Executing Firm definition

Executing Firm means any entity that is a Participant trading on Tera for its own account or on behalf of an Account Holder or Customer. An Executing Firm shall include, but not be limited to Persons registered as an Introducing Broker by the CFTC.
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Executing Firm means any entity trading on Tera for its own account or on behalf of a legally distinct Account Holder.
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Executing Firm or “Executing Firm User” is a type of User (defined below) and means any entity that is a Participant trading on Tera for its own account or on behalf of an Account Holder. An Executing Firm shall include, but not be limited to, Persons trading on Tera as an agent, broker or advisor including but not limited to:
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Examples of Executing Firm in a sentence

  • SMP Instruction: Cancel AggressingAn aggressing order marked with the SMP - cancel aggressing instruction (tag 8000- SelfMatchPreventionInstruction=N) will not execute against an opposite side resting order that has the same SMP ID and Executing Firm ID.

  • SMP Instruction: Cancel RestingAn aggressing order marked with the SMP - cancel resting instruction (tag 8000- SelfMatchPreventionInstruction=O) will not execute against an opposite side resting order that has the same SMP ID and Executing Firm ID.

  • The Bonds will be registered and deposited with the initial Registrar and the initial Custodian within 5 business days from the Issuance Date in accordance with the terms and conditions of the bond registrar and custody agreement between the Issuer and VCSC.

  • In general, neither the Executing Firm nor any individuals associated with the Executing Firm will be registered in any capacity with the Commodity Futures Trading Commission.

  • The account numbers must have common ownership but can be different account numbers.Customers will be required to submit the following information: • Executing Firm ID• Account Owner• Account Number• Smart Click ID• Tag 50 ID(s) associated with this SMP ID (not required if the party wishes to use the SMP functionality for all operators/tag 50 IDs that trade the accounts) Upon customer submission, a SMP ID will be created and distributed at the Executing Firm entity level.

  • Similarly, your contacts with the Executing Firm may not be sufficient to subject to the Executing Firm to the jurisdiction of courts in the United States in the absence of the Executing Firm's consent.

  • Accordingly, neither the courts of the United States nor the Commission's reparations program may be available as a forum for resolution of any disagreements you may have with the Executing Firm.

  • Applicable exclusively on CME Globex CME Globex Self Match Prevention is an optional functionality that allows an executing firm to prevent the matching of orders for accounts with common ownership if both the buy and sell orders contain the same Self Match Prevention Identifier (SMP ID) and Executing Firm ID.

  • United States regulatory authorities may be unable to compel the enforcement of the rules of regulatory authorities or markets in non-US jurisdictions where transactions may be affected. It is your responsibility to determine whether the Executing Firm has consented to the jurisdiction of the courts in the United States.

  • If you choose to place orders directly with an Executing Firm, you may be doing so at your own risk. It is your responsibility to inquire about the applicable laws and regulations that govern the foreign exchanges on which transactions will be executed on your behalf.

Related to Executing Firm

  • Consulting Firm has the meaning set forth in Section II.A.4.

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria:

  • Selling Firm has the meaning given to it in Section 2(1);

  • Disputing Parties means the claimant and the respondent;

  • Independent Accounting Firm has the meaning set forth in Section 2.05(c).

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Disputing Party has the meaning specified in Paragraph 5.

  • Selling Firms has the meaning specified in section 5.1;

  • CPA Firm has the meaning set forth in Section 4.1(d)(iii).

  • Prosecuting Party has the meaning set forth in Section 6.2(c).

  • Executing Agency means any public authority, any public or private corporation as well as any organization recognized by the Parties and mandated to implement a specific Project financed under this Agreement;

  • Pre-FIRM means construction or other development for which the “start of construction” occurred before the effective date of the initial Flood Insurance Rate Map.

  • Program Executing Agency means the entity or entities responsible for the carrying out of the Program as specified in the Loan Agreement.

  • Project Executing Agency wherever it appears in the Loan Regulations shall be substituted by the term “Program Executing Agency”.

  • Clearing Firm or “Clearing Member” means an entity or individual meeting the requirements of, and approved for, clearing membership at the Clearing House that is authorized pursuant to the Clearing House Rules to clear trades in any or all of the Contracts and that meets the qualification of the Exchange pursuant to Rule 902. A Clearing Firm is authorized to access Eris Exchange to effect transactions. A Clearing Firm may trade for its own proprietary account or an account on behalf of its Customer (e.g., as a broker). A Clearing Firm may trade on behalf of a Customer with an account at a different Clearing Firm acting as a broker or performing an equivalent agency function. The different Clearing Firm is responsible for approving the Clearing Firm for such Customers pursuant to a Clearing Participant Letter of Guarantee. The term “Clearing Firm” collectively refers to all Authorized Traders of a Clearing Firm authorized to utilize Eris Exchange.

  • executing State means the Member State to which a European protection order has been forwarded with a view to its recognition.

  • Independent Firm has the meaning set forth in Section 10.03 of this Agreement.

  • Valuation Firm means a nationally recognized independent investment banking or valuation firm with expertise in the oil and gas sector.

  • Selected Firm means the firm who is selected by the City and to whom the City Council/City Manager awards a contract for the services or commodities requested in this solicitation.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Independent Expert means a Person or entity with no material current or prior business or personal relationship with the Advisor or the Directors and who is engaged to a substantial extent in the business of rendering opinions regarding the value of assets of the type held by the Company.

  • Independent representative means a person who:

  • Reviewing Party any appropriate person or body consisting of a member or members of the Company's Board of Directors or any other person or body appointed by the Board who is not a party to the particular Claim for which Indemnitee is seeking indemnification, or Independent Legal Counsel.

  • Prosecuting attorney means the prosecuting attorney for a county, an assistant prosecuting attorney for a county, the attorney general, the deputy attorney general, an assistant attorney general, a special prosecuting attorney, or, in connection with the prosecution of an ordinance violation, an attorney for the political subdivision that enacted the ordinance upon which the violation is based.

  • Dispute Board (DB) means the person or persons named as such in the SCC appointed by agreement between the Procuring Entity and the Contractor to make a decision with respect to any dispute or difference between the Procuring Entity and the Contractor referred to him or her by the Parties pursuant to GCC Sub-Clause 46.1 (Dispute Board) hereof.