CASS Rules definition

CASS Rules means the Client Asset Sourcebook of the FCA;

CASS Rules means the rules set out in Chapters 7 and 7A of the FSA’s Client Assets Sourcebook (as amended)

CASS Rules means the Client Asset Sourcebook of the FCA; “Closing Date” in the case of the Fund the quarter dates by which Subscriptions may be made by Investors in the Fund, the first such date to be 31st March 2018 and thereafter on or around the normal quarter end dates. In the case of an Investor the quarterly date on which Commitment to the Fund has been deemed to have been received;

Examples of CASS Rules in a sentence

• All this money is protected as client money in accordance with the FCA CASS Rules.

• The Delivery Versus Payment exemption essentially allows us to disapply the FCA CASS Rules relating to your money or assets for a short period of time when settling your transaction within a Commercial Settlement System, subject always to Applicable Law.

• We will normally settle transactions on a Delivery Versus Payment basis and in entering into this Agreement; you agree that we may at our discretion use the Delivery Versus Payment exemption as permitted by the FCA CASS Rules.

• However, in the unlikely event of a failed trade and SCL receive cash or assets these will be held in a segregated account at a third party bank/custodian in line with the segregation rules contained within the CASS Rules.

• SCL’s Terms of Business Version B (“TOB B”) contain provisions consistent with the CASS Rules, Version C (“TOB C”) also contains CASS provisions in the unlikely event of a failed trade, and SCL receive cash or assets.

More Definitions of CASS Rules

CASS Rules means the rules contained in CASS;

CASS Rules means the client money and assets rules specified in the Customer Assets Sourcebook (“CASS”) in the FCA Handbook.

CASS Rules means the Client Asset Sourcebook of the FCA; “Closing Date” the 5th April 2018;

CASS Rules means all rules made by the FCA in respect of client assets, as amended from time to time;

CASS Rules means the Client Assets sourcebook;

CASS Rules means the Client Assets Sourcebook contained in the Authority’s Handbook;

CASS Rules means the Authority’s Client Assets Sourcebook