DFSA Rules definition

DFSA Rules means the rules made by the DFSA for carrying out the purposes of the DIFC Regulatory Law contained within the DFSA Rulebook;
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DFSA Rules means articles, rules, regulations and procedures of the DFSA in force from time to time; “FCA” means the Financial Conduct Authority;
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DFSA Rules means the rules made by the DFSA for carrying out the purposes of the DIFC Regulatory Law contained within the DFSA Rulebook; “DIFC” means the Dubai International Financial Centre; "Initial Settled means, in relation to: Amount" (a) a Conversion - the sum of money that results from the Conversion based on rate of exchange provided to us by a third party provider on a real-time basis at the time the Conversion was executed; or (b) a Transaction - the sum of money used for the execution of the Transaction based on the price(s) of the relevant Investment(s) reflected by a third party provider on a real-time basis at the time the Transaction was executed. "Instructions" means any communication, instruction, order, message data or information received by us through or pursuant to the Platform or otherwise referable to your Access Methods, and any information delivered to us offline by any methods as we may agree; "Intermediary" nominee, agent, broker, custodian, fund manager, market-maker, exchange and/or other third party; "Investment has the meaning ascribed to it in clause 4.1 of this Experience and Agreement; Needs Analysis" "Investment has the meaning ascribed to it in clause 6.1 of this Strategy" Agreement; "Investments" means any securities, or other financial instruments or products which we may purchase or sell on your behalf;
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Examples of DFSA Rules in a sentence

  • If you wish to have any of the DFSA Rules waived or modified you must submit the Form SUP 2.

  • If you wish any of the DFSA Rules waived or modified you must submit the Form SUP 2.

  • This person must be a representative of the applicant.CR11.You may have a professional adviser assisting with the application process.CR12.Please tick “yes” to question if the DFSA should copy correspondence in relation to this application to the adviser.CR13.If you wish any of the DFSA Rules waived or modified you must submit the Form SUP 2 Controllers CR14.

  • If you have been granted any waivers or modifications of the DFSA Rules prior to submitting this form please provide the Notice number.

  • If the nominated Compliance Officer is not resident in the UAE, the applicant must also submit an SUP2 form applying for a waiver of GEN 7.5.2. In such cases, the applicant must demonstrate that it has sufficient resources and appropriate compliance oversight arrangements for the DIFC operation.CR27.An SUP2 form is only required where the applicant wishes to apply to have any of the DFSA Rules waived or modified.Fees For comprehensive details of fees, please refer to the Fees module of the DFSA Rulebook.

  • If you wish to have any of the DFSA Rules waived or modified, you must submit the Form SUP 2.

  • Nasdaq Dubai may also cancel any and all Transactions, which in its reasonable judgment do not comply with its Procedures, Business Rules, DFSA Rules, applicable laws or regulations.

  • The Company is regulated by the DFSA and is governed by, amongst others, the Collective Investment Law No. 2 of 2010 (“CIL”), the Collective Investment Rules module of the DFSA Rules (“CIR”), the Market Law DIFC Law No. 1 of 2012 (the “Market Law”), the Market Rules module of the DFSA Rules (“Market Rules”) and the applicable Dubai International Financial Centre (“DIFC”) companies law.

  • We have classified you as a “Retail Client” (as defined in the DFSA Rules).

  • Remitly (DIFC) Limited is an Authorised Firm regulated by the DFSA to Provide Money Services (as defined in the DFSA Rules).


More Definitions of DFSA Rules

DFSA Rules means the relevant modules of the DFSA Rulebook. “DIFC” means the Dubai International Financial Centre.
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DFSA Rules means the Rules, Directives, and Regulations, Guidance notes, opinions, or recommendations of the DFSA. “DIFC” Shall mean the Dubai International Finance Centre, which is where the Company is registered and is a Financial Freezone. “DIFC Rules” Shall mean the Rules, Directives, and Regulations, Guidance notes, opinions, or recommendations of the DIFC. “Disposition” Shall mean Client’s binding disposition to the Company to perform a certain activity on Client’s Trading Account or other register or application made in accordance with the GTC. “Equity” Shall mean the current balance of the Trading Account determined in the manner specified in clause 8.10 of the GTC. ETF CFD A CFD as specified in the Condition Tables which is a contract for difference in exchange rates with specific terms of execution as described in these GTC.
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DFSA Rules means the rules and regulations of the DFSA as1` set out in the DFSA RuleBook, as amended from time to time.
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DFSA Rules means the relevant modules of the DFSA Rulebook.
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Related to DFSA Rules

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • ICC Rules means the Rules of Arbitration of the International Chamber of Commerce in effect on the date the applicable arbitration proceeding begins.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • AAA Rules has the meaning set forth in Section 11.2.

  • CPR Rules has the meaning set forth in Section 10.3(a).

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.

  • Business Rules means the business rules established by JSCC regarding its Financial Instruments Obligation Assumption Service for CDS Transactions, as amended, if applicable.

  • Hague-Visby Rules means the provisions of the International Convention for the Unification of certain rules Relating to Bills of Lading signed at Brussels on 25th August 1924 as amended by the Visby Protocol of 23rd February 1968 and the SDR Protocol of 21st December 1979;

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • FINRA Rules means the Constitution, By-Laws, and Rules of Fair Practice of the Financial Industry Regulatory Authority, Inc. ("FINRA") and any interpretations thereof.

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • NYSRC Reliability Rules means the rules applicable to the operation of the New York Transmission System. These rules are based on Reliability Standards adopted by NERC and NPCC, but also include more specific and more stringent rules to reflect the particular requirements of the New York Transmission System.