Investment Services Act definition

Investment Services Act means the Investment Services Act, Chapter 370 of the Laws of Malta;
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Investment Services Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Dealers, and on the Regulations Governing their Activities.
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Investment Services Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Exchange Service Providers, and Rules Concerning the Activities They Are Authorised to Pursue
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Examples of Investment Services Act in a sentence

  • The Company qualifies as a ‘Maltese UCITS’ in terms of the Investment Services Act (Marketing of UCITS) Regulations (S.L. 370.18, Laws of Malta).

  • The following statements are true and correct: As of the date of this Agreement, the Company is engaged primarily in the acquisition and operation of companies engaged in the distribution of fasteners and provision of related inventory services.

  • The Company is licensed and regulated by the Malta Financial Services Authority (“MFSA”) under the Investment Services Act (Chapter 370, Laws of Malta) as a Professional Investor Fund which targets Qualifying Investors as set out in the relevant Offering Supplement.

  • The Terms of Business state the scope of investment and ancillary services provided by the Distributor according to the Investment Services Act; the rules of the conclusion, performance, amendment and termination of the contract; the conditions of the management of securities account and client account; the investor protection measures applied by the Distributor and confidentiality clauses.

  • The Distributor's Terms of Business for Investment Services referring to its investment and ancillary services (hereinafter referred to as: Terms of Business) comply with the provisions of the Investment Services Act.

  • The receipt and/or delivery of reports and other information under this Agreement by the Paying Agent shall not constitute notice or actual or constructive knowledge of any Default or Event of Default contained therein.

  • The Investment Manager is licensed to carry on investment management in accordance with the Investment Services Act, 1994 and is constituted under the Companies Act, 1995.

  • These activities include investment services business under the Investment Services Act, business of insurance under the Insurance Business Act and insurance intermediaries` activities under the Insurance Intermediaries Act, as well as business of a financial institution under the Financial Institutions Act.

  • An investment in the Issuer and the Bonds may not be suitable for all recipients of the Prospectus and prospective investors are urged to consult an independent investment adviser licensed under the Investment Services Act (Cap.

  • With consideration of the Distributor's special legal status, the Distributor applies the provisions of the Investment Services Act solely to its activity carried out under Section 76(2)(c) of Act CXCV of 2011 on Public Finance, with the exceptions laid down therein.


More Definitions of Investment Services Act

Investment Services Act means the Investment Services Act (Chapter 370 of the Laws of Malta), including any amendments, regulations or other rules made pursuant thereto insofar as they apply to the Company;
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Related to Investment Services Act

  • Employment services organization means an organization that provides community-based employment services to individuals with disabilities that is an approved Commission on Accreditation of Rehabilitation Facilities (CARF) accredited vendor of the Department of Aging and Rehabilitative Services.

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Case management services means planned referral, linkage, monitoring and support, and advocacy provided in partnership with a consumer to assist that consumer with self sufficiency and community tenure and take place in the individual’s home, in the community, or in the facility, in accordance with a service plan developed with and approved by the consumer and qualified staff.

  • Appraisal management services means one or more of the following:

  • Management Services means the services specified in sub-clauses 3.1 to 3.8 as indicated affirmatively in Boxes 5 to 12.