Adviser Code definition

Adviser Code means the Code of Ethics adopted by the Adviser and attached as Appendix F.7 to this Code of Ethics.
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Adviser Code means the code of practice in relation to the register of advice organisations for the time being in force under Schedule 1A to this Act;”;
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Adviser Code means the Code of Ethics adopted by the Adviser and approved by the Board.
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Examples of Adviser Code in a sentence

  • The Investment Adviser Code of Ethics (“Code”), as adopted by Prudential’s registered investment advisers, includes the Personal Securities Trading Policy and the Statement of Policy Restricting Communication and the Use of Issuer-Related Information by Prudential Investment Associates (“Chinese Wall Policy”).

  • In addition, employees of Prudential Real Estate Fixed Income Investors (“PREFII”) are considered Supervised Persons under the rules.The Investment Adviser Code of Ethics (“Code”), as adopted by Prudential’s registered investment advisers, includes the Personal Securities Trading Policy and the Statement of Policy Restricting Communication and the Use of Issuer-Related Information by Prudential Investment Associates (“Chinese Wall Policy”).

  • The Investment Adviser Code of Ethics (“Code”), as adopted by Prudential’s registered investment advisers, includes the Personal Securities Trading Standards and the U.

  • Such weight shall be used for invoicing and shall appear on the bill of lading.

  • Ameriprise/CMIA Associates who are so notified shall follow the short-term trading prohibition of the CMIA Investment Adviser Code of Ethics.

  • Application Form Bank of China (New Zealand) Limited Medium Term Note ProgrammeBroker Stamp Adviser Code This application form is issued with the product disclosure statement dated 13 October 2022 (as supplemented from time to time, the “Product Disclosure Statement”) for the retail Medium Term Note Programme of Bank of China (New Zealand) Limited (“BOCNZ”).

  • All “access persons” of the Adviser, as defined in the Adviser Code, shall be subject to the restrictions, limitations and reporting responsibilities set forth in the Adviser Code, as if fully set forth herein.

  • For example, Fairfax County users shall not run password cracking programs, network reconnaissance/discovery software/applications, key loggers, packet sniffers, network mapping tools, port scanners, or any other non-approved programs while connected in any manner to the Fairfax County network infrastructure.

  • The Investment Adviser Code of Ethics (“Code”), as adopted by Prudential’s registered investment advisers, includes the Personal Securities Trading Standards and the U.S. Information Barrier Standards.

  • Independent Trustees are not subject to the requirements relating to Initial or Annual Holdings Reports or any of the other requirements set forth in the “Reporting Requirements” section of the Adviser Code, except for the quarterly transaction reports described above.


More Definitions of Adviser Code

Adviser Code means the Code of Ethics adopted by the Adviser as described in Appendix C to this Code of Ethics.
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Adviser Code means the Code of Ethics adopted by any Adviser.
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Adviser Code means the Code of Ethics adopted by the Adviser.
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Adviser Code means the Employee Investment Transaction Policy adopted by the Adviser and approved by the Board.
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Adviser Code means the Employee Investment Transaction Policy in the form most recently adopted by the Adviser.
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Adviser Code means the code of ethics adopted by the Adviser and approved by the Board of Directors of the Company.
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Related to Adviser Code

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.