Investment Banking Fees definition

Investment Banking Fees means all commissions, brokerage or "finders fees" or other expense reimbursements, fees or payments paid or owed to JCP Securities, Inc. pursuant to the terms of the applicable engagement letter between JCP Securities, Inc. and the Company.
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Investment Banking Fees all management and underwriting fees associated with capital raising activities, including in connection with, among other things, public offerings and private placements, as well as all advisory and placement fees, in each case generated by and allocated to the Subject Investment Banker (i.e., 90% of the gross management fee paid to the Company and 90% of the net underwriting fee paid to the Company) in a manner that gives consideration to the contribution of such individuals with respect to the generation and earning of such fees, and is otherwise generally consistent with the past practices of the Company with respect to the recognition of these revenues within the Company’s investment banking group, in each case on a basis net of gross commissions or referral fees and direct reasonable and documented transaction costs payable in connection with such fees. The allocations of such fees to such Subject Investment Bankers shall be made by Parent in good faith. Notwithstanding anything herein to the contrary, with respect to Investment Banking Fees attributable to mutual stock (or thrift) conversions, 100% of the amount of such fees shall constitute and be included in Investment Banking Fees for purposes of this Agreement regardless of the source of such transaction.
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Investment Banking Fees means all the fees incurred from SunTrust Robinson Humphrey Capital Markets, and any other investment banker, brxxxx xx xxxxxxx, by the Company and the Company Stockholders in connection with the Merger and the transactions contemplated hereunder.
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Examples of Investment Banking Fees in a sentence

  • Spectrum Securities, Fountain Valley, CA will be paid 13.5% of amount raised for sales commissions and marketing assistance fees and American Growth Capital Corporation will be paid 11.5% of amount raised for Investment Banking Fees.

  • Parent agrees to act in good faith to equitably allocate to the appropriate periods any transactions generating Investment Banking Fees that are expected to close immediately following the end of any such IBCP Period and which were otherwise scheduled to close prior to the end of such IBCP Period.

  • The Investment Banking Contingent Payment Amount shall be based on the aggregate Investment Banking Fees attributable to the individuals set forth on Schedule 2.3(d)(ii) hereof (the “Subject Investment Bankers”).

  • Parent shall provide Bancorp with a preliminary, non-binding written report every ninety (90) days during the PCCP Period and the IBCP Period, respectively, setting forth (i) in the case of the PCCP Period, the estimated Production relating to each Subject Producer during such period and the aggregate estimated Production and (ii) in the case of the IBCP Period, the estimated amount of Investment Banking Fees earned during such period.

  • Seegal, Investment Banking Fees, in ı ACQUIRING OR SELLING THE PRI- VATELY HELD COMPANY ı7$, ı74 (sooq).

  • Parent shall cause the Investment Banking Fees to be paid in full at the Closing.

  • Sharing in Investment Banking Fees: We agree with commenters (Goldman and SIA) that the requirement that the investing or lending entity “not participate directly in investment banking fees received by the member for underwriting public offerings” is satisfied even if the member is the general partner of the investing entity, so long as no part of the underwriting fees are directed to the entity itself.

  • For purposes of clarification, any Investment Banking Fees owed with respect to transactions closing after June 30, 2007 shall not be reduced by any Cumulative Additional Amount paid to Employee.

  • Investment Banking Fees The Company earns fees for providing strategic advisory services in mergers and acquisitions and other transactions which are predominately comprised of fees based on the successful completion of a transaction, and from capital markets transactions which are comprised of underwriting securities’ offerings and arranging private placements, including both debt and equity offerings.

  • Except for the Seller Investment Banking Fees, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of any of the SGA Parties.


More Definitions of Investment Banking Fees

Investment Banking Fees has such meaning as set forth in Section 1.5(a) hereof.
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Related to Investment Banking Fees

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • New York Banking Day means any day except a Saturday, Sunday or a legal holiday in The City of New York or a day on which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to be closed.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Asset Management Fee shall have the meaning set forth in Section 8.03.

  • Corporate Finance Fee means the fee to be paid to the Agent by the Issuer in consideration of corporate finance and structuring services provided by the Agent;

  • Treasury Management Bank means (a) any Person that is a Lender or an Affiliate of a Lender at the time that it becomes a party to a Treasury Management Agreement with any Loan Party and (b) any Lender or Affiliate of a Lender that is a party to a Treasury Management Agreement with any Loan Party in existence on the Closing Date.

  • RFR Banking Day means any day specified as such in the Reference Rate Terms.

  • Relevant Banking Day means a day on which commercial banks are open for business (including dealings in foreign exchange and foreign currency deposits) in the place where the specified office of the Registrar is located and, in the case only of an exchange of a Bearer Note for a Registered Note where such request for exchange is made to the Principal Paying Agent, in the place where the specified office of the Principal Paying Agent is located;

  • Treasury Management Obligations means, collectively, all obligations and other liabilities of any Loan Parties pursuant to any agreements governing the provision to such Loan Parties of treasury or cash management services, including deposit accounts, funds transfer, automated clearing house, zero balance accounts, returned check concentration, controlled disbursement, lockbox, account reconciliation and reporting and trade finance services.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • Local Banking Day means a day (other than a Saturday or Sunday) on which commercial banks are open for general business (including dealings in foreign exchange and foreign currency deposits) in the place of presentation of the relevant Covered Bond or, as the case may be, Coupon; and

  • Zurich Banking Day means a day on which banks are open in the City of Zurich for the settlement of payments and of foreign exchange transactions.

  • Investment interest means investment interest as defined in section 163(d)(3) of the Internal Revenue Code.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Banking Day Financial Centre means the Banking Day Financial Centre as specified in § 1 of the Product and Underlying Data.

  • Client Bank Account means an account held in the name of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor; and/or an account held in the name of the Company on behalf of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor.

  • Collateral Management Fee The fee payable to the Collateral Manager in arrears on each Payment Date pursuant to Section 8(a) of the Collateral Management Agreement and Section 11.1 hereof, comprised of (x) the Base Management Fee and (y) the Subordinated Management Fee.

  • Principal Funding Account Investment Proceeds shall have the meaning specified in subsection 4.03(a)(ii).

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • London Banking Day means any day on which dealings in Dollar deposits are conducted by and between banks in the London interbank eurodollar market.

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • New York City Banking Day means any day on which commercial banks are open for general business (including dealings in foreign exchange and foreign currency deposits) in New York City;

  • Telephone Banking Service or “TBS” means any banking service operated over the telephone (by whatever name it may be known as) offered by the Bank, in connection with the Service Instructions and includes but is not limited to such services respectively known as Self Service Phone Banking and CitiPhone Banking; and

  • Major transit investment corridor means public transit service that uses or occupies:

  • Credit Risk Management Fee The amount payable to the Credit Risk Manager on each Distribution Date as compensation for all services rendered by it in the exercise and performance of any and all powers and duties of the Credit Risk Manager under the Credit Risk Management Agreements, which amount shall equal one twelfth of the product of (i) the Credit Risk Management Fee Rate multiplied by (ii) the Stated Principal Balance of the Mortgage Loans and any related REO Properties as of the first day of the related Due Period.