證券的保管 Sample Clauses

證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of OSL and/or OSL Trading Agent, and agrees that any Securities held by OSL, its associated entity or OSL Trading Agent for safekeeping may, at OSL’s discretion: - 10.1 客戶確定，將證券交由創富證券及/或創富交易代理保管存在著風險，並同意對由創富證券、與創富證券的有關聯個體或創富交易代理保管的任何證券，可按創富證券的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of OSL its nominee or OSL Trading Agent; or
Sample 1Sample 2
AutoNDA by SimpleDocs
證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of Ether and/or Ether Trading Agent, and agrees that any Securities held by Ether, its associated entity or Ether Trading Agent for safekeeping may, at Ether’s discretion: - 10.1 客戶確定，將證券交由以太證券及/或以太交易代理保管存在著風險，並同意對由以太證券、與以太證券的有 關聯個體或以太交易代理保管的任何證券，可按以太證券的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of Ether its nominee or Ether Trading Agent; or
Sample 1Sample 2
證券的保管. 8.1 由經紀寄存為保管的任何證券，在合理地切實可行的範圍內盡速： ‧(如屬可註冊證券)以客戶的名義或以經紀的代理人名義註冊；或 ‧存放於經紀或有聯繫實體為持有客戶證券， 在香港開立及維持指定為信託帳戶或客戶帳戶的獨立帳戶， 該機構應為證監會認可財務機構或核准保管人或獲發牌進行證券交易的其他中介人。 8.2 倘證券未以客戶的名義註冊， 經紀於收到該等證券所獲派的任何股息或其他利益時，須按客戶與經紀的協議記入客戶的帳戶或支付予或轉予客戶。倘該等證券屬於經紀代客戶持有較大數量的同一證券的一部份，客戶有權按客戶所持的比例獲得該等證券的利益。 8.3 除非按證券及期貨事務監察委員會根據【證券及期貨條例】第 148 節頒佈之證券及期貨(客戶證券)規則及 4(4)條內規定， 經紀不得存入、轉移、貸出、抵押、再抵押或為了任何目的處理客戶之證券。 8.4 按證券及期貨事務監察委員引根據【證券及期貨條例】第 148 節頒佈之證券及期貨(客戶證券)規則，經紀獲授權處理或促使經紀有聯繫實體處理客戶的證券(定義見證券及期貨條例附表 1)。以償付任何客戶或客戶代表欠經紀、經紀有聯繫實體或第三方的債務。
Sample 1Sample 2
證券的保管. 5.1 由信誠證券寄存為保管的任何證券，信誠證券可以酌情決定： ⚫ (如屬可註冊證券)以客戶的名義或以信誠證券的代理人名義註冊；或 ⚫ 存放於信誠證券的往來銀行或提供文件保管設施的任何其他機構妥為保管。如屬香港的證券，證券機構應為證監會認可的提供保管服務機構。 5.2 倘證券未以客戶的名義註冊，信誠證券於收到該等證券所獲派的任何股息或其他權益時，須按客戶與信誠證券的協議記入客戶的帳戶或支付予或轉帳予客戶等。倘該等證券屬於信誠證券代客戶持有較大量的同一證券的一部份，客戶有權按客戶等所佔的比例獲得該等證券的權益。 5.3 客戶並無根據《證券及期貨(客戶證券)規則》以書面授權信誠證券： ⚫ 將客戶的任何證券存放在銀行業機構，作為信誠證券所獲墊支或貸款的抵押品或者存放在中央結算公司，作為履行信誠證券在結算系統下之責任的抵押品； ⚫ 借貸客戶的任何證券；或 ⚫ 基於任何目的以其他方式放棄客戶的任何證券之持有權(交由客戶持有或客戶的指示放棄持有權除外)。
Sample 1Sample 2
證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of MetaSecurties and/or MetaSecurties Trading Agent, and agrees that any Securities held by MetaSecurties , its associated entity or MetaSecurties Trading Agent for safekeeping may, at MetaSecurties ’s discretion: - 10.1 客戶確定，將證券交由元宇證券及/或元宇交易代理保管存在著風險，並同意對由元宇證券、與元宇證券的有關聯個體或元宇交易代理保管的任何證券，可按元宇證券的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of MetaSecurties its nominee or MetaSecurties Trading Agent; or
Sample 1
證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of Fuyuan and/or Fuyuan Trading Agent, and agrees that any Securities held by Fuyuan, its associated entity or Fuyuan Trading Agent for safekeeping may, at Fuyuan’s discretion: - 10.1 客戶確定，將證券交由富元證券及/或富元交易代理保管存在著風險，並同意對由富元證券、與富元證券的有關聯個體或富元交易代理保管的任何證券，可按富元證券的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of Fuyuan its nominee or Fuyuan Trading Agent; or
Sample 1
證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of ASL and/or ASL Trading Agent, and agrees that any Securities held by ASL, its associated entity or ASL Trading Agent for safekeeping may, at ASL’s discretion: - 10.1 客戶確定，將證券交由高鉦証劵及/或高鉦交易代理保管存在著風險，並同意對由高鉦証劵、與高鉦証劵的有關聯個體或高鉦交易代理保管的任何證券，可按高鉦証劵的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of ASL its nominee or ASL Trading Agent; or
Sample 1
AutoNDA by SimpleDocs
證券的保管. 10.1 The Client acknowledges that there are risks in leaving Securities in the custody of OSL and/or OSL Trading Agent, and agrees that any Securities held by OSL, its associated entity or OSL Trading Agent for safekeeping may, at OSL’s discretion: - 10.1 客戶確定，將證券交由創富證券及/或創富交易代理保管存在著風險，並同意對由創富證券、與創富證券的有關聯個體或創富交易代理保管的任何證券，可按創富證券的酌情權： (a) (in the case of registrable Securities) be registered in the name of the Client or in the name of OSL its nominee or OSL Trading Agent; or 屏(如屬可註冊證券)以客戶名義或創富證券、其代名人或創富交易代理名義註冊；或 (b) be deposited in safe custody in a designated account of OSL, its designated account with another institution or OSL Trading Agent which provides facilities for the safe custody of Securities and documents relating thereto. 存放於創富證券的指定帳戶妥為保管，或其於提供證券及有關文件保管設施的其他機構或創富交易代理開立的指定帳戶妥為保管。 10.2 The Client acknowledges and agrees that Securities from time to time acquired and/or held pursuant to the Agreement through or in a Clearing System shall be held subject to and in accordance with the applicable Clearing Rules. 10.2 客戶確認及同意，須按照適用的結算規則持有根據本協定而經或於結算系統不時獲得及/或持有的證券。 10.3 The Client hereby appoints OSL and/or OSL Trading Agent as custodian of all such cash and Securities of the Client as are delivered to and accepted by OSL or any of its sub-custodians and held pursuant to the Agreement. OSL and/or OSL Trading Agent shall be entitled to deposit such cash or Securities with such other company or institution and on such terms as it may deem fit. Such cash or Securities may be co-mingled with those of other clients (but not with cash or Securities held for OSL’s own account), in which case the Client shall be entitled in common with the other clients to its proportionate share of such cash or Securities or the rights thereto as are held by OSL and/or OSL Trading Agent for the account of its clients.
Sample 1

Related to 證券的保管

  • Release of Design Plan The Engineer (1) will not release any roadway design plan created or collected under this contract except to its subproviders as necessary to complete the contract; (2) shall include a provision in all subcontracts which acknowledges the State’s ownership of the design plan and prohibits its use for any use other than the project identified in this contract; and (3) is responsible for any improper use of the design plan by its employees, officers, or subproviders, including costs, damages, or other liability resulting from improper use. Neither the Engineer nor any subprovider may charge a fee for the portion of the design plan created by the State.

  • Certificate of Designation The Certificate of Designation shall have been duly filed with the Secretary of State of the State of Delaware.

  • Articles and Bylaws Operator represents that a true and accurate copy of its current Articles of Incorporation (“Articles”) and Bylaws have been provided to IPS prior to the execution of this Agreement. If Operator materially amends its Articles or Bylaws during the Term of this Agreement, it shall provide notice to IPS of such amendment, and a copy of the amended Articles or Bylaws, within thirty (30) days of the amendment.

  • Vision Plan The District will also make available a vision plan to be paid by the employee with pre-tax dollars through payroll deduction.

  • Certificate of Designations The Certificate of Designations shall have been filed with the Secretary of State of the State of Delaware.

  • Plan Design The flexible benefits plan is a cafeteria-style benefits program wherein the County makes a contribution toward the Flexible Benefits Plan for each eligible employee to be allocated during the employee's active employment. The County contribution is distributed by the employee among the menu of benefit options listed below, the specific details and administration of which are set forth in the plan brochures: • Health insurance • County basic life and AD&D insurance • Dental insurance • Vision insurance • Supplemental life insurance • Supplemental accidental death and dismemberment insurance (AD&D) • Flexible spending accounts for pre-tax reimbursement of qualified medical and/or dependent day care expenses. Account credits must be used during the plan year in which they are earned for expenses incurred during the same plan year. • The plan may be modified upon written notice by the County. This plan includes for eligible employees pre-tax contributions for all monies paid toward health, dental, vision and/or voluntary AD&D plans.

  • Transition Plan In the event of termination by the LHIN pursuant to this section, the LHIN and the HSP will develop a Transition Plan. The HSP agrees that it will take all actions, and provide all information, required by the LHIN to facilitate the transition of the HSP’s clients.

  • Service Plan 2.1 The Customer shall use the following applicable Service Plan and services during the Term: a) the Service Plan specified in the Sales and Services Agreement or a service plan with monthly fee above the Service Plan amount specified in the Sales and Agreement (not applicable to SIM Only service plan & SuperCare Unbundled Smartphone Plan); and any of the services (“Selected Services”) specified in the Company’s web site “Terms and Conditions” relating to this offer and the aggregate monthly fee (after deduction of any rebate) of such Selected Services is equal to or above the amount specified in the Sales and Services Agreement (if applicable); or b) A Service Plan within the “iPhone SuperCare Smartphone Plans” (applicable to upgrade to a higher monthly fee during the Term) as specified in the Company’s web site “Terms and Conditions” relating to this plan group. 2.2 Service Plan with specified data usage 2.2.1 Whenever the local data usage of the Customer under the relevant Service Plan nearly reaches the specified local data usage (“Specified Data Usage”) the Company will notify the Customer by SMS. The Customer may by return SMS purchase a top-up at the charge as specified in the SMS received (“Top Up”). If the Customer does not wish to purchase the Top Up, local data service under the relevant Service Plan will be automatically suspended when the data usage has reached the Specified Data Usage. The Customer may purchase the Top Up at that time or wait until the beginning of the next bill month for the new Specified Data Usage allowance under the relevant Service Plan. Any unused top-up local mobile data can be carried forward for free and can be used before the end of the next bill month. This is only applicable to designated service plans (1GB or above) with an “Advise & Consent” mechanism for the purchase of top-up data. 2.2.2 Where the Customer has registered more than one Service Plan in an Account, the Company will notify Customer's primary service number (i.e. the first registered service number) by SMS whenever a Top Up is confirmed. 2.3 Applicable to Customer who stacks a new iPhone Contract： 2.3.1 Under Term (i.e. outstanding months under unexpired Previous Contract Term + iPhone Contract Term), the monthly fee and entitlement of new iPhone Contract takes effect immediately and will apply until the expiration of the new iPhone Contract. 2.3.2 If Customer has an existing contract of FUP Unlimited Data Plan stacks a new iPhone Contract, Customer is required to sign a new contract for FUP Unlimited Data Plan. The monthly fee of new FUP Unlimited Data Plan specified in the Sales and Services Agreement takes effect simultaneously when the new iPhone Contract commences and will apply until the expiration of the Term. 2.3.3 (If applicable) If the Customer has a Multi-SIM Plan under an unexpired Previous Contract Term stacks a new iPhone Contract, the monthly fee and service entitlement under the unexpired Previous Contract Term will be superseded and replaced by the monthly fee and service entitlement of the prevailing Multi-SIM Plan at the time of the stacking of the new iPhone Contract (“New Multi-SIM Plan”). The New Multi-SIM Plan shall take effect simultaneously when the new iPhone Contract commences and will apply until the expiration of the Previous Contract Term of the Multi-SIM Plan. 2.4 This Service Plan is charged on a monthly basis. The monthly charges for the first month will be charged on a pro-rata basis from the service effective date to the first bill date. The monthly charges are payable in advance and non-refundable under whatever circumstances. 2.5 This Service Plan is not applicable to 2G phones / connected devices or any phones / connected devices which have manually opted for 2G network. However, if customers opt for FUP unlimited data, in addition to the above conditions, the plan will also not applicable to other connected devices (including but not limited to USB modem / pocket wi-fi / TV box). 2.6 Offer detail Credit offer Credit Amount Wi-Fi Service Plan* full credit back during the Term WiFi Service monthly fee $60 *Customer is required to register for WiFi service 2.7 If the Customer does not notify the Company of termination of the WiFi services specified above prior to the expiry of the Term, the Company shall automatically charge the Customer for the free services specified above at the prevailing monthly fee after the expiry of the Term. 2.8 The Customer shall use Credit Card auto pay to settle monthly fee during the Term. If the Customer does not settle his monthly payment by credit card autopay or uses a 3rd party credit card for payment, a prepayment is required (if applicable).

  • Articles Supplementary The Company shall have filed the Articles Supplementary with the SDAT.

  • If Designated If the HSP is Designated it will: (a) apply the principles of Active Offer in the provision of services; (b) continue to provide services to the public in French in accordance with the provisions of the FLSA; (c) maintain its French language services capacity; (d) submit a French language implementation report to the Funder on the date specified by the Funder, and thereafter, on each anniversary of that date, or on such other dates as the Funder may, by Notice, require; and (e) collect and submit to the Funder as requested by the Funder from time to time, French language services data.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!