Investment Company Advisory Agreement definition

Investment Company Advisory Agreement means any Advisory Agreement to which an Investment Company is a party.
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Investment Company Advisory Agreement means an investment advisory agreement entered into by the Company, any of its Subsidiaries or SAMI for the purpose of providing investment advisory or subadvisory services to an investment company registered under the Investment Company Act or series thereof.
Sample 1Sample 2
Investment Company Advisory Agreement means an investment advisory agreement entered into by the Company or any of its subsidiaries for the purpose of providing investment advisory or subadvisory services to a registered investment company or series thereof.
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Examples of Investment Company Advisory Agreement in a sentence

  • Each such Investment Company Advisory Agreement has been performed by the Company, the applicable Subsidiary or SAMI in accordance with its terms and with the Investment Company Act and all other Applicable Laws, in each case, in all respects, except as has not had and is not reasonably likely to have a Company Material Adverse Effect.

  • Each such Parent Investment Company Advisory Agreement has been performed by Parent in accordance with the Investment Company Act and all other applicable Laws.

  • Each such Investment Company Advisory Agreement has been performed by Company in accordance with the Investment Company Act and all other applicable Laws.

  • Furthermore, no diffraction peaks or crystalline Raman bands could be detected in these glasses.

  • Each such Investment Company Advisory Agreement has been performed by the Company in accordance with the Investment Company Act and all other Applicable Laws, except for such failures of performance which, individually or in the aggregate, are not reasonably expected to have a Company Material Adverse Effect.

  • Adviser is not in default under any Investment Company Advisory Agreement, except where such default would not reasonably be expected to be material to Adviser.

  • Except for the Investment Company Advisory Agreement between SAMI and Schwab Analytics Fund, which Investment Company Advisory Agreement will be transferred to the Company as contemplated by Section 5.2, there are no Investment Company Advisory Agreements, Non-Investment Company Advisory Agreements, other revenue-producing contracts or any other assets used solely in the business or operations of the Company, its Subsidiaries or their respective businesses that are owned by SAMI ("SAMI Asset Omissions").

  • The Owner shall conduct in-person or electronic (zoom) interviews/presentations and/or demonstrations after the ranking of the “Written Evaluation” to determine the successful Consultant/s.

  • A consultant has been engaged to assist new staff in this area to develop and deliver a program that meets the diverse needs and preferences of care recipients living at the home.

  • Each Investment Company Advisory Agreement subject to Section 15 of the 1940 Act to which any Acquired Company is a party has been duly approved and continued and has been at all times in compliance in all material respects with the 1940 Act.


More Definitions of Investment Company Advisory Agreement

Investment Company Advisory Agreement means an investment advisory agreement entered into by Adviser for the purpose of providing investment advisory or subadvisory services to an investment company registered under the Investment Company Act or to any series of such investment company.
Sample 1Sample 2
Investment Company Advisory Agreement means an investment advisory agreement entered into by the Company or any of its Subsidiaries for the purpose of providing investment advisory or subadvisory services to a registered investment company or series thereof.
Sample 1Sample 2
Investment Company Advisory Agreement means any Advisory
Sample 1

Related to Investment Company Advisory Agreement

  • Investment Advisory Agreement means the investment advisory agreement entered into between the Adviser and the Fund, as from time to time in effect.

  • Advisory Agreement means the agreement between the Company and the Advisor pursuant to which the Advisor will direct or perform the day-to-day business affairs of the Company.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Investment Company Client means any Investment Company (or series thereof ) as to which the Firm is an investment adviser or investment sub-adviser.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • U.S. Investment Company Act means the United States Investment Company Act of 1940, as amended;

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Family of Investment Companies as used herein means two or more registered investment companies (or series thereof) that have the same investment adviser or investment advisers that are affiliated (by virtue of being majority owned subsidiaries of the same parent or because one investment adviser is a majority owned subsidiary of the other).

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Investment Consultant means PMA Asset Management, LLC, or such other Person who shall be acceptable to the Governing Board.

  • Advisory agency means any board, commission, committee or post which does not exercise any sovereign power or duty, but is appointed by a governmental agency or officer or is created by law for the purpose of making studies or recommendations, or advising or consulting with a governmental agency.

  • UCITS management company means a management company as defined in Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)1;

  • Investment Management Agreement or IMA means the Investment Management Agreement (IMA) dated December 9, 2002, executed between UTI Trustee Company Private Limited and UTI Asset Management Company Limited.

  • Company Acquisition Agreement has the meaning set forth in Section 5.04(a).

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.