Client Asset Regulations definition

Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Client Asset Regulations 2015;
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Client Asset Regulations means the provisions of the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 relating to client assets for firms carrying out MiFID business;
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Client Asset Regulations means any “client asset regulations” promulgated by the CBI, to the extent applicable to the custodian, including the client asset requirements set out in the MiFID Regulations.
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Examples of Client Asset Regulations in a sentence

  • As a result, Cash shall not be held in accordance with the Client Asset Regulations relating to client money.


More Definitions of Client Asset Regulations

Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1) (Investment Firms) Regulations 2017 (S.I. No. 604 of 2017);
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Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1) Client Asset Regulations 2015 for Investment Firms (S.I. No. 104 of 2015) (as amended). To be replaced in 2018 by the revised Central Bank (Supervision and Enforcement) Act 2013 (Section 48 (1)) (Investment Firms) Regulations 2017.
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Related to Client Asset Regulations

  • Plan Asset Regulations means 29 CFR § 2510.3-101 et seq., as modified by Section 3(42) of ERISA, as amended from time to time.

  • Procurement Regulations means, for purposes of paragraph 85 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated November 2020.

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Client Money Rules means the rules specified in paragraph 18(2)(j) of the Law which provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters and the Directives and Circulars issued pursuant to this paragraph, as amended from time to time by CYSEC.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.