Investor Profile Form definition

Investor Profile Form means the form completed by you and us which requests that we provide you with Investment Services and which sets out your Investment Objectives, Investment Restrictions, your financial circumstances, knowledge and experience and other information relating to your attitude to investments and risk.
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Examples of Investor Profile Form in a sentence

  • If the subscription is accepted by the Trust, the Investor agrees to wire immediately available funds in the amounts indicated on the Investor Profile Form to the appropriate account(s) established for the Portfolios indicated under Wiring Instructions.

  • We will close any open positions and then cease to actively manage your Portfolio in accordance with your Investor Profile Form.

  • It is the Investor’s affirmative obligation to notify the Company in writing if the Investor’s e-mail address(es) listed in the Investor Profile Form change(s).

  • You should notify us of any change to this information and we will need your written confirmation of any change to your Investor Profile Form.

  • The representations, warranties, acknowledgments and covenants in Sections 4.03 and 4.04 and in the Investor Profile Form and the provisions of Sections 6.02, 6.10, 6.11, 6.12, 6.13, 6.14, 6.15 and 6.16 shall, in the event this subscription is accepted, survive such acceptance and the formation and dissolution of the Company.

  • You should notify us of any change to this information and we will need your confirmation of any change to your Investor Profile Form.

  • Provisions regarding documents that need to be completed and signed by prospective Participation Unit Holder as mentioned in section 13.1 of this Prospectus i.e. opening account form and Investor Profile Form as well as supporting documents in order to implement APU and PPT Programmes in the Financial Services Sector, must be completed by the prospective Participation Unit Holders before the first time Participation Unit Subscription of ASHMORE DANA OBLIGASI NUSANTARA.

  • Provisions regarding documents that need to be completed and signed by prospective Participation Unit Holder as mentioned in section 13.1 of this Prospectus i.e. opening account form and Investor Profile Form as well as supporting documents in order to implement the APU and PPT Programme in the Financial Services Sector, must be completed by the prospective Participation Unit Holders before the first time Participation Unit Subscription of ASHMORE DANA OBLIGASI UNGGULAN NUSANTARA.

  • We accept no liability for any loss suffered by you if this loss has been caused directly or indirectly by your failure to provide us with accurate and up-to-date information or your failure to update information we already hold in your Investor Profile Form or any other documentation that you have provided to us pursuant to this Agreement.

  • Provisions regarding documents that need to be completed and signed by prospective Participation Unit Holder as mentioned in section 13.1 of this Prospectus i.e. opening account form and Investor Profile Form as well as supporting documents in order to implement APU and PPT Programme in the Financial Services Sector, must be completed by the prospective Participation Unit Holders before the first time Participation Unit Subscription of ASHMORE DANA USD NUSANTARA.

Related to Investor Profile Form

  • Investor Presentation is defined in Section 5.3.

  • Investor shall have the meaning specified in the preamble to this Agreement.

  • Exchange Message Interface or "EMI" means the format used for exchange of Telecommunications message information among Telecommunications Carriers. It is referenced in the Alliance for Telecommunications Industry Solutions (ATIS) document that defines industry guidelines for the exchange of message records.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Subscriber Information means any information contained in the form of data or any form that is held by a service provider, relating to subscribers of its services, other than traffic data or content data, by which can be established-

  • Optional Interconnection Study Agreement means the form of agreement for preparation of an Optional Interconnection Study, as set forth in Tariff, Attachment N-3.

  • Restricted List Securities means the list of securities that are provided to the Compliance Department by Invesco Ltd. or investment departments, which include those securities that are restricted from purchase or sale by Client or Employee accounts for various reasons (e.g., large concentrated ownership positions that may trigger reporting or other securities regulatory issues, or possession of material, non-public information, or existence of corporate transaction in the issuer involving an Invesco Ltd. unit).

  • Exchange Registration Statement shall have the meaning assigned thereto in Section 2(a) hereof.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • By-mail voter registration form means a voter registration form designed to be

  • Requesting Investor has the meaning set forth in Section 7.5 of the Indenture.

  • Institutional Investors means any regulated investment company, segregated asset account, foreign investment company, common trust fund, group trust or other investment arrangement, whether organized within or without the United States of America.

  • Offering Materials means a Fund’s currently effective prospectus and most recently filed registration statement with the SEC relating to shares of the Fund.

  • Book voter registration form means voter registration forms contained in a

  • Investors means the Initial Investors and any transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.

  • Initial Holders has the meaning set forth in the preamble.

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • Optional Interconnection Study means a sensitivity analysis of an Interconnection Request based on assumptions specified by the Interconnection Customer in the Optional Interconnection Study Agreement.

  • Registration Form means a book voter registration form and a by-mail voter

  • Investment Canada Act means the Investment Canada Act (Canada).

  • Investor Parties has the meaning set forth in the Preamble.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • CD&R Investors means, collectively, (i) CD&R Fund VIII, (ii) CD&R Friends & Family Fund VIII, L.P., a Cayman Islands exempted limited partnership, and any successor in interest thereto, and (iii) any Affiliate of any CD&R Investor identified in clauses (i) and (ii) of this definition.

  • CAFRA Planning Map means the map used by the Department to identify the location of Coastal Planning Areas, CAFRA centers, CAFRA cores, and CAFRA nodes. The CAFRA Planning Map is available on the Department's Geographic Information System (GIS).

  • Referral Source has the meaning set forth in Section 7.07(b).

  • Common Stock Joint Written Direction means a written direction executed by the Investor and the Company directing Investor's Counsel to disburse all or a portion of the shares of the Company's Common Stock or to refrain from taking any action pursuant to this Agreement.