AFS Licensee definition

AFS Licensee means a person holding a current AFSL. Application means the written application from the Authorised Representative to be appointed as an authorised representative of the Licensee. Such application to be in a form and substance determined by the Licensee. Approved Product List means the Licensee’s list of approved Financial Products, which may vary from time to time. APRA means Australian Prudential Regulation Authority or any successor authority.
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AFS Licensee. We”,”Us”,”Our”). AFS Licence No.   AND
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AFS Licensee means a holder of an Australian Financial Services Licence.
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Examples of AFS Licensee in a sentence

  • Protections Afforded by the Corporations ActThe Corporations Act provides that in the event that Decode Capital loses its AFS License, becomes insolvent, merges with another AFS Licensee or ceases to carry on some or all of the activities authorised by the AFS License, client money held by Decode Capital, and client money invested, will be dealt with as follows.

  • I authorise and direct Netwealth to pay these amounts to the AFS Licensee for whom my Nominated Financial Adviser acts as an authorised representative (whoever that may be from time to time) and I consent to some or all of this amount being paid by the AFS Licensee to my Nominated Financial Adviser (or their nominee); and 4.

  • You will not engage in any spotter and referrer, Distributor or Authorised Representative activity on behalf of any other AFS Licensee or Authorised Representative without our written permission which will not be reasonably withheld.

  • CPM is a corporate authorised representative of DMG Financial Planning Pty Ltd (AFS Licensee No. 238354).

  • Any substantive replies will be issued through a Questions and Answers document posted on‐line at the above‐mentioned link.

  • Client Adviser Number (CAN) Adviser Name AFS Licensee Name and AFSL No Preferred Email Address Mobile Number Adviser Stamp Business Number( )If the Applicant has agreed to submit an application through their adviser, the Adviser must supply their Client Adviser Number (CAN) even if it has previously been provided by Commonwealth Bank.

  • A FSG should describe sufficiently the Financial Services provided by the AFS Licensee, including the use of third-parties to execute and settle transactions.

  • Subject to certain exclusions that apply, “Conflicted Remuneration” is any benefit (monetary or non-monetary) given to an AFS Licensee, or its Representatives (including employees and Authorised Representatives), that provides financial product advice (personal or general) to retail clients that could reasonably be expected to influence:• the choice of financial product recommended, or• the financial product advice given.

  • Client Address if Applicable Client Contact Number Client Surname & Name As an AFS Licensee, we are required to keep a “NO CONTACT REGISTER” and also our Authorised Representatives also need to keep a “NO CONTACT REGISTER”.

  • Comparison of mobile phones sensing applications developed for obesity monitoring.


More Definitions of AFS Licensee

AFS Licensee means the holder of an Australian Financial Services Licence granted under s 913B of the Corporations Act.
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AFS Licensee. We”,”Us”,”Our”) AFS Licence No.   AND   (“The Distributor” “You”,”Your”) A.B.N. / A.C.N.   2RECITALS: We are licensed under the Corporations Xxx 0000 (Cth) and the Corporations Regulations and associated Class Orders (The Act). You have made an application to Us to be appointed as a Distributor of Ours. We have agreed to appoint You accordingly. The Parties have agreed to enter into this Agreement to evidence the terms and conditions under which You will act as a Distributor of Ours. 3INTERPRETATION Unless otherwise required by the context of the subject matter:
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AFS Licensee means a person who holds an Australian financial services licence (other than the Licensee). Client means a person(s) or company(ies) to whom the Authorised Representative provides financial services on behalf of the Licensee.
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Related to AFS Licensee

  • Sub-Licensee means all person/ agency with whom Licensee has executed sub license agreement as per terms and conditions of license agreement executed between DMRC and the Licensee, for commercial utilization of the Bare Spaces.

  • Sublicensee means a third party to whom LICENSEE grants a sublicense of certain rights granted to LICENSEE under this Agreement.

  • Licensee has the meaning set forth in the preamble.

  • End User License Agreement means a license grant or end user license agreement governing software as further described in this Agreement or any applicable Appendix.

  • the Licensee means the person(s) named in the licence.

  • End User License means any license terms imposed by any Third Party Vendor on Customers and End Users. “Force Majeure Event” means an event or occurrence:

  • Named User License means the Metric and Licensed Level applicable to each Named User.

  • Licensor means the copyright owner or entity authorized by the copyright owner that is granting the License.

  • License Key means a unique key-code that enables Licensee to run Software subject to the obtained User Pack.

  • Third Party Licensor means the relevant licensor of any Third Party Data or any Third Party Trade Xxxx;

  • Licensed User means an employee, contractor or agent of Client who is authorized by Client to access and use the Licensed Software, to whom a password and user ID has been issued by Client and whose access to the Licensed Software has not been terminated, suspended or surrendered.

  • Sublicensees as used herein in either singular or plural shall mean any person or entity other than an AFFILIATED COMPANY to which Company has granted a sublicense under this Agreement.

  • Licensee Data means, other than Resultant Data, information, data and other content, in any form or medium, that is collected, downloaded or otherwise received, directly or indirectly from Licensee or an Authorized User by or through the Services.

  • Licensed Marks means those MLS GRID and MLS trademarks, service marks, word marks, logos and distinctive marks of all other kinds, if any, set out in Exhibit A as Licensed Marks.

  • Software License Agreement means the Motorola Software License Agreement (Exhibit A).

  • Licensed Material means the artistic or literary work, database, or other material to which the Licensor applied this Public License.

  • Sublicense Agreement means any agreement or arrangement pursuant to which Licensee (or an Affiliate or Sublicensee) grants to any third party any of the license rights granted to the Licensee under the Agreement.

  • IP License Agreement shall have the meaning set forth in Section 1.2.

  • Third Party License means licenses from third parties governing third party software embedded or used in the Trading Platform.

  • Licensed Trademark means those Trademarks set forth on Exhibit A attached hereto and such other Trademarks as may be designated by NovaDel in writing from time to time, and any registrations of the foregoing and pending applications relating thereto.

  • Licensed Programs means, collectively, NeoSystems’ and any Third Party Vendor computer software programs to be provided to Client for use on certain hardware on Client’s premises or a third party’s premises as set forth in an Agreement. The Licensed Programs shall include any fixes, work-arounds, updates, revisions, modifications, enhancements and any derivative works that are provided to Client by NeoSystems under an Agreement.

  • Research License means a nontransferable, nonexclusive license to make and to use the Licensed Products or the Licensed Processes as defined by the Licensed Patent Rights for purposes of research and not for purposes of commercial manufacture or distribution or in lieu of purchase.

  • Licensed Trademarks means the trademarks, service marks, trade dress, logos and other icons or indicia designated by SCEA in the SourceBook 2 or other Guidelines for use on or in connection with Licensed Products. Nothing contained in this Agreement shall in any way grant Publisher the right to use the trademark "Sony" in any manner. SCEA may amend such Licensed Trademarks from time to time in the SourceBook 2 or other Guidelines or upon written notice to Publisher.

  • Licensed IP means the Licensed Patents and the Licensed Know-How.

  • Licensed Products means tangible materials which, in the course of manufacture, use, sale, or importation, would be within the scope of one or more claims of the Licensed Patent Rights that have not been held unpatentable, invalid or unenforceable by an unappealed or unappealable judgment of a court of competent jurisdiction.

  • Patent License Agreement means the Patent License Agreement substantially in the form of Exhibit C.