Applicable Market Rules definition

Applicable Market Rules mean the applicable Exchange Regulations (including those affecting Clearing, Settlement & Depository Units), Rules of the official Governmental Regulator of the Exchange, other laws in the jurisdiction where the Exchange is located, regulations and the best market practices, customs of the governmental and regulatory authorities in the jurisdiction where the Exchange is located. Initial:
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Applicable Market Rules means the ISO New England Operating Documents, ISO New England System Rules, ISO New England Market Rule 1, ISO New England Manuals, the ISO-NE Participants Agreement, the ISO-NE Transmission Operating Agreement, other FERC- approved ISO-NE transmission operating agreements, the Second Restated NEPOOL Agreement, or any such successor FERC-approved transmission tariff or agreement applicable to NEPOOL or ISO-NE, in each case as accepted for filing by the FERC and as amended or supplemented from time to time; and all rules and regulations used or adopted by NEPOOL and/or ISO-NE, including without limitation all operating procedures (OP), planning procedures and market rules and procedures issued or adopted by NEPOOL and/or ISO-NE and its satellite agencies or affiliates, or their successors, in each case as amended or supplemented from time to time.
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Applicable Market Rules means the MISO Tariff and any other business practice manuals, rules and procedures promulgated by MISO, each as published on MISO’s website and as may be amended from time to time.
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Examples of Applicable Market Rules in a sentence

  • However, SICO may disclose any information that concerns the Client if the disclosure is necessary to enable the services contemplated by this Agreement, or in the event that SICO is required to do so by the Applicable Market Rules.

  • SICO is regulated by the Central Bank of Bahrain, the Bahrain Bourse and other Applicable Market Rules of the Kingdom of Bahrain.

  • SICO shall always maintain fit and proper records to determine the identification of Client’s assets and in the unforeseen and unlikely event of SICO’s insolvency, winding– up or other similar event, the Client’s assets will be subject to the Client asset distribution rules of the Applicable Market Rules.

  • If the Client falls within the definition of an “insider” as defined by the Applicable Market Rules, then the Client shall (i) refrain from issuing instructions to SICO for transactions in securities to which their insider information relates; (ii) refrain from encouraging any other person from dealing in any securities to which that information relates; and (iii) refrain from disclosing such information to any other person (other than as required in the proper performance of their duties).

  • Under the Applicable Market Rules, all orders shall be treated equally for all clients.

  • Applicable Market Rules: mean the applicable Exchange Regulations (including those affecting Clearing, Settlement & Depository Units), Rules of the official Governmental Regulator of the Exchange, other laws in the jurisdiction where the Exchange is located, regulations and the best market practices, customs of the governmental and regulatory authorities in the jurisdiction where the Exchange is located.

  • SICO will, according to the Applicable Market Rules and for purposes of this Agreement, and in the absence of any agreement stating otherwise, continue to treat the Client as its client, even where the Client has disclosed its principal client to SICO.

  • We hereby agree and undertake to promptly provide the identity and any other information or assistance about such customer(s) if that is demanded by SICO’s regulators or required by Applicable Market Rules.

  • Notwithstanding the foregoing, it is agreed that in case changes occurred to the Applicable Market Rules in connection with any of the provisions of this Contract and where such changes require amending this Contract or any of its Annexes/Schedules, the Company shall be entitled at any time to effect such necessary changes immediately without prior notification and the Client shall be responsible for the implementation thereof without any liability attached to the Company.

  • The Client shall regularly update any AML and CFT or know-your-customer information provided to SICO and shall comply and cooperate with SICO to ensure SICO’s compliance with, all such AML and CFT and Applicable Market Rules.


More Definitions of Applicable Market Rules

Applicable Market Rules means Capital Market Law no. 95 for the year 1992 and its executive regulations (“Capital Market Law”), other Egyptian laws, rules, regulations and the best market practices and customs of the governmental and regulatory authorities in Egypt, including the Egyptian Financial Supervisory Authority (EFSA) (previously, the Capital Market Authority – CMA), the EGX (or any other relevant Exchange) and MCDR (or any other settlement, clearing and depository house).
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Applicable Market Rules means the relevant provisions of the rules, tariffs, manuals or other documents of the ISO-NE or NMISA.
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Related to Applicable Market Rules

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • Nasdaq Rules means the rules of NASDAQ;

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • Eligible Market means The New York Stock Exchange, the NYSE Amex, the Nasdaq Global Select Market, the Nasdaq Global Market, the Nasdaq Capital Market or the Principal Market.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • Applicable Exchange Rate means with respect to any Collateral Obligation denominated and payable in an Eligible Currency other than Dollars on any day, the lesser of (a) the applicable currency-Dollar spot rate used by the Borrower (as determined by the Servicer) to acquire such currency on the related Cut-Off Date and (b) the Applicable Conversion Rate for such currency.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • AAA Rules has the meaning set forth in Section 11.2.

  • Competitive Local Exchange Carrier (CLEC) means any company or person authorized to provide local exchange services in competition with an ILEC.

  • Applicable Regional Entity means the Regional Entity for the region in which a Network Customer, Transmission Customer, New Service Customer, or Transmission Owner operates. Applicable Standards:

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.