Company Covered Persons definition

Company Covered Persons are those persons specified in Rule 506(d)(1) under the Act; provided, however, that Company Covered Persons do not include (a) any Holder, or (b) any person or entity that is deemed to be an affiliated issuer of the Company solely as a result of the relationship between the Company and any Holder.
Company Covered Persons has the meaning set forth in Section 2.8(b).
Company Covered Persons has the meaning set forth in Section 3.1(b)(xvii).

Examples of Company Covered Persons in a sentence

  • In consideration of employment with the Company, Covered Persons that are Company employees are expected to devote their full attention to the business interests of the Company.

  • For purposesof this Note, “Company Covered Persons” are those persons specified in Rule 506(d)(1) under the Act; provided, however, that Company Covered Persons do not include (a) any Holder, or (b) any person or entity that is deemed to be an affiliated issuer of the Company solely as a result of the relationship between the Company and any Holder.

  • For purposes of this Agreement, “Company Covered Persons” are those persons specified in Rule 506(d)(1) under the Securities Act; provided, however, that Company Covered Persons do not include (a) any Purchaser, or (b) any person or entity that is deemed to be an affiliated issuer of the Company solely as a result of the relationship between the Company and any Purchaser.

  • For purposes of this Note, “Company Covered Persons” are those persons specified in Rule 506(d)(1) under the Act; provided, however, that Company Covered Persons do not include (i) any Holder, or (i) any person or entity that is deemed to be an affiliated issuer of Company solely as a result of the relationship between Company and any Holder.

  • This Policy applies to all employees, officers and directors of the Company or any subsidiary of the Company (collectively, the " GOLD Representatives), those authorized to speak on their behalf,and consultants and contractors to the Company or any subsidiary of the Company who receive or have access to Material Non-Public Information (as defined in Section 3 hereof) regarding the Company ("Covered Persons").

  • This Policy is intended to satisfy the Company’s obligations under said legislation.APPLICABILITYThe subject policy applies to the directors, officers and employees of the Company and is also applicable to persons or companies that are in a special relationship with the Company ("Covered Persons").

  • Civil and criminal penalties for failure to comply with such guidelines can be severe for the Company, Covered Persons and agents, consultants and contractors of the Company.

  • Furthermore, except where permitted by the Company, Covered Persons should not abuse Company assets or property for their personal benefit.

  • In everything that they do on behalf of the Company, Covered Persons must use care not to violate any law orregulation.

  • For not less than six years from and after the Effective Time, Parent shall and shall cause the Surviving Corporation to indemnify and hold harmless all past and present directors and officers of the Company ("Covered Persons") to the same extent such persons are indemnified as of the date of this Agreement by the Company pursuant to the Company's certificate of incorporation and by-laws with any Covered Persons for acts or omissions occurrng at or prior to the Effective Time.


More Definitions of Company Covered Persons

Company Covered Persons shall have the meaning set forth in Section 4.2 hereof.
Company Covered Persons are those persons specified in Rule 506(d)(1) under the Securities Act, including the Company and its Subsidiaries; any predecessor or affiliate of the Company; any director, executive officer, other officer participating in the offering, general partner or managing member of the Company; and any beneficial owner of 20% or more of the Company’s outstanding voting equity securities, calculated on the basis of voting power.
Company Covered Persons are those persons specified in Rule 506(d)(1) under the Securities Act.
Company Covered Persons has the meaning given to such term in Section 15.1.
Company Covered Persons have the meaning set forth in Section 3.1. (bb) “Company Intellectual Property Rights” has the meaning set forth in Section 3.1(j).

Related to Company Covered Persons

  • Company Covered Person means, with respect to the Company as an “issuer” for purposes of Rule 506 promulgated under the Securities Act, any Person listed in the first paragraph of Rule 506(d)(1).

  • Issuer Covered Person shall have the meaning ascribed to such term in Section 3.1(oo).

  • Covered Persons has the meaning set forth in Section 20(a).

  • Covered Person means: (a) any officer, director, shareholder, partner, member, representative, employee or agent of (i) the Trust or (ii) the Trust's Affiliates; and (b) any Holder of Securities.

  • Investor Parties has the meaning set forth in the Preamble.

  • interested persons and "Assignment" shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the Commission under the 1940 Act or any interpretations of the Commission staff.

  • Public Company Costs means, as to any Person, costs associated with, or in anticipation of, or preparation for, compliance with the requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith and costs relating to compliance with the provisions of the Securities Act and the Exchange Act or any other comparable body of laws, rules or regulations, as companies with listed equity, directors’ compensation, fees and expense reimbursement, costs relating to enhanced accounting functions and investor relations, stockholder meetings and reports to stockholders, directors’ and officers’ insurance and other executive costs, legal and other professional fees, listing fees and other transaction costs, in each case to the extent arising solely by virtue of the listing of such Person’s equity securities on a national securities exchange or issuance of public debt securities.