dates of Inception
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Related to Unregistered Separate Accounts

  • Separate Accounts If the Fund has more than one series or portfolio, the Bank will segregate the assets of each series or portfolio to which this Agreement relates into a separate account for each such series or portfolio containing the assets of such series or portfolio (and all investment earnings thereon). Unless the context otherwise requires, any reference in this Agreement to any actions to be taken by the Fund shall be deemed to refer to the Fund acting on behalf of one or more of its series, any reference in this Agreement to any assets of the Fund, including, without limitation, any portfolio securities and cash and earnings thereon, shall be deemed to refer only to assets of the applicable series, any duty or obligation of the Bank hereunder to the Fund shall be deemed to refer to duties and obligations with respect to such individual series and any obligation or liability of the Fund hereunder shall be binding only with respect to such individual series, and shall be discharged only out of the assets of such series.

  • Separate Account If Student-Generated Content is stored or maintained by the Provider, Provider shall, at the request of the LEA, transfer, or provide a mechanism for the LEA to transfer, said Student- Generated Content to a separate account created by the student.

  • Income Account The Trustee shall collect the dividends and other cash distributions on the Securities in each Trust which would be treated as dividend (other than capital gain dividends) or interest income under the Internal Revenue Code as such become payable (including all monies which would be so treated representing penalties for the failure to make timely payments on the Securities, or as liquidated damages for default or breach of any condition or term of the Securities or of the underlying instrument relating to any Securities and other income attributable to a Failed Contract Obligation for which no Replacement Security has been obtained pursuant to Section 3.12 hereof) and credit such income to a separate account for each Trust to be known as the "Income Account." Any non-cash distributions received by a Trust shall be sold to the extent they would be treated as dividend or interest income under the Internal Revenue Code and the proceeds shall be credited to the Income Account. Except as provided in the preceding sentence, non-cash distributions received by a Trust (other than a non-taxable distribution of the shares of the distributing corporation which shall be retained by a Trust) shall be dealt with in the manner described in Section 3.11, herein, and shall be retained or disposed of by such Trust according to those provisions and the proceeds thereof shall be credited to the Capital (Principal) Account. Neither the Trustee nor the Depositor shall be liable or responsible in any way for depreciation or loss incurred by reason of any such sale. All other distributions received by a Trust shall be credited to the Capital (Principal) Account."

  • What Forms of Distribution Are Available from a Xxxxxxxxx Education Savings Account Distributions may be made as a lump sum of the entire account, or distributions of a portion of the account may be made as requested.

  • Multiple Individual Retirement Accounts In the event the depositor maintains more than one Individual Retirement Account (as defined in Section 408(a)) and elects to satisfy his or her minimum distribution requirements described in Article IV above by making a distribution from another individual retirement account in accordance with Item 6 thereof, the depositor shall be deemed to have elected to calculate the amount of his or her minimum distribution under this custodial account in the same manner as under the Individual Retirement Account from which the distribution is made.

  • Retirement Accounts With respect to certain retirement plans or accounts (such as individual retirement accounts (“IRAs”), SIMPLE IRAs, SEP IRAs, Xxxx IRAs, Education IRAs, and 403(b) Plans (such accounts, “Retirement Accounts”), the Transfer Agent, at the request and expense of the Fund, provide or arrange for the provision of various services to such plans and/or accounts, which services may include custodial agent services such as account set-up maintenance, and disbursements as well as such other services as the parties hereto shall mutually agree upon.

  • Interest Bearing Account If the Province provides Funds before the Recipient’s immediate need for the Funds, the Recipient will place the Funds in an interest bearing account in the name of the Recipient at a Canadian financial institution.

  • Special Accounts For the purposes of this Schedule:

  • Special Account For the purposes of this Schedule:

  • Company Contributions The Company shall continue to make a Company Contribution for Plan Years 2017, 2018 and 2019, on the same terms and conditions set forth in the Participant Agreement, with the performance metrics and targets in connection with such Company Contributions for such Plan Years to be established in the sole discretion of the Committee, following consultation with the Chief Executive Officer of the Company.

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