Applicable Market Rules definition

Applicable Market Rules mean the applicable Exchange Regulations (including those affecting Clearing, Settlement & Depository Units), Rules of the official Governmental Regulator of the Exchange, other laws in the jurisdiction where the Exchange is located, regulations and the best market practices, customs of the governmental and regulatory authorities in the jurisdiction where the Exchange is located. Initial:
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Applicable Market Rules means the relevant provisions of the rules, tariffs, manuals or other documents of the ISO-NE or NMISA.
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Applicable Market Rules means the ISO New England Operating Documents, ISO New England System Rules, ISO New England Market Rule 1, ISO New England Manuals, the ISO-NE Participants Agreement, the ISO-NE Transmission Operating Agreement, other FERC- approved ISO-NE transmission operating agreements, the Second Restated NEPOOL Agreement, or any such successor FERC-approved transmission tariff or agreement applicable to NEPOOL or ISO-NE, in each case as accepted for filing by the FERC and as amended or supplemented from time to time; and all rules and regulations used or adopted by NEPOOL and/or ISO-NE, including without limitation all operating procedures (OP), planning procedures and market rules and procedures issued or adopted by NEPOOL and/or ISO-NE and its satellite agencies or affiliates, or their successors, in each case as amended or supplemented from time to time.
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Examples of Applicable Market Rules in a sentence

  • SICO shall always maintain fit and proper records to determine the identification of Client’s assets and in the unforeseen and unlikely event of SICO’s insolvency, winding– up or other similar event, the Client’s assets will be subject to the Client asset distribution rules of the Applicable Market Rules.

  • SICO will, according to the Applicable Market Rules and for purposes of this Agreement, and in the absence of any agreement stating otherwise, continue to treat the Client as its client, even where the Client has disclosed its principal client to SICO.

  • However, SICO may disclose any information that concerns the Client if the disclosure is necessary to enable the services contemplated by this Agreement, or in the event that SICO is required to do so by the Applicable Market Rules.

  • Applicable Market Rules: mean the applicable Exchange Regulations (including those affecting Clearing, Settlement & Depository Units), Rules of the official Governmental Regulator of the Exchange, other laws in the jurisdiction where the Exchange is located, regulations and the best market practices, customs of the governmental and regulatory authorities in the jurisdiction where the Exchange is located.

  • If the Client falls within the definition of an “insider” as defined by the Applicable Market Rules, then the Client shall (i) refrain from issuing instructions to SICO for transactions in securities to which their insider information relates; (ii) refrain from encouraging any other person from dealing in any securities to which that information relates; and (iii) refrain from disclosing such information to any other person (other than as required in the proper performance of their duties).

  • After termination of the relationship between SICO and the Client, SICO is required by the Applicable Market Rules to retain copies of all such information, as well as records of transactions, for a period of five (5) years.

  • The Client shall regularly update any AML and CFT or know-your-customer information provided to SICO and shall comply and cooperate with SICO to ensure SICO’s compliance with, all such AML and CFT and Applicable Market Rules.

  • This Agreement will become effective only upon the satisfactory completion of the AML & CFT Client due diligence in accordance with the Applicable Market Rules.

  • Furthermore, under the Applicable Market Rules of the Kingdom of Bahrain, the Client is obliged to inform SICO and SICO is obliged to obtain all information regarding such third party(s) from the Client.

  • SICO is regulated by the Central Bank of Bahrain, the Bahrain Bourse and, other Applicable Market Rules of the Kingdom of Bahrain.


More Definitions of Applicable Market Rules

Applicable Market Rules means Capital Market Law no. 95 for the year 1992 and its executive regulations (“Capital Market Law”), other Egyptian laws, rules, regulations and the best market practices and customs of the governmental and regulatory authorities in Egypt, including the Egyptian Financial Supervisory Authority (EFSA) (previously, the Capital Market Authority – CMA), the EGX (or any other relevant Exchange) and MCDR (or any other settlement, clearing and depository house).
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Applicable Market Rules means the MISO Tariff and any other business practice manuals, rules and procedures promulgated by MISO, each as published on MISO’s website and as may be amended from time to time.
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Related to Applicable Market Rules

  • PJM Market Rules means the rules, standards, procedures, and practices of the PJM Markets set forth in the PJM Tariff, the PJM Operating Agreement, the PJM Reliability Assurance Agreement, the PJM Consolidated Transmission Owners Agreement, the PJM Manuals, the PJM Regional Practices Document, the PJM-Midwest Independent Transmission System Operator Joint Operating Agreement or any other document setting forth market rules.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Applicable Market Value has the meaning specified in Section 5.1.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Nasdaq Rules means the rules of NASDAQ;

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • Eligible Market means The Nasdaq Capital Market, the NYSE American LLC, The Nasdaq Global Select Market, The Nasdaq Global Market or The New York Stock Exchange, Inc.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • Applicable Exchange Rate means, with respect to any Contract denominated and payable in Euros or GBPs on any day, the lesser of (a) the applicable currency Dollar spot rate used by the Borrower (as determined by the Collateral Manager) to acquire such currency on the date such Contract is included in the Borrower Collateral and (b) the Applicable Conversion Rate for such currency.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • AAA Rules has the meaning set forth in Section 11.2.

  • Competitive Local Exchange Carrier (CLEC)” means a telephone company certificated by the Commission to provide local Exchange Service within AT&T-21STATE’s franchised area.

  • Applicable LIBOR Rate means, (a) for Auction Periods of 35 days or less, One-Month LIBOR, (b) for Auction Periods of more than 35 days but less than 91 days, Three-Month LIBOR, (c) for Auction Periods of more than 90 days but less than 181 days, Six-Month LIBOR, and (d) for Auction Periods of more than 180 days, One-Year LIBOR.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Designated Eurodollar Market means, with respect to any Eurodollar Rate Loan, the London Eurodollar Market.

  • Applicable Regional Entity means the Regional Entity for the region in which a Network Customer, Transmission Customer, New Service Customer, or Transmission Owner operates.

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • ASTC Settlement Rules means the operating rules of ASTC and, to the extent that they are applicable, the operating rules of ASX and the operating rules of the Australian Clearing House Pty Limited;

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.