Brokerage Client definition

Brokerage Client means any client or customer of a Broker-Dealer who receives Brokerage Services from such Broker-Dealer.

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Brokerage Client means any Person who receives brokerage, broker-dealer transaction processing, dealer, distributorship, custodial and related services, or any other services that involve acting as a broker-dealer or any ancillary services and activities related or incidental thereto from any BD Subsidiary.

Brokerage Client means any Person to whom LP Securities, as the context requires, provides, on the date of this Agreement or prior to Closing, or has provided, securities transaction execution services or other broker-dealer related services.

Examples of Brokerage Client in a sentence

• Obtain and deliver to Pershing an executed Prime Brokerage Client Agreement in substantially the form provided by Pershing to Broker, for each prime brokerage customer of Broker.

• The Ameriprise Brokerage Client Agreement, the Other Important Brokerage Disclosures Document and the Schedule of Account & Service Fees are collectively referred to as the “Brokerage Agreement” and set forth the terms under which brokerage services are provided to you as part of your Agreement.

• Obtain and deliver to Clearing Agent an executed Prime Brokerage Client Agreement in substantially the form provided by Clearing Agent to Introducing Firm, for each prime brokerage customer of Introducing Firm.

• Brokerage: Client has contracted with brokerage to be the sole brokerage they will utilize to represent their interests.

• He works with similar public entity clients as their Brokerage Client Executive, and he has been instrumental in designing and negotiating insurance coverages.

• She has worked with similar public entity clients as their Brokerage Client Executive and has been instrumental in designing and negotiating insurance coverages.

• Firm an executed Prime Brokerage Client Agreement in substantially the form provided by Clearing Firm to Introducing Firm, for each prime brokerage customer of Introducing Firm.