Participating Dealers definition

Participating Dealers means broker-dealers who are members of FINRA or that are exempt from broker-dealer registration, and who, in either case, have executed participating dealer or other agreements with the Dealer Manager to sell Shares in a Public Offering.

Participating Dealers means members in good standing of the National Association of Securities Dealers, Inc., ("NASD") engaged by the Selling Agent to offer and sell Shares on a "best efforts" basis, as well as certain selected foreign broker dealers, who are not eligible for membership in the NASD, who agree to abide by the provisions of Section 25 of the NASD Rules of Fair Practice.

Participating Dealers means the persons with whom the management company enters into an agreement to sell and repurchase the ETF investment units according to the quantities or value as prescribed in a fund management scheme;

Examples of Participating Dealers in a sentence

• Notwithstanding the above, the Company, in its sole discretion, may act as agent of the Dealer Manager by making direct payment of commissions or reallowance of the Dealer Manager Fee to such Participating Dealers without incurring any liability therefor.

• The Distributor and Participating Dealers may expend their own resources separate and apart from amounts payable under the Plan to support the Fund's distribution effort.

• The Company will not be liable or responsible to any Participating Dealer for direct payment of commissions or any reallowance of the Dealer Manager Fee to such Participating Dealer, it being the sole and exclusive responsibility of the Dealer Manager for payment of commissions or any reallowance of the Dealer Manager Fee to Participating Dealers.

• Upon effectiveness of this Participating Dealer Agreement (this “Agreement”), you will become one of the Participating Dealers referred to in the Dealer Manager Agreement.

• Investors are advised to check with the Participating Dealers as to the relevant timing deadlines and the client acceptance procedures and requirements.

More Definitions of Participating Dealers

Participating Dealers means certain Dealers appointed as Bond Dealers who have been appointed by us to participate in the distribution of Retail Bonds through the Lead Dealer under the relevant Selling Group Agreements. To be a Participating Dealer with respect to Retail Bonds, the Participating Dealer must execute the relevant Selling Group Agreement. A current list of Participating Dealers is available on the Funding Corporation’s website at www.farmcreditfunding.com or upon request to the Funding Corporation at 10 Exchange Place, Suite 1401, Jersey City, New Jersey 07302; telephone: (201)200-8000.

Participating Dealers as used herein shall include Xxxxxxxxx and all other participating dealers as part of the selling group in the offering. Xxxxxxxxx will enter into a separate Master Selected Dealers Agreement with the other participating dealers pursuant to which all Participating Dealers will agree to be bound by the terms of this Escrow Agreement. For purposes of communications and directives under this Escrow Agreement, the Escrow Agent need only accept those communications and directives made by Xxxxxxxxx.

Participating Dealers means the dealers, distributors and retailers who execute a Letter of Interest and other definitive agreements with the Purchaser to provide vehicle repair services under the Customer Support Program, as identified on Annex 1 attached to the Customer Support Program Manual.

Participating Dealers as used herein shall include all and only participating dealers electing to utilize a traditional bank and to be bound by this Escrow Agreement. For purposes of communications and directives under this Escrow Agreement, the Escrow Agent need only accept those communications and directives made by Mxxxxxx, as representative of the Participating Dealers.

Participating Dealers means professional security dealers that are invited by Interlogix to participate in the Program, elect to participate by registering at www.securitypro.com, and agree to these Terms and Conditions.

Participating Dealers means the TotalEnergies dealerships in the Republic of South Africa that have agreed to participate in the Loyalty Programme.

Participating Dealers means the dealers authorized by SEM to offer the SHARP Easy Plan to