MFSA Rules definition

MFSA Rules means the Investment Services Act (Chapter 370 of the Laws of Malta), the Prevention of Money Laundering Act (Chapter 373 of the Laws of Malta), the Malta Financial Services Act (Chapter 330 of the Laws of Malta), the Prevention of Financial Markets Abuse Act (Chapter 476 of the Laws of Malta), the Directives, Circulars and all other regulations issued pursuant to these Laws and all guidance notes, administrative notices, newsletters and rules published by the Malta Financial Services Authority.
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MFSA Rules means the Investment Services Rules for Investment Services Providers set by the MFSA;
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MFSA Rules means the applicable rules and regulations issued by the MFSA
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Examples of MFSA Rules in a sentence

  • Since the Company operates as a Self-Managed Professional Investor Fund in terms of the MFSA Rules, the management of its business and activities will be carried out internally through an Investment Committee appointed by the Board of Directors of the Company.

  • The Investment Manager shall notify the MFSA of breaches that are not remedied within a period of six (6) months in accordance with MFSA Rules.

  • Submitters raised concerns about the ability of the Department to modify conditions of approval established by the LEC.

  • However, if you do request such different categorization and we agree to such categorization, you will lose the protection afforded by certain MFSA Rules and the Applicable Regulations.

  • We shall treat you as a retail client for the purposes of the MFSA Rules and the Applicable Regulations.

  • Personal Account Dealing Policy (“PAD Policy”) in relation to certain designated investments as defined in the FCA Handbook Rules Reference:FCA, COBS, 11.7; Rule 204A-1 under the Investment Advisers Act; MFSA Rules (as defined in the Company’s Compliance Manual).

  • In all cases, amendments to the Prospectus (including to the investment objective or investment policies and restrictions) shall require the MFSA’s prior approval or, where permitted (such as non-material changes), notification in accordance with MFSA Rules.

  • Management of the CompanySince the Company operates as a Self-Managed UCITS in terms of the MFSA Rules, the management of its business and activities will be carried out internally by the Company.

  • Complaints will be dealt with in accordance with the processes and timescales set out in the MFSA Rules and outlined in our Complaints Handling Procedure.

  • Personal Account Dealing Policy (“PAD Policy”) in relation to certain designated investments as defined in the FCA Handbook Rules Reference: FCA, COBS, 11.7; Rule 204A-1 under the Investment Advisers Act; MFSA Rules (as defined in the Company’s Compliance Manual).


More Definitions of MFSA Rules

MFSA Rules means any guidelines, guides or rules issued by the MFSA, and any amendments thereto from time to time in force, which may be applicable to the Company and the Sub-Funds;
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Related to MFSA Rules

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • AAA Rules has the meaning set forth in Section 11.2.

  • ICC Rules means the Rules of Arbitration of the International Chamber of Commerce in effect on the date the applicable arbitration proceeding begins.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • FINRA Rules means the Constitution, By-Laws, and Rules of Fair Practice of the Financial Industry Regulatory Authority, Inc. ("FINRA") and any interpretations thereof.

  • CPR Rules has the meaning set forth in Section 10.3(a).

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.

  • Business Rules means the business rules established by JSCC regarding its Financial Instruments Obligation Assumption Service for CDS Transactions, as amended, if applicable.

  • School Rules means the rules of the School, a copy of the current version of which is provided to each child on entry and is sent to parents with the letter offering a place at the School, as those rules may be amended from time to time for legal, safety or other substantive reasons or in order to assist the proper administration of the School. Parents will be given notice of such amendments;

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • UNCITRAL Arbitration Rules means the arbitration rules of the United Nations Commission on International Trade Law.