Listed Specified Investment Products definition

Listed Specified Investment Products means a Specified Investment Product which is approved-in-principle for listing and quotation on, or listed for quotation or quoted on, an organised market.
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Examples of Listed Specified Investment Products in a sentence

  • Passing CriteriaCustomer Account Review (CAR) – Listed Specified Investment Products Customer Knowledge Review (CKA) – Unlisted Specified Investment Products MoneySENSE has also provided a list of useful key questions that you should ask yourself in determining the suitability of trading / investing in any relevant investment product, which you should go through to ensure that you have indeed provided us all relevant information we will need for the same purpose.

  • Customer Account Review (Listed Specified Investment Products) AnswersWhat is the Customer Account Review about?Effective from 1 January 2012, financial institutions such as banks, broking firms and financial advisors are required to assess if a retail investor (i.e. Non-Accredited Investor) has the relevant knowledge or experience to understand the risks and features of derivatives before offering any Specified Investment Products (SIPs) to him/her.

  • Completed and acknowledged the Customer Account Review (CAR) for trading in of Listed Specified Investment Products (SIPs) Can a mandatee trade on my behalf?No, DBS Online Trading is only for the account holder to trade.

Related to Listed Specified Investment Products

  • Investment product means a financial instrument (within the meaning of Article 4(1)(15) of MiFID II) or a structured deposit (within the meaning of Article 4(1)(43) of MiFID II).

  • Qualified investment has the meaning set forth in Section 313.021(1) of the TEXAS TAX CODE, as interpreted by the Comptroller’s Rules.

  • Qualified Investments means any of the following if and to the extent permitted by law:

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Manufactured-home transaction means a secured transaction:

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Manufactured dwelling means a residential trailer, a mobile home or a manufactured

  • Excluded Inventory shall have the meaning set forth in Section 2.4.

  • Eligible In-Transit Inventory means, as of any date of determination thereof, without duplication of other Eligible Inventory, In-Transit Inventory:

  • covered investment means, with respect to a Party, an investment in its territory of an investor of the other Party in existence as of the date of entry into force of this Treaty or established, acquired, or expanded thereafter.

  • Qualified Investor means any person, who invests a minimum amount of R1 million per hedge fund and who: