Examples of Disqualifying Conduct in a sentence
The fund’s weight reduction in this investment theme, which remains the largest individual position (combining the two vehicles stands at 7.2%), is exclusively due to the rise of new investment opportunities that we will discuss below.
Disqualifying conduct for purposes of the MCJA Board Policy is only the below conduct, if committed as an adult.
DISQUALIFYING CONDUCT# Disqualifying conduct, regardless of whether the applicant was charged or convicted, for which a waiver from the Board of Trustees is required.
Disqualifying conduct includes convictions within the last 10 years (in some cases 5 years) for securities fraud; being subject to certain injunctions or decrees by courts and regulators involving securities, banking, insurance of commodities activities; suspension or expulsion from membership by a self-regulatory organization (such as FINRA), etc.147b.
Disqualifying conduct does not include the failure to obtain a Certificate of Operation or Operator Permit without any prior oral or written notification by the City that such was required, provided that the business and/or person cease operations immediately upon notification.