Law of Securities definition

Law of Securities means the Law on Securities No. 60/2005/QH11 passed by the National Assembly on June 29th, 2006 and took effect as from January 1st, 2007; and the Law amending and supplementing a number of Article of the Law on Securities No. 62/2010/QH12 passed by the National Assembly on November 24th, 2010.
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Law of Securities means the Law on Securities No. 54/2019/QH14 passed by the National Assembly on November 26th 2019 and took effect as from January 1st 2021.
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Examples of Law of Securities in a sentence

  • See 3 Thomas Lee Hazen, Treatise on the Law of Securities Regulation § 10.1[1] (6th ed.

  • CEMENTOS PACASMAYO S.A.A. is a company organized under the form of a publicly held company, subject to the General Law of Companies, to the Law of Securities Market and other applicable provisions.

  • See 3 Thomas Lee Hazen, Treatise on the Law of Securities Regulation § 12.13 (5th ed.

  • See also Thomas Lee Hazen, Law of Securities Regulation, § 7.10[3] (“Notwithstanding … scattered decisions to the contrary, theapparent majority of courts have indicated that section 12(a)(1)’s one-year period should not be tolled.”).This Court agrees that the plain language of 15 U.S.C. § 77m demonstrates Congress’s intent that section 12(a)(1) claims not be subject to equitable tolling.

  • On November 6th 2019, the National Superintendence of Securities (SUNAVAL) emitted the Circular Letter No. 01464, instructing the issuers of securities, object of public offer in accordance with the Law of Securities Market, about presenting their financial statements inflation adjusted, based on the indices published by the Central Bank of Venezuela (BCV).

  • The Trustee shall manage the trusted assets with the authority and duties established in article 356 of the General Law of Securities and Credit Operations.

  • In accordance with the Company Law of the PRC, the Law of Securities of the PRC, the Financial Rules for Financial Enterprises and the Articles of Association, the Company may appropriate statutory reserve fund, discretionary reserve fund, general risk reserve fund and transaction risk reserve, respectively, at 10%, 5%, 11% and 15% of the net profit of the Parent Company realized in 2016, amounted to RMB622,653,988.95, and the distributable profit of the year was RMB896,014,276.75.

  • In accordance with the provisions of Article 52 of Law 27287 (Law of Securities) this Promissory Note will not be required to be protested to exercise the actions derived from the same.

  • Hazen, Law of Securities Regulation: Insider Trading & Rule 10b-5 § 12.17 (6th ed.

  • For a detailed consideration of this confusing area see EI Sykes and S Walker, The Law of Securities (5th ed, Law Book Company, Sydney, 1993) 73-77.

Related to Law of Securities

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Breach of Security means the occurrence of unauthorised access to or use of the Premises, the Services, the Contractor system or any ICT or data (including the Authority’s Data) used by the Authority or the Contractor in connection with this Contract.

  • Series of Secured Debt means, severally, each Series of Priority Lien Debt and each Series of Parity Lien Debt.

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • Holders of Secured Obligations means the holders of the Secured Obligations from time to time and shall include their respective successors, transferees and assigns.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Exercise of Secured Creditor Remedies means, except as otherwise provided in the final sentence of this definition:

  • Regulation RR means Regulation RR under the Exchange Act (17 C.F.R. §246.1, et seq.).

  • Regulation S Global Notes means, collectively, the Temporary Regulation S Global Notes and the Permanent Regulation S Global Notes.

  • Original Indenture has the meaning specified in the first paragraph of this Supplemental Indenture.

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • Regulation S Global Securities Appendix A

  • Regulation S Global Note means a Regulation S Temporary Global Note or Regulation S Permanent Global Note, as appropriate.

  • Public External Indebtedness means any External Indebtedness which is in the form of, or represented by, notes, bonds or other securities which are for the time being quoted, listed or ordinarily dealt in on any stock exchange.

  • Regulation S Global Security The meaning specified in Section 3.01(c).

  • Regulation S-X means Regulation S-X under the Securities Act.

  • Rule 144A Global Notes has the meaning set forth in Section 4.2(b)(i) of the Series 2018-1 Supplement.

  • Regulation S-T means Regulation S-T of the Commission.

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Debt Securities has the meaning stated in the first recital of this Indenture and more particularly means any debt security or debt securities, as the case may be, of any series authenticated and delivered under this Indenture.

  • 144A Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of, and registered in the name of, the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 144A.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).