Investment Instruments definition

Investment Instruments means, collectively those certificates, instruments, documents or other written material which evidence investments made by the Trustees as may be made in accordance with the Trust Agreement;

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Investment Instruments means financial instruments which are permitted for investment by an investment fund in accordance with the fund‟s investment policy and which are defined as such by the Financial Regulatory Commission (hereinafter as „Commission‟) in compliance with requirements specified in the Law on Securities Market and in this Law;

Investment Instruments means the Investment Agreement, the Preferred Stock, the certificate of designation of preferences and rights relating to the Preferred Stock, and all other documents, instruments, and agreements executed in connection therewith, each as from time to time amended, supplemented or otherwise modified in accordance with the terms hereof, thereof, and of the Intercreditor Agreement.

Examples of Investment Instruments in a sentence

• Notwithstanding the foregoing, NCPS shall not be obligated to disburse the Escrow Funds to Issuer if NCPS has reason to believe that (a) Cash Investment Instruments in full payment for that number of Securities equal to or greater than the Minimum Offering have not been received, deposited with and collected by NCPS, or (b) any of the certifications and opinions set forth in the Minimum Offering Notice are incorrect or incomplete.

• All Cash Investment Instruments shall be delivered directly to NCPS for deposit into the Escrow Account described on Exhibit A hereto.

• Broker further represent and warrant to NCPS that the deposit with NCPS by NCPS of Cash Investment Instruments pursuant to Section 3 hereof shall be deemed a representation and warranty by NCPS that such Cash Investment Instrument represents a bona fide sale to the Subscriber described therein of the amount of Securities set forth therein, subject to and in accordance with the terms of the Offering Document.

• Broker and Issuer understand and agree that all Cash Investment Instruments received by NCPS hereunder are subject to collection requirements of presentment and final payment.

• Platform and Issuer understand and agree that all Cash Investment Instruments received by NCPS hereunder are subject to collection requirements of presentment and final payment, and that the funds represented thereby cannot be drawn upon or disbursed until such time as final payment has been made and is no longer subject to dishonor.

More Definitions of Investment Instruments

Investment Instruments means investment instruments, monetary resources and other instruments maintained for the Client in the Managed Portfolio.

Investment Instruments means stocks, bonds, mutual funds, and all other types of securities and financial instruments, whether held directly, indirectly, or in any other manner, including, but not limited to, shares or interests in a private investment fund, including, but not limited to, a private investment fund organized as a limited partnership, a limited liability company, a statutory or common law business trust, a statutory trust, or a real estate investment trust, a joint venture, or any other general or limited partnership;

Investment Instruments. Equity, Convertible Debt, SAFE (with cap and time limitations) [Angel or Group]: Stage of Startup: Founders: Industries: Geographic Focus: Investment Instrument:

Investment Instruments means any over-the-counter (OTC) or exchange traded asset, right or interest (including futures, options, contracts for differences (CFD) and FX swaps and margined and/or leveraged spot, rolling spot and/or forward transaction) in foreign exchange, gold and silver and any other means of gaining exposure to foreign exchange, gold and silver as may be permitted by the Account Provider.

Investment Instruments means, without limitation, any publicly traded or non-publicly traded, U.S. or non-U.S., exchange traded or over- the-counter: (i) share of capital stock, including common stock, preferred stock, convertible stock, American Depository Receipt or Global Depository Receipt or the equivalent; (ii) general partnership, limited partnership or limited liability company interest; (iii) share of beneficial interest; (iv) investment contract, preorganization certificate or subscription; (v) bond, note, debenture (whether subordinated, convertible or otherwise), trust receipt or certificate, loan, participation, account or note receivable, trade acceptance, contract or other claim, executory contract (including any notional principal contract), instrument or evidence of indebtedness; (vi) warrant; (vii) fixed and/or variable annuity; (viii) U.S. Government security; (ix) money market instrument, commercial paper, certificate of deposit, bankers’ acceptance or other cash- equivalent instrument; (x) futures contract, forward contract or security futures contract; (xi) cash commodity instrument, swap contract or any other derivative contract; (xii) share or other beneficial interest in any entity registered as an investment company under the Investment Company Act of 1940, as amended, or share in any collective investment entity otherwise known as a “mutual fund” or the equivalent; (xiii) share or other beneficial interest in any privately offered collective investment vehicle; or (xiv) right or option to purchase or sell any of the foregoing or any securities index, including a put or call option written by the Partnership or by another.

Investment Instruments means a financial instrument as defined in Regulation 3(1) of the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. No. 60 of 2007) and an investment instrument as defined in Section 2(1) of the Investment Intermediaries Act 1995;

Investment Instruments means financial instruments which are permitted for investment by an investment fund in accordance with the fund's investment policy and which are determined by the Financial Regulatory Commission (hereinafter referred to "Commission") in compliance with requirements specified in the Law on Securities Market and in this Law;