convertible equity securities definition

convertible equity securities means shares convertible into or Exchangeable for other securities.
convertible equity securities means equity securities convertible into or exchangeable for other equity securities and equity securities with non-detachable options, warrants or similar rights to subscribe for or purchase equity securities;“debt securities” means financial instruments in the form of debenture or loan stock, debentures, bonds, notes and other securities or instruments acknowledging, evidencing or creating indebtedness, whether secured or unsecured, and options, warrants or similar rights to subscribe or purchase any of the foregoing and convertible debt securities;“Disciplinary Committee” means the committee referred to in Rule 10(c) of Chapter 2;“equity securities” means financial instruments in the form of shares, including preference shares, convertible equity securities and options, warrants or rights to subscribe or purchase the same, by whatever name called, but excluding debt securities;“Exchange” means Labuan International Financial Exchange Inc., a company incorporated under the Labuan Companies Act 1990 and approved by the Authority to be established as an exchange in Labuan pursuant to section 134 of the Labuan Financial Services and Securities Act 2010;“Exchange Committee” means the committee established pursuant to section 138 of the Labuan Financial Services and Securities Act 2010;“financial instruments” means any form of securities or other instruments that are capable of being listed on the official list of the Exchange;“fund” means an undertaking which is a corporation, unit trust, limited partnership or any combination thereof, or other entity the objective of which is the collective investment of its capital;“issuer” means a person or undertaking, including a public sector issuer or a fund, financial instruments of which are listed;“Licensing Committee” means the committee referred to in Rule 10(a) of Chapter 2;“listing” means the listing of, and permission to deal and trade in, financial instruments on the official list of the Exchange;“Listing Committee” means the committee referred to in Rule 10(b) of Chapter 2“Listing Document” means the document referred to in Rule 14 of Chapter 4;“Listing Sponsor” means a person licensed by the Exchange under Chapter 3 to carry on the functions as a Listing Sponsor under these Rules;“Listing Sponsor License” means the license issued by the Exchange to the Listing Sponsor;
convertible equity securities means warrants and convertible preference

Examples of convertible equity securities in a sentence

  • As at April 16, 2007, the following classes of shares and equity securities potentially convertible into common shares were outstanding: Class A preference shares (non-voting) 12,500 Class B preference shares (non-voting) nil Common shares 116,915,338 Convertible equity securities: Stock options 6,837,126 Restricted share units 480,998 Warrants 5,848,157 Upon exercise or conversion, the stock options, restricted share units and warrants are convertible into an equal number of common voting shares.


More Definitions of convertible equity securities

convertible equity securities or “equity securities” shall mean any of the Company’s securities.
convertible equity securities or "equity securities" shall mean any of the Company's securities.
convertible equity securities means warrants and convertible preference shares, as defined in Rule 6.50(2) of the Listing Requirements.
convertible equity securities means equity securities convertible into or exchangeable for shares; "director" includes any person who occupies the position of a director, by whatever name called;
convertible equity securities means warrants and convertible preference shares, as defined in Paragraph 6.49(2) of the Listing Requirements. As at the LPD, the Company does not have any convertible equity securities.
convertible equity securities means warrants and convertible preference shares, as defined in Paragraph 6.49(2) of the Listing Requirements.
convertible equity securities means, with respect to any person, any options, warrants or other securities that are directly or indirectly convertible into, or exercisable or exchangeable for, such person’s Equity Securities (whether or not such derivative securities are issued by such person);